Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | EVP, Chief Admin. Officer | October 10, 2007 | October 12, 2007 |
| Leo Holdings Corp. IILHC · Entity 109389 | Director | January 07, 2021 | January 07, 2021 |
| Local Bounti Corporation/DELOCL · Entity 7559 | Director | June 13, 2024 | June 14, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date October 10, 2007 · Filed October 12, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 119,917 |
Reported balance
After 2007-10-10 transaction · row 1
1 source rowRow 1 · 2007-10-10 · Gift · Disposed 8,440 · Balance 119,917 |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 5,770 |
Reported balance
Holding disclosure · report date 2007-10-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,770 F1: Held through a trust, the trustees of which are the Reporting Person's spouse and brother-in-law and the beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Held through a trust, the trustees of which are the Reporting Person's spouse and brother-in-law and the beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
Leo Holdings Corp. II
Report date January 07, 2021 · Filed January 07, 2021
This filing explicitly reported no securities owned.
Local Bounti Corporation/DE
Report date June 13, 2024 · Filed June 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 92,286 |
Reported balance
After 2024-06-13 transaction · row 1
1 source rowRow 1 · 2024-06-13 · Grant · Acquired 14,880 · Balance 92,286 F1: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 13, 2025, subject to the director's continued service. |
| Common StockSEC Table I · non-derivative | IndirectBy Forst GST LLC | 55,911 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 55,911 |
| Common StockSEC Table I · non-derivative | IndirectBy Wellfor LLC | 46,499 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 46,499 |
Filing footnotes · ownership attribution and instrument terms
F1: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 13, 2025, subject to the director's continued service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2024 Filed Jun 14, 2024 16:28 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 14,880 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-073720 · ownership.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,286 F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 13, 2025, subject to the director's continued service. Read SEC document |
| November 01, 2023 Filed Nov 1, 2023 19:39 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 10,000 | $1.78 | $17,800.00 |
DisclosureSEC source: 0001209191-23-054052 · doc4.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Wellfor LLC Disclosed balance after: 46,499 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.73 to $1.89. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 17:06 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 21,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039128 · doc4.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,406 F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's (the "Issuer") next annual stockholders' meeting or (2) June 20, 2024, subject to the Reporting Person's continued service. F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 20:01 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | OtherWarrants to purchase Common Stock · Derivative | 510,952 | $1.50 Strike: $11.50 | $766,428.00 |
DisclosureSEC source: 0001209191-23-002145 · doc4.xml · derivative · entry 5 FORST EDWARD C · CIK 0001280491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Forst GST LLC Disclosed balance after: 510,952 Underlying: Common Stock · 510,952 shares Expires 2026-11-19 F2 · kind: Represents the distribution of warrants to purchase Common Stock of the Issuer by Leo pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 20:01 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | OtherWarrants to purchase Common Stock · Derivative | 495,000 | $1.50 Strike: $11.50 | $742,500.00 |
DisclosureSEC source: 0001209191-23-002145 · doc4.xml · derivative · entry 4 FORST EDWARD C · CIK 0001280491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,000 Underlying: Common Stock · 495,000 shares Expires 2026-11-19 F2 · kind: Represents the distribution of warrants to purchase Common Stock of the Issuer by Leo pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 20:01 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | OtherCommon Stock | 704,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-002145 · doc4.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730,194 F1 · kind: Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F1 · price: Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 17:11 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 100,000 | $2.50 | $250,000.00 |
DisclosureSEC source: 0001209191-22-054556 · doc4.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wellfor LLC Disclosed balance after: 474,489 F1 · kind: On October 21, 2022, the Reporting Person purchased shares of Local Bounti Corporation (the "Company") common stock, par value $0.0001 per share (the "Common Stock"), pursuant to a securities purchase agreement by and between the Reporting Person and the Company, as part of a private placement. The issuance of the shares to the Reporting Person was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 17:04 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 26,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038978 · doc4.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,041 F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's next annual stockholders' meeting or (2) June 21, 2023, subject to the reporting person's continued service. Read SEC document |
| January 03, 2022 Filed Jan 5, 2023 20:01 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | OtherCommon Stock | 726,844 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-002145 · doc4.xml · nonDerivative · entry 2 FORST EDWARD C · CIK 0001280491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Forst GST LLC Disclosed balance after: 726,844 F1 · kind: Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F1 · price: Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 20:35 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseWarrant (Right to Buy) · Derivative | 21,912 | $0.86 Strike: $11.50 | $18,739.14 |
DisclosureSEC source: 0001209191-21-068208 · doc4.xml · derivative · entry 1 FORST EDWARD C · CIK 0001280491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,912 Underlying: Common Stock · 21,912 shares Expires 2026-11-19 Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 18:45 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | PurchaseCommon Stock | 374,489 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066628 · doc4.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wellfor LLC Disclosed balance after: 374,489 F1 · shares: Purchased pursuant to the Subscription Agreements, dated June 17, 2021 and November 2, 2021, between Wellfor LLC and the Issuer. F1 · price: Purchased pursuant to the Subscription Agreements, dated June 17, 2021 and November 2, 2021, between Wellfor LLC and the Issuer. Read SEC document |
| October 10, 2007 Filed Oct 12, 2007 15:56 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 8,440 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-07-000998 · forsteep_ex.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,917 Read SEC document |
| January 18, 2007 Filed Jan 22, 2007 18:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 5,770 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-07-000088 · forsteep_ex.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,357 F1 · kind: On January 18, 2007, the Reporting Person donated 5,770 shares of the Issuer's common stock to a trust, the trustees of which are the Reporting Person's spouse and brother-in-law and the beneficiaries of which are immediate family members of the Reporting Person. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · acquired: On January 18, 2007, the Reporting Person donated 5,770 shares of the Issuer's common stock to a trust, the trustees of which are the Reporting Person's spouse and brother-in-law and the beneficiaries of which are immediate family members of the Reporting Person. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 11, 2007 Filed Jan 16, 2007 14:47 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,700 | $212.05 | $360,485.00 |
DisclosureSEC source: 0000769993-07-000062 · forsteep_ex.xml · nonDerivative · entry 6 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,127 Read SEC document |
| January 11, 2007 Filed Jan 16, 2007 14:47 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 700 | $212.06 | $148,442.00 |
DisclosureSEC source: 0000769993-07-000062 · forsteep_ex.xml · nonDerivative · entry 5 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,827 Read SEC document |
| January 11, 2007 Filed Jan 16, 2007 14:47 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $212.07 | $21,207.00 |
DisclosureSEC source: 0000769993-07-000062 · forsteep_ex.xml · nonDerivative · entry 4 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,527 Read SEC document |
| January 11, 2007 Filed Jan 16, 2007 14:47 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,200 | $212.08 | $466,576.00 |
DisclosureSEC source: 0000769993-07-000062 · forsteep_ex.xml · nonDerivative · entry 3 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,627 Read SEC document |
| January 11, 2007 Filed Jan 16, 2007 14:47 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $212.09 | $21,209.00 |
DisclosureSEC source: 0000769993-07-000062 · forsteep_ex.xml · nonDerivative · entry 2 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,827 Read SEC document |
| January 11, 2007 Filed Jan 16, 2007 14:47 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 200 | $212.11 | $42,422.00 |
DisclosureSEC source: 0000769993-07-000062 · forsteep_ex.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,927 Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 18:49 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 10,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-07-000028 · forsteep_ex.xml · derivative · entry 4 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 10,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 18:49 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 54,347 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-07-000028 · forsteep_ex.xml · derivative · entry 3 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 54,347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 18:49 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 27,255 | $199.37 | $5,433,829.35 |
DisclosureSEC source: 0000769993-07-000028 · forsteep_ex.xml · nonDerivative · entry 2 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,127 Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 18:49 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 64,356 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-07-000028 · forsteep_ex.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,382 F1 · price: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| December 15, 2006 Filed Dec 19, 2006 19:02 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantNonqualified Stock Options (right to buy) · Derivative | 121,120 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-06-000961 · forsteep_ex.xml · derivative · entry 3 FORST EDWARD C · CIK 0001280491 · EVP - Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,120 Underlying: Common Stock · 121,120 shares Expires 2016-11-25 F3 · shares: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011. F3 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011. Read SEC document |
| December 15, 2006 Filed Dec 19, 2006 19:02 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 13,346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000961 · forsteep_ex.xml · derivative · entry 2 FORST EDWARD C · CIK 0001280491 · EVP - Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,346 Underlying: Common Stock · 13,346 shares Expires not disclosed F2 · derivative.exercise_price: 10,009 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $199.84 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2007, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2010. One-half of the Discount RSUs generally will vest in each of November 2008 and November 2009, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2010, subject to certain terms and conditions. F2 · price: 10,009 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $199.84 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2007, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2010. One-half of the Discount RSUs generally will vest in each of November 2008 and November 2009, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2010, subject to certain terms and conditions. F2 · derivative.exercise_date: 10,009 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $199.84 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2007, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2010. One-half of the Discount RSUs generally will vest in each of November 2008 and November 2009, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2010, subject to certain terms and conditions. F2 · derivative.expiration_date: 10,009 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $199.84 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2007, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2010. One-half of the Discount RSUs generally will vest in each of November 2008 and November 2009, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2010, subject to certain terms and conditions. Read SEC document |
| December 15, 2006 Filed Dec 19, 2006 19:02 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 46,520 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000961 · forsteep_ex.xml · derivative · entry 1 FORST EDWARD C · CIK 0001280491 · EVP - Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,520 Underlying: Common Stock · 46,520 shares Expires not disclosed F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. Read SEC document |
| September 22, 2006 Filed Sep 25, 2006 15:46 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 5,987 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-06-000826 · forsteep_ex.xml · nonDerivative · entry 2 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,026 Read SEC document |
| September 21, 2006 Filed Sep 25, 2006 15:46 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 5,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-06-000826 · forsteep_ex.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,013 Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 19:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,000 | $127.91 | $255,820.00 |
DisclosureSEC source: 0000769993-06-000029 · forsteep_ex.xml · nonDerivative · entry 8 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,958 Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 19:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,036 | $127.92 | $388,365.12 |
DisclosureSEC source: 0000769993-06-000029 · forsteep_ex.xml · nonDerivative · entry 7 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,958 Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 19:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,000 | $127.93 | $127,930.00 |
DisclosureSEC source: 0000769993-06-000029 · forsteep_ex.xml · nonDerivative · entry 6 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,994 Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 19:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 900 | $127.94 | $115,146.00 |
DisclosureSEC source: 0000769993-06-000029 · forsteep_ex.xml · nonDerivative · entry 5 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,994 Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 19:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,600 | $127.95 | $588,570.00 |
DisclosureSEC source: 0000769993-06-000029 · forsteep_ex.xml · nonDerivative · entry 4 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,894 Read SEC document |
| January 06, 2006 Filed Jan 9, 2006 19:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,000 | $127.97 | $127,970.00 |
DisclosureSEC source: 0000769993-06-000029 · forsteep_ex.xml · nonDerivative · entry 3 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,494 Read SEC document |
| January 05, 2006 Filed Jan 9, 2006 19:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 21,746 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000029 · forsteep_ex.xml · derivative · entry 9 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 21,746 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2006, 21,746 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2006, 21,746 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2006, 21,746 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2006, 21,746 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2006 Filed Jan 9, 2006 19:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 9,210 | $126.47 | $1,164,742.65 |
DisclosureSEC source: 0000769993-06-000029 · forsteep_ex.xml · nonDerivative · entry 2 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,494 Read SEC document |
| January 05, 2006 Filed Jan 9, 2006 19:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 21,746 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000029 · forsteep_ex.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,704 F1 · price: On January 5, 2006, 21,746 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| December 29, 2005 Filed Jan 3, 2006 11:11 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 195 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-06-000002 · forsteep_ex.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,958 Read SEC document |
| December 19, 2005 Filed Dec 21, 2005 11:22 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 2,049 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-05-000727 · forsteep_ex.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,153 Read SEC document |
| December 13, 2005 Filed Dec 15, 2005 20:34 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantNonqualified Stock Options (right to buy) · Derivative | 117,080 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-05-000701 · forsteep_ex.xml · derivative · entry 2 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,080 Underlying: Common Stock · 117,080 shares Expires 2015-11-27 F3 · shares: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010. F3 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010. Read SEC document |
| December 13, 2005 Filed Dec 15, 2005 20:34 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 43,093 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-05-000701 · forsteep_ex.xml · derivative · entry 1 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,093 Underlying: Common Stock · 43,093 shares Expires not disclosed F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as RSUs by $134.12 (the closing price of the Issuer's Common Stock on the New York Stock Exchange on November 25, 2005, the last day of the Issuer's 2005 fiscal year). F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as RSUs by $134.12 (the closing price of the Issuer's Common Stock on the New York Stock Exchange on November 25, 2005, the last day of the Issuer's 2005 fiscal year). F2 · derivative.exercise_date: Of these RSUs, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. F2 · derivative.expiration_date: Of these RSUs, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. Read SEC document |
| April 05, 2005 Filed Apr 7, 2005 15:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 400 | $110.53 | $44,212.00 |
DisclosureSEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 17 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · ownership.nature: The trust described in footnote (1) above is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| April 05, 2005 Filed Apr 7, 2005 15:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,300 | $110.54 | $143,702.00 |
DisclosureSEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 16 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 400 F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| April 05, 2005 Filed Apr 7, 2005 15:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 700 | $110.55 | $77,385.00 |
DisclosureSEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 15 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,700 F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| April 05, 2005 Filed Apr 7, 2005 15:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 400 | $110.56 | $44,224.00 |
DisclosureSEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 14 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,400 F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| April 05, 2005 Filed Apr 7, 2005 15:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 900 | $110.57 | $99,513.00 |
DisclosureSEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 13 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,800 F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| April 05, 2005 Filed Apr 7, 2005 15:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 200 | $110.58 | $22,116.00 |
DisclosureSEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 12 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,700 F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| April 05, 2005 Filed Apr 7, 2005 15:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 200 | $110.59 | $22,118.00 |
DisclosureSEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 11 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,900 F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| April 05, 2005 Filed Apr 7, 2005 15:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $110.60 | $11,060.00 |
DisclosureSEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 10 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,100 F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| April 05, 2005 Filed Apr 7, 2005 15:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 800 | $110.61 | $88,488.00 |
DisclosureSEC source: 0000769993-05-000349 · forsteep_ex.xml · nonDerivative · entry 9 FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,200 F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.