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LOCL

Local Bounti Corporation/DE

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Tapewire entity
7559
SEC CIK
0001840780
Parsed reports
216

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202601
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202601

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2023 Filed Nov 13, 2023 23:35 UTC
VALIASEK KATHLEENChief Financial Officer
PurchaseCommon Stock 800 $3.17 $2,539.92
Disclosure

SEC source: 0001209191-23-055074 · doc4.xml · nonDerivative · entry 2

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,686

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.995 to $3.2996. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 10, 2023 Filed Nov 13, 2023 23:35 UTC
VALIASEK KATHLEENChief Financial Officer
PurchaseCommon Stock 700 $2.82 $1,974.00
Disclosure

SEC source: 0001209191-23-055074 · doc4.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,886

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.6926 to $2.88. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 09, 2023 Filed Nov 9, 2023 21:53 UTC
Vosburg B. DavidChief Innovation Officer
SaleCommon Stock 4,250 $3.88 $16,471.30
Disclosure

SEC source: 0001209191-23-054852 · doc4.xml · nonDerivative · entry 1

Vosburg B. David · CIK 0001890212 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,023

F1 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

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November 06, 2023 Filed Nov 6, 2023 22:25 UTC
VALIASEK KATHLEENChief Financial Officer
PurchaseCommon Stock 1,000 $2.81 $2,813.60
Disclosure

SEC source: 0001209191-23-054558 · doc4.xml · nonDerivative · entry 2

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,186

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.6855 to $2.9416. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 03, 2023 Filed Nov 6, 2023 22:25 UTC
VALIASEK KATHLEENChief Financial Officer
PurchaseCommon Stock 1,000 $2.60 $2,603.80
Disclosure

SEC source: 0001209191-23-054558 · doc4.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,186

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.5838 to $2.6238. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 02, 2023 Filed Nov 2, 2023 23:31 UTC
VALIASEK KATHLEENChief Financial Officer
PurchaseCommon Stock 4,000 $2.43 $9,739.20
Disclosure

SEC source: 0001209191-23-054239 · doc4.xml · nonDerivative · entry 2

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,186

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.384 to $2.4799. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 02, 2023 Filed Nov 6, 2023 17:23 UTC
Joyner Travis M.Director · Chief Technology Officer · 10% owner
PurchaseCommon Stock 4,220.268 $2.37 $9,999.93
Disclosure

SEC source: 0001209191-23-054556 · doc4.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 35,799.791

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.30 to $2.39. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 01, 2023 Filed Nov 1, 2023 19:39 UTC PurchaseCommon Stock 10,000 $1.78 $17,800.00
Disclosure

SEC source: 0001209191-23-054052 · doc4.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wellfor LLC

Disclosed balance after: 46,499

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.73 to $1.89. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 01, 2023 Filed Nov 1, 2023 23:40 UTC PurchaseCommon Stock 1,250 $1.85 $2,312.50
Disclosure

SEC source: 0001209191-23-054053 · doc4.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,075

Read SEC document
November 01, 2023 Filed Nov 2, 2023 19:30 UTC
Joyner Travis M.Director · Chief Technology Officer · 10% owner
PurchaseCommon Stock 5,297.744 $1.89 $10,000.02
Disclosure

SEC source: 0001209191-23-054238 · doc4.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 31,579.523

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.84 to $1.95. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 01, 2023 Filed Nov 2, 2023 23:31 UTC
VALIASEK KATHLEENChief Financial Officer
PurchaseCommon Stock 2,650 $1.99 $5,266.61
Disclosure

SEC source: 0001209191-23-054239 · doc4.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,186

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.72 to $2.087. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 01, 2023 Filed Nov 2, 2023 23:30 UTC
Fabrega Anna M.Chief Executive Officer
PurchaseCommon Stock 1,288 $1.87 $2,402.12
Disclosure

SEC source: 0001209191-23-054237 · doc4.xml · nonDerivative · entry 1

Fabrega Anna M. · CIK 0001931076 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,628

Read SEC document
October 31, 2023 Filed Oct 31, 2023 23:16 UTC
Hurlbert Craig M.Director · SVP of Strategy · 10% owner
PurchaseCommon Stock 54,785 $1.35 $73,904.97
Disclosure

SEC source: 0001209191-23-053991 · doc4.xml · nonDerivative · entry 2

Hurlbert Craig M. · CIK 0001872332 · Director · SVP of Strategy · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 1,177,386

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.2798 to $1.46. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: These shares are held by Wheat Wind Farms, LLC ("Wheat Wind"). The Reporting Person serves as Member-Manager of Wheat Wind and as such, has sole voting and dispositive power with respect to the shares held by Wheat Wind and may be deemed to beneficially own the shares held by Wheat Wind. The Reporting Person disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

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October 31, 2023 Filed Oct 31, 2023 23:16 UTC
Hurlbert Craig M.Director · SVP of Strategy · 10% owner
PurchaseCommon Stock 51,403 $1.34 $68,972.55
Disclosure

SEC source: 0001209191-23-053991 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · SVP of Strategy · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,003

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.2798 to $1.46. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 31, 2023 Filed Oct 31, 2023 23:14 UTC
VALIASEK KATHLEENChief Financial Officer
PurchaseCommon Stock 7,000 $1.38 $9,629.90
Disclosure

SEC source: 0001209191-23-053989 · doc4.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,536

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.33 to $1.41. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 31, 2023 Filed Oct 31, 2023 23:15 UTC
Fabrega Anna M.Chief Executive Officer
PurchaseCommon Stock 18,801 $1.33 $24,984.65
Disclosure

SEC source: 0001209191-23-053990 · doc4.xml · nonDerivative · entry 1

Fabrega Anna M. · CIK 0001931076 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,340

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.24 to $1.37. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 19:40 UTC
Joyner Travis M.Director · Chief Technology Officer · 10% owner
PurchaseCommon Stock 23,205.779 $1.29 $30,000.43
Disclosure

SEC source: 0001209191-23-054054 · doc4.xml · nonDerivative · entry 2

Joyner Travis M. · CIK 0001872334 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 26,281.779

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.235 to $1.30. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 19:40 UTC
Joyner Travis M.Director · Chief Technology Officer · 10% owner
PurchaseCommon Stock 50,290.019 $1.41 $70,918.98
Disclosure

SEC source: 0001209191-23-054054 · doc4.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's 401(K)

Disclosed balance after: 50,290.019

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.35 to $1.50. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
October 13, 2023 Filed Oct 17, 2023 17:15 UTC SaleCommon Stock 714 $1.54 $1,096.42
Disclosure

SEC source: 0001209191-23-052980 · doc4.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,495

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on May 11, 2022, as amended on November 11, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.47 to $1.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2023 Filed Aug 22, 2023 20:36 UTC
Hurlbert Craig M.Director · SVP of Strategy · 10% owner
Tax withholdingCommon Stock 3,727 $3.18 $11,851.86
Disclosure

SEC source: 0001209191-23-046912 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · SVP of Strategy · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,600

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
August 20, 2023 Filed Aug 22, 2023 20:35 UTC
VALIASEK KATHLEENChief Financial Officer
Tax withholdingCommon Stock 3,380 $3.18 $10,748.40
Disclosure

SEC source: 0001209191-23-046909 · doc4.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,536

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
July 13, 2023 Filed Jul 14, 2023 16:20 UTC SaleCommon Stock 705 $3.07 $2,164.35
Disclosure

SEC source: 0001209191-23-042265 · doc4.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,209

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on May 11, 2022.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 17:05 UTC GrantCommon Stock 21,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039125 · doc4.xml · nonDerivative · entry 1

Brewster Pamela · CIK 0001872353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,545

F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's (the "Issuer") next annual stockholders' meeting or (2) June 20, 2024, subject to the Reporting Person's continued service.

F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 17:07 UTC GrantCommon Stock 21,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039129 · doc4.xml · nonDerivative · entry 2

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,914

F4 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's (the "Issuer") next annual stockholders' meeting or (2) June 20, 2024, subject to the Reporting Person's continued service.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 17:07 UTC SaleCommon Stock 1,294 $4.05 $5,241.35
Disclosure

SEC source: 0001209191-23-039129 · doc4.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,677

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on May 11, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.04 to $4.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 17:06 UTC GrantCommon Stock 21,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039128 · doc4.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,406

F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's (the "Issuer") next annual stockholders' meeting or (2) June 20, 2024, subject to the Reporting Person's continued service.

F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 17:05 UTC GrantCommon Stock 21,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039126 · doc4.xml · nonDerivative · entry 1

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,237

F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's (the "Issuer") next annual stockholders' meeting or (2) June 20, 2024, subject to the Reporting Person's continued service.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 21:08 UTC GrantCommon Stock 21,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039130 · doc4.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,825

F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's (the "Issuer") next annual stockholders' meeting or (2) June 20, 2024, subject to the Reporting Person's continued service.

F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 21:05 UTC
Fabrega Anna M.Chief Executive Officer
GrantCommon Stock 2,750,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035150 · doc4.xml · nonDerivative · entry 1

Fabrega Anna M. · CIK 0001931076 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,750,000

F1 · shares: Represents 2,750,000 restricted stock units ("RSUs") issued under the Issuer's 2021 Equity Incentive Plan. The RSUs will vest in four equal installments on June 5, 2024, 2025, 2026 and 2027, subject to the continuous service of the Reporting Person on each vesting date. If the Reporting Person's employment terminates due to an Involuntary Termination (as defined in the Reporting Person's employment agreement) before June 5, 2024, the Reporting Person will be entitled to a prorated portion of the first annual vesting tranche calculated based on the number of full calendar months of employment divided by 12.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2023 Filed May 23, 2023 22:55 UTC
Hurlbert Craig M.Director · Co-Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 66,846 $0.46 $31,043.28
Disclosure

SEC source: 0001209191-23-031750 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,045,261

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

Read SEC document
May 20, 2023 Filed May 23, 2023 22:54 UTC
VALIASEK KATHLEENChief Financial Officer
Tax withholdingCommon Stock 43,933 $0.46 $20,402.49
Disclosure

SEC source: 0001209191-23-031747 · doc4.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,378,912.025

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

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May 01, 2023 Filed May 3, 2023 16:55 UTC
Cook Brian C.President
Tax withholdingCommon Stock 12,175 $0.51 $6,223.86
Disclosure

SEC source: 0001209191-23-027026 · doc4.xml · nonDerivative · entry 1

Cook Brian C. · CIK 0001920885 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,047,868

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. The amount of shares withheld is based on the closing sale price on May 1, 2023.

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May 01, 2023 Filed May 3, 2023 20:55 UTC
VALIASEK KATHLEENChief Financial Officer
Tax withholdingCommon Stock 45,250 $0.51 $23,131.80
Disclosure

SEC source: 0001209191-23-027030 · doc4.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,422,845.025

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. The amount of shares withheld is based on the closing sale price on May 1, 2023.

Read SEC document
April 13, 2023 Filed Apr 14, 2023 17:05 UTC SaleCommon Stock 10,125 $0.51 $5,210.33
Disclosure

SEC source: 0001209191-23-024355 · doc4.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 168,614

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on May 11, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5 to $0.5319. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 05, 2023 Filed Apr 5, 2023 20:21 UTC
Cook Brian C.President
SaleCommon Stock 43,327 $0.51 $22,014.45
Disclosure

SEC source: 0001209191-23-023523 · doc4.xml · nonDerivative · entry 3

Cook Brian C. · CIK 0001920885 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,046,223

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 00:20 UTC
VALIASEK KATHLEENChief Financial Officer
SaleCommon Stock 43,327 $0.51 $22,014.45
Disclosure

SEC source: 0001209191-23-023520 · doc4.xml · nonDerivative · entry 3

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,462,212.025

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 05, 2023 Filed Apr 6, 2023 00:19 UTC
McCandless MargaretGeneral Counsel & Secretary
SaleCommon Stock 23,830 $0.51 $12,108.02
Disclosure

SEC source: 0001209191-23-023517 · doc4.xml · nonDerivative · entry 3

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,209

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 05, 2023 Filed Apr 6, 2023 00:20 UTC
Vosburg B. DavidChief Innovation Officer
SaleCommon Stock 25,996 $0.51 $13,208.57
Disclosure

SEC source: 0001209191-23-023521 · doc4.xml · nonDerivative · entry 3

Vosburg B. David · CIK 0001890212 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,437,821

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 05, 2023 Filed May 3, 2023 16:51 UTC Amendment
Cook Brian C.President
SaleCommon Stock 35,581 $0.51 $18,078.71
Disclosure

SEC source: 0001209191-23-027011 · doc4a.xml · nonDerivative · entry 3

Cook Brian C. · CIK 0001920885 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,060,043

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 05, 2023 Filed May 3, 2023 20:52 UTC Amendment
VALIASEK KATHLEENChief Financial Officer
SaleCommon Stock 39,946 $0.51 $20,296.56
Disclosure

SEC source: 0001209191-23-027016 · doc4a.xml · nonDerivative · entry 3

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,468,095.025

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 05, 2023 Filed May 3, 2023 20:51 UTC Amendment
McCandless MargaretGeneral Counsel & Secretary
SaleCommon Stock 24,575 $0.51 $12,486.56
Disclosure

SEC source: 0001209191-23-027014 · doc4a.xml · nonDerivative · entry 3

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,708

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 05, 2023 Filed May 3, 2023 20:53 UTC Amendment
Vosburg B. DavidChief Innovation Officer
SaleCommon Stock 28,248 $0.51 $14,352.81
Disclosure

SEC source: 0001209191-23-027019 · doc4a.xml · nonDerivative · entry 3

Vosburg B. David · CIK 0001890212 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,433,568

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 04, 2023 Filed Apr 5, 2023 20:21 UTC
Cook Brian C.President
SaleCommon Stock 16,880 $0.58 $9,800.53
Disclosure

SEC source: 0001209191-23-023523 · doc4.xml · nonDerivative · entry 2

Cook Brian C. · CIK 0001920885 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,089,550

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 04, 2023 Filed Apr 6, 2023 00:20 UTC
VALIASEK KATHLEENChief Financial Officer
SaleCommon Stock 16,880 $0.58 $9,800.53
Disclosure

SEC source: 0001209191-23-023520 · doc4.xml · nonDerivative · entry 2

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,505,539.025

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 04, 2023 Filed Apr 6, 2023 00:19 UTC
McCandless MargaretGeneral Counsel & Secretary
SaleCommon Stock 9,284 $0.58 $5,390.29
Disclosure

SEC source: 0001209191-23-023517 · doc4.xml · nonDerivative · entry 2

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,039

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 00:20 UTC
Vosburg B. DavidChief Innovation Officer
SaleCommon Stock 10,128 $0.58 $5,880.32
Disclosure

SEC source: 0001209191-23-023521 · doc4.xml · nonDerivative · entry 2

Vosburg B. David · CIK 0001890212 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,463,817

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 04, 2023 Filed May 3, 2023 16:51 UTC Amendment
Cook Brian C.President
SaleCommon Stock 14,232 $0.58 $8,263.10
Disclosure

SEC source: 0001209191-23-027011 · doc4a.xml · nonDerivative · entry 2

Cook Brian C. · CIK 0001920885 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,095,624

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 04, 2023 Filed May 3, 2023 20:52 UTC Amendment
VALIASEK KATHLEENChief Financial Officer
SaleCommon Stock 15,978 $0.58 $9,276.83
Disclosure

SEC source: 0001209191-23-027016 · doc4a.xml · nonDerivative · entry 2

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,508,041.025

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 04, 2023 Filed May 3, 2023 20:51 UTC Amendment
McCandless MargaretGeneral Counsel & Secretary
SaleCommon Stock 9,830 $0.58 $5,707.30
Disclosure

SEC source: 0001209191-23-027014 · doc4a.xml · nonDerivative · entry 2

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,283

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 04, 2023 Filed May 3, 2023 20:53 UTC Amendment
Vosburg B. DavidChief Innovation Officer
SaleCommon Stock 11,299 $0.58 $6,560.20
Disclosure

SEC source: 0001209191-23-027019 · doc4a.xml · nonDerivative · entry 2

Vosburg B. David · CIK 0001890212 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,461,816

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.