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FORST EDWARD C

Disclosed activity across 3 companies

Tapewire entity
13486
SEC CIK
0001280491

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GOLDMAN SACHS GROUP INCGS · Entity 2819EVP, Chief Admin. OfficerOctober 10, 2007October 12, 2007
Leo Holdings Corp. IILHC · Entity 109389DirectorJanuary 07, 2021January 07, 2021
Local Bounti Corporation/DELOCL · Entity 7559DirectorJune 13, 2024June 14, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GOLDMAN SACHS GROUP INC

Report date October 10, 2007 · Filed October 12, 2007

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect119,917 Reported balance After 2007-10-10 transaction · row 1
1 source row

Row 1 · 2007-10-10 · Gift · Disposed 8,440 · Balance 119,917

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnote5,770 Reported balance Holding disclosure · report date 2007-10-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,770

F1: Held through a trust, the trustees of which are the Reporting Person's spouse and brother-in-law and the beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Filing footnotes · ownership attribution and instrument terms

F1: Held through a trust, the trustees of which are the Reporting Person's spouse and brother-in-law and the beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Leo Holdings Corp. II

Report date January 07, 2021 · Filed January 07, 2021

This filing explicitly reported no securities owned.

Local Bounti Corporation/DE

Report date June 13, 2024 · Filed June 14, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect92,286 Reported balance After 2024-06-13 transaction · row 1
1 source row

Row 1 · 2024-06-13 · Grant · Acquired 14,880 · Balance 92,286

F1: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 13, 2025, subject to the director's continued service.

Common StockSEC Table I · non-derivativeIndirectBy Forst GST LLC55,911 Reported balance Holding disclosure · report date 2024-06-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 55,911

Common StockSEC Table I · non-derivativeIndirectBy Wellfor LLC46,499 Reported balance Holding disclosure · report date 2024-06-13 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 46,499

Filing footnotes · ownership attribution and instrument terms

F1: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 13, 2025, subject to the director's continued service.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2024 Filed Jun 14, 2024 16:28 UTC Local Bounti Corporation/DE LOCL · Entity 7559 GrantCommon Stock 14,880 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-073720 · ownership.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,286

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 13, 2025, subject to the director's continued service.

Read SEC document
November 01, 2023 Filed Nov 1, 2023 19:39 UTC Local Bounti Corporation/DE LOCL · Entity 7559 PurchaseCommon Stock 10,000 $1.78 $17,800.00
Disclosure

SEC source: 0001209191-23-054052 · doc4.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wellfor LLC

Disclosed balance after: 46,499

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.73 to $1.89. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 20, 2023 Filed Jun 22, 2023 17:06 UTC Local Bounti Corporation/DE LOCL · Entity 7559 GrantCommon Stock 21,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039128 · doc4.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,406

F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's (the "Issuer") next annual stockholders' meeting or (2) June 20, 2024, subject to the Reporting Person's continued service.

F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 20:01 UTC Local Bounti Corporation/DE LOCL · Entity 7559 OtherWarrants to purchase Common Stock · Derivative 510,952 $1.50 Strike: $11.50 $766,428.00
Disclosure

SEC source: 0001209191-23-002145 · doc4.xml · derivative · entry 5

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Forst GST LLC

Disclosed balance after: 510,952

Underlying: Common Stock · 510,952 shares

Expires 2026-11-19

F2 · kind: Represents the distribution of warrants to purchase Common Stock of the Issuer by Leo pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 20:01 UTC Local Bounti Corporation/DE LOCL · Entity 7559 OtherWarrants to purchase Common Stock · Derivative 495,000 $1.50 Strike: $11.50 $742,500.00
Disclosure

SEC source: 0001209191-23-002145 · doc4.xml · derivative · entry 4

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,000

Underlying: Common Stock · 495,000 shares

Expires 2026-11-19

F2 · kind: Represents the distribution of warrants to purchase Common Stock of the Issuer by Leo pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 20:01 UTC Local Bounti Corporation/DE LOCL · Entity 7559 OtherCommon Stock 704,153 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-002145 · doc4.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,194

F1 · kind: Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F1 · price: Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 21, 2022 Filed Oct 25, 2022 17:11 UTC Local Bounti Corporation/DE LOCL · Entity 7559 GrantCommon Stock 100,000 $2.50 $250,000.00
Disclosure

SEC source: 0001209191-22-054556 · doc4.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wellfor LLC

Disclosed balance after: 474,489

F1 · kind: On October 21, 2022, the Reporting Person purchased shares of Local Bounti Corporation (the "Company") common stock, par value $0.0001 per share (the "Common Stock"), pursuant to a securities purchase agreement by and between the Reporting Person and the Company, as part of a private placement. The issuance of the shares to the Reporting Person was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 17:04 UTC Local Bounti Corporation/DE LOCL · Entity 7559 GrantCommon Stock 26,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038978 · doc4.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,041

F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's next annual stockholders' meeting or (2) June 21, 2023, subject to the reporting person's continued service.

Read SEC document
January 03, 2022 Filed Jan 5, 2023 20:01 UTC Local Bounti Corporation/DE LOCL · Entity 7559 OtherCommon Stock 726,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-002145 · doc4.xml · nonDerivative · entry 2

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Forst GST LLC

Disclosed balance after: 726,844

F1 · kind: Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F1 · price: Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 20:35 UTC Local Bounti Corporation/DE LOCL · Entity 7559 PurchaseWarrant (Right to Buy) · Derivative 21,912 $0.86 Strike: $11.50 $18,739.14
Disclosure

SEC source: 0001209191-21-068208 · doc4.xml · derivative · entry 1

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,912

Underlying: Common Stock · 21,912 shares

Expires 2026-11-19

Read SEC document
November 19, 2021 Filed Nov 23, 2021 18:45 UTC Local Bounti Corporation/DE LOCL · Entity 7559 PurchaseCommon Stock 374,489 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066628 · doc4.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wellfor LLC

Disclosed balance after: 374,489

F1 · shares: Purchased pursuant to the Subscription Agreements, dated June 17, 2021 and November 2, 2021, between Wellfor LLC and the Issuer.

F1 · price: Purchased pursuant to the Subscription Agreements, dated June 17, 2021 and November 2, 2021, between Wellfor LLC and the Issuer.

Read SEC document
October 10, 2007 Filed Oct 12, 2007 15:56 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GiftCommon Stock, par value $0.01 per share 8,440 $0.00 $0.00
Disclosure

SEC source: 0000769993-07-000998 · forsteep_ex.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,917

Read SEC document
January 18, 2007 Filed Jan 22, 2007 18:06 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 OtherCommon Stock, par value $0.01 per share 5,770 $0.00 $0.00
Disclosure

SEC source: 0000769993-07-000088 · forsteep_ex.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,357

F1 · kind: On January 18, 2007, the Reporting Person donated 5,770 shares of the Issuer's common stock to a trust, the trustees of which are the Reporting Person's spouse and brother-in-law and the beneficiaries of which are immediate family members of the Reporting Person. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F1 · acquired: On January 18, 2007, the Reporting Person donated 5,770 shares of the Issuer's common stock to a trust, the trustees of which are the Reporting Person's spouse and brother-in-law and the beneficiaries of which are immediate family members of the Reporting Person. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 11, 2007 Filed Jan 16, 2007 14:47 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,700 $212.05 $360,485.00
Disclosure

SEC source: 0000769993-07-000062 · forsteep_ex.xml · nonDerivative · entry 6

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,127

Read SEC document
January 11, 2007 Filed Jan 16, 2007 14:47 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 700 $212.06 $148,442.00
Disclosure

SEC source: 0000769993-07-000062 · forsteep_ex.xml · nonDerivative · entry 5

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,827

Read SEC document
January 11, 2007 Filed Jan 16, 2007 14:47 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 100 $212.07 $21,207.00
Disclosure

SEC source: 0000769993-07-000062 · forsteep_ex.xml · nonDerivative · entry 4

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,527

Read SEC document
January 11, 2007 Filed Jan 16, 2007 14:47 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 2,200 $212.08 $466,576.00
Disclosure

SEC source: 0000769993-07-000062 · forsteep_ex.xml · nonDerivative · entry 3

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,627

Read SEC document
January 11, 2007 Filed Jan 16, 2007 14:47 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 100 $212.09 $21,209.00
Disclosure

SEC source: 0000769993-07-000062 · forsteep_ex.xml · nonDerivative · entry 2

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,827

Read SEC document
January 11, 2007 Filed Jan 16, 2007 14:47 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 200 $212.11 $42,422.00
Disclosure

SEC source: 0000769993-07-000062 · forsteep_ex.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,927

Read SEC document
January 04, 2007 Filed Jan 8, 2007 18:49 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 10,009 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-07-000028 · forsteep_ex.xml · derivative · entry 4

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 10,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · price: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.exercise_date: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.expiration_date: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

Read SEC document
January 04, 2007 Filed Jan 8, 2007 18:49 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 54,347 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-07-000028 · forsteep_ex.xml · derivative · entry 3

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 54,347 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · price: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.exercise_date: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.expiration_date: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

Read SEC document
January 04, 2007 Filed Jan 8, 2007 18:49 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 27,255 $199.37 $5,433,829.35
Disclosure

SEC source: 0000769993-07-000028 · forsteep_ex.xml · nonDerivative · entry 2

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,127

Read SEC document
January 04, 2007 Filed Jan 8, 2007 18:49 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantCommon Stock, par value $0.01 per share 64,356 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-07-000028 · forsteep_ex.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,382

F1 · price: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

Read SEC document
December 15, 2006 Filed Dec 19, 2006 19:02 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantNonqualified Stock Options (right to buy) · Derivative 121,120 $0.00 Strike: $199.84 $0.00
Disclosure

SEC source: 0000769993-06-000961 · forsteep_ex.xml · derivative · entry 3

FORST EDWARD C · CIK 0001280491 · EVP - Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,120

Underlying: Common Stock · 121,120 shares

Expires 2016-11-25

F3 · shares: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011.

F3 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011.

Read SEC document
December 15, 2006 Filed Dec 19, 2006 19:02 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 13,346 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-06-000961 · forsteep_ex.xml · derivative · entry 2

FORST EDWARD C · CIK 0001280491 · EVP - Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,346

Underlying: Common Stock · 13,346 shares

Expires not disclosed

F2 · derivative.exercise_price: 10,009 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $199.84 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2007, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2010. One-half of the Discount RSUs generally will vest in each of November 2008 and November 2009, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2010, subject to certain terms and conditions.

F2 · price: 10,009 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $199.84 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2007, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2010. One-half of the Discount RSUs generally will vest in each of November 2008 and November 2009, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2010, subject to certain terms and conditions.

F2 · derivative.exercise_date: 10,009 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $199.84 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2007, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2010. One-half of the Discount RSUs generally will vest in each of November 2008 and November 2009, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2010, subject to certain terms and conditions.

F2 · derivative.expiration_date: 10,009 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $199.84 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2007, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2010. One-half of the Discount RSUs generally will vest in each of November 2008 and November 2009, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2010, subject to certain terms and conditions.

Read SEC document
December 15, 2006 Filed Dec 19, 2006 19:02 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 46,520 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-06-000961 · forsteep_ex.xml · derivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP - Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,520

Underlying: Common Stock · 46,520 shares

Expires not disclosed

F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

Read SEC document
September 22, 2006 Filed Sep 25, 2006 15:46 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GiftCommon Stock, par value $0.01 per share 5,987 $0.00 $0.00
Disclosure

SEC source: 0000769993-06-000826 · forsteep_ex.xml · nonDerivative · entry 2

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,026

Read SEC document
September 21, 2006 Filed Sep 25, 2006 15:46 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GiftCommon Stock, par value $0.01 per share 5,945 $0.00 $0.00
Disclosure

SEC source: 0000769993-06-000826 · forsteep_ex.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,013

Read SEC document
January 06, 2006 Filed Jan 9, 2006 19:10 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 2,000 $127.91 $255,820.00
Disclosure

SEC source: 0000769993-06-000029 · forsteep_ex.xml · nonDerivative · entry 8

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,958

Read SEC document
January 06, 2006 Filed Jan 9, 2006 19:10 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 3,036 $127.92 $388,365.12
Disclosure

SEC source: 0000769993-06-000029 · forsteep_ex.xml · nonDerivative · entry 7

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,958

Read SEC document
January 06, 2006 Filed Jan 9, 2006 19:10 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,000 $127.93 $127,930.00
Disclosure

SEC source: 0000769993-06-000029 · forsteep_ex.xml · nonDerivative · entry 6

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,994

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January 06, 2006 Filed Jan 9, 2006 19:10 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 900 $127.94 $115,146.00
Disclosure

SEC source: 0000769993-06-000029 · forsteep_ex.xml · nonDerivative · entry 5

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,994

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January 06, 2006 Filed Jan 9, 2006 19:10 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 4,600 $127.95 $588,570.00
Disclosure

SEC source: 0000769993-06-000029 · forsteep_ex.xml · nonDerivative · entry 4

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,894

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January 06, 2006 Filed Jan 9, 2006 19:10 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,000 $127.97 $127,970.00
Disclosure

SEC source: 0000769993-06-000029 · forsteep_ex.xml · nonDerivative · entry 3

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,494

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January 05, 2006 Filed Jan 9, 2006 19:10 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 21,746 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-06-000029 · forsteep_ex.xml · derivative · entry 9

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 21,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 5, 2006, 21,746 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · price: On January 5, 2006, 21,746 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.exercise_date: On January 5, 2006, 21,746 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.expiration_date: On January 5, 2006, 21,746 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

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January 05, 2006 Filed Jan 9, 2006 19:10 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 9,210 $126.47 $1,164,742.65
Disclosure

SEC source: 0000769993-06-000029 · forsteep_ex.xml · nonDerivative · entry 2

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,494

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January 05, 2006 Filed Jan 9, 2006 19:10 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantCommon Stock, par value $0.01 per share 21,746 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-06-000029 · forsteep_ex.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,704

F1 · price: On January 5, 2006, 21,746 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

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December 29, 2005 Filed Jan 3, 2006 11:11 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GiftCommon Stock, par value $0.01 per share 195 $0.00 $0.00
Disclosure

SEC source: 0000769993-06-000002 · forsteep_ex.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,958

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December 19, 2005 Filed Dec 21, 2005 11:22 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GiftCommon Stock, par value $0.01 per share 2,049 $0.00 $0.00
Disclosure

SEC source: 0000769993-05-000727 · forsteep_ex.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,153

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December 13, 2005 Filed Dec 15, 2005 20:34 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantNonqualified Stock Options (right to buy) · Derivative 117,080 $0.00 Strike: $131.64 $0.00
Disclosure

SEC source: 0000769993-05-000701 · forsteep_ex.xml · derivative · entry 2

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,080

Underlying: Common Stock · 117,080 shares

Expires 2015-11-27

F3 · shares: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.

F3 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.

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December 13, 2005 Filed Dec 15, 2005 20:34 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 43,093 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-05-000701 · forsteep_ex.xml · derivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,093

Underlying: Common Stock · 43,093 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as RSUs by $134.12 (the closing price of the Issuer's Common Stock on the New York Stock Exchange on November 25, 2005, the last day of the Issuer's 2005 fiscal year).

F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as RSUs by $134.12 (the closing price of the Issuer's Common Stock on the New York Stock Exchange on November 25, 2005, the last day of the Issuer's 2005 fiscal year).

F2 · derivative.exercise_date: Of these RSUs, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

F2 · derivative.expiration_date: Of these RSUs, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

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April 05, 2005 Filed Apr 7, 2005 15:08 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 400 $110.53 $44,212.00
Disclosure

SEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 17

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · ownership.nature: The trust described in footnote (1) above is no longer a beneficial owner of the Issuer's common stock.

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April 05, 2005 Filed Apr 7, 2005 15:08 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,300 $110.54 $143,702.00
Disclosure

SEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 16

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 400

F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

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April 05, 2005 Filed Apr 7, 2005 15:08 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 700 $110.55 $77,385.00
Disclosure

SEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 15

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,700

F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

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April 05, 2005 Filed Apr 7, 2005 15:08 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 400 $110.56 $44,224.00
Disclosure

SEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 14

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,400

F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

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April 05, 2005 Filed Apr 7, 2005 15:08 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 900 $110.57 $99,513.00
Disclosure

SEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 13

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,800

F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

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April 05, 2005 Filed Apr 7, 2005 15:08 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 200 $110.58 $22,116.00
Disclosure

SEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 12

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,700

F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

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April 05, 2005 Filed Apr 7, 2005 15:08 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 200 $110.59 $22,118.00
Disclosure

SEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 11

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,900

F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

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April 05, 2005 Filed Apr 7, 2005 15:08 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 100 $110.60 $11,060.00
Disclosure

SEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 10

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,100

F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

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April 05, 2005 Filed Apr 7, 2005 15:08 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 800 $110.61 $88,488.00
Disclosure

SEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 9

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,200

F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.