Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Local Bounti Corporation/DELOCL · Entity 7559 | President | May 01, 2023 | May 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Local Bounti Corporation/DE
Report date May 01, 2023 · Filed May 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,047,868 |
Reported balance
After 2023-05-01 transaction · row 1
1 source rowRow 1 · 2023-05-01 · Tax withholding · Disposed 12,175 · Balance 1,047,868 F1: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. The amount of shares withheld is based on the closing sale price on May 1, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. The amount of shares withheld is based on the closing sale price on May 1, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2023 Filed May 3, 2023 16:55 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 12,175 | $0.51 | $6,223.86 |
DisclosureSEC source: 0001209191-23-027026 · doc4.xml · nonDerivative · entry 1 Cook Brian C. · CIK 0001920885 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,047,868 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. The amount of shares withheld is based on the closing sale price on May 1, 2023. Read SEC document |
| April 05, 2023 Filed Apr 5, 2023 20:21 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 43,327 | $0.51 | $22,014.45 |
DisclosureSEC source: 0001209191-23-023523 · doc4.xml · nonDerivative · entry 3 Cook Brian C. · CIK 0001920885 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,046,223 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 05, 2023 Filed May 3, 2023 16:51 UTC Amendment | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 35,581 | $0.51 | $18,078.71 |
DisclosureSEC source: 0001209191-23-027011 · doc4a.xml · nonDerivative · entry 3 Cook Brian C. · CIK 0001920885 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,060,043 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 20:21 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 16,880 | $0.58 | $9,800.53 |
DisclosureSEC source: 0001209191-23-023523 · doc4.xml · nonDerivative · entry 2 Cook Brian C. · CIK 0001920885 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,089,550 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 04, 2023 Filed May 3, 2023 16:51 UTC Amendment | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 14,232 | $0.58 | $8,263.10 |
DisclosureSEC source: 0001209191-23-027011 · doc4a.xml · nonDerivative · entry 2 Cook Brian C. · CIK 0001920885 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,095,624 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:21 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 18,305 | $0.66 | $12,170.99 |
DisclosureSEC source: 0001209191-23-023523 · doc4.xml · nonDerivative · entry 1 Cook Brian C. · CIK 0001920885 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,106,430 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5922 to $0.7851. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 03, 2023 Filed May 3, 2023 16:51 UTC Amendment | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 14,879 | $0.66 | $9,893.05 |
DisclosureSEC source: 0001209191-23-027011 · doc4a.xml · nonDerivative · entry 1 Cook Brian C. · CIK 0001920885 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,109,856 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5922 to $0.7851. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 18:35 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001355 · doc4.xml · nonDerivative · entry 1 Cook Brian C. · CIK 0001920885 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124,735 F1 · shares: Represents 500,000 restricted stock units issued under the Issuer's 2021 Equity Incentive Plan which will vest in three equal installments on April 1, 2023, April 1, 2024, and April 1, 2025, subject to the continuous service of the Reporting Person on each vesting date. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 17:04 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023506 · doc4.xml · nonDerivative · entry 2 Cook Brian C. · CIK 0001920885 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,735 F2 · shares: Represents 500,000 restricted stock units issued under the Issuer's 2021 Equity Incentive Plan which will vest as follows, subject to the continuous service of the Reporting Person on each vesting date: 10% will vest on May 1, 2023 with the remaining RSUs vesting in three (3) annual 30% installments thereafter. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 17:04 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 124,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-023506 · doc4.xml · nonDerivative · entry 1 Cook Brian C. · CIK 0001920885 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,735 F1 · shares: As contemplated by that certain Purchase and Sale Agreement, dated as of March 14, 2022, by and among Mosaic Capital Investors I, LP, True West Capital Partners Fund II L.P., f/k/a Seam Fund II, L.P., Mosaic Capital Investors LLC, Hollandia Produce Group, Inc. ("HPG") and Local Bounti Operating Company LLC, a wholly-owned subsidiary of the Issuer ("Local Bounti LLC"), the Issuer (through Local Bounti LLC) and pursuant to a certain Unit Purchase and Sale Agreement, dated as of March, 14, 2022, acquired all of the equity interests and rights to acquire equity interests of HPG and its subsidiaries, from each selling parties, including the Reporting Person (the "Transaction"). At the Closing on April 4, 2022 of the Transaction, the Reporting Person received 124,735 shares of Common Stock of the Issuer in consideration as a selling party. F1 · price: As contemplated by that certain Purchase and Sale Agreement, dated as of March 14, 2022, by and among Mosaic Capital Investors I, LP, True West Capital Partners Fund II L.P., f/k/a Seam Fund II, L.P., Mosaic Capital Investors LLC, Hollandia Produce Group, Inc. ("HPG") and Local Bounti Operating Company LLC, a wholly-owned subsidiary of the Issuer ("Local Bounti LLC"), the Issuer (through Local Bounti LLC) and pursuant to a certain Unit Purchase and Sale Agreement, dated as of March, 14, 2022, acquired all of the equity interests and rights to acquire equity interests of HPG and its subsidiaries, from each selling parties, including the Reporting Person (the "Transaction"). At the Closing on April 4, 2022 of the Transaction, the Reporting Person received 124,735 shares of Common Stock of the Issuer in consideration as a selling party. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.