Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Local Bounti Corporation/DELOCL · Entity 7559 | Chief Innovation Officer | November 09, 2023 | November 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Local Bounti Corporation/DE
Report date November 09, 2023 · Filed November 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 106,023 |
Reported balance
After 2023-11-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-11-09 · Sale · Disposed 4,250 · Balance 106,023 F1: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2023 Filed Nov 9, 2023 21:53 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 4,250 | $3.88 | $16,471.30 |
DisclosureSEC source: 0001209191-23-054852 · doc4.xml · nonDerivative · entry 1 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,023 F1 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| April 05, 2023 Filed Apr 6, 2023 00:20 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 25,996 | $0.51 | $13,208.57 |
DisclosureSEC source: 0001209191-23-023521 · doc4.xml · nonDerivative · entry 3 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,437,821 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 05, 2023 Filed May 3, 2023 20:53 UTC Amendment | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 28,248 | $0.51 | $14,352.81 |
DisclosureSEC source: 0001209191-23-027019 · doc4a.xml · nonDerivative · entry 3 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,433,568 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 00:20 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 10,128 | $0.58 | $5,880.32 |
DisclosureSEC source: 0001209191-23-023521 · doc4.xml · nonDerivative · entry 2 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,463,817 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 04, 2023 Filed May 3, 2023 20:53 UTC Amendment | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 11,299 | $0.58 | $6,560.20 |
DisclosureSEC source: 0001209191-23-027019 · doc4a.xml · nonDerivative · entry 2 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,461,816 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 03, 2023 Filed Apr 6, 2023 00:20 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 10,983 | $0.66 | $7,302.60 |
DisclosureSEC source: 0001209191-23-023521 · doc4.xml · nonDerivative · entry 1 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,473,945 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5922 to $0.7851. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 03, 2023 Filed May 3, 2023 20:53 UTC Amendment | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 11,813 | $0.66 | $7,854.46 |
DisclosureSEC source: 0001209191-23-027019 · doc4a.xml · nonDerivative · entry 1 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,473,115 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5922 to $0.7851. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:34 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001353 · doc4.xml · nonDerivative · entry 1 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,484,928 F1 · shares: Represents 300,000 restricted stock units issued under the Issuer's 2021 Equity Incentive Plan which will vest in three equal installments on April 1, 2023, April 1, 2024, and April 1, 2025, subject to the continuous service of the Reporting Person on each vesting date. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 23:35 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 7,500 | $2.25 | $16,841.25 |
DisclosureSEC source: 0001209191-22-060245 · doc4.xml · nonDerivative · entry 2 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,184,928 F2 · price: This transaction was executed in multiple trades at prices ranging from $2.2164 to $2.2701. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 23:35 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 15,000 | $2.25 | $33,784.50 |
DisclosureSEC source: 0001209191-22-060245 · doc4.xml · nonDerivative · entry 1 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192,428 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.22 to $2.29. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 01:32 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 1,160 | $6.45 | $7,481.88 |
DisclosureSEC source: 0001209191-21-068206 · doc4.xml · nonDerivative · entry 1 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,207,428 Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 23:42 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 1,206,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066625 · doc4.xml · nonDerivative · entry 1 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,206,268 F1 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer. F2 · shares: Restricted Stock awarded under the Issuer's the 2020 Equity Incentive Plan, as amended from time to time, subject to the continuous service of the Reporting Person on each vesting date: 10% will vest on December 16, 2021 with the remaining RSUs vesting in three (3) annual 30% installments thereafter. F1 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.