Last 12 months
Inside the activity.
0 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2023 Filed Nov 13, 2023 23:35 UTC |
VALIASEK KATHLEENChief Financial Officer
|
PurchaseCommon Stock | 800 | $3.17 | $2,539.92 |
DisclosureSEC source: 0001209191-23-055074 · doc4.xml · nonDerivative · entry 2 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,686 F2 · price: This transaction was executed in multiple trades at prices ranging from $2.995 to $3.2996. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 23:35 UTC |
VALIASEK KATHLEENChief Financial Officer
|
PurchaseCommon Stock | 700 | $2.82 | $1,974.00 |
DisclosureSEC source: 0001209191-23-055074 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,886 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.6926 to $2.88. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 09, 2023 Filed Nov 9, 2023 21:53 UTC |
Vosburg B. DavidChief Innovation Officer
|
SaleCommon Stock | 4,250 | $3.88 | $16,471.30 |
DisclosureSEC source: 0001209191-23-054852 · doc4.xml · nonDerivative · entry 1 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,023 F1 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| November 06, 2023 Filed Nov 6, 2023 22:25 UTC |
VALIASEK KATHLEENChief Financial Officer
|
PurchaseCommon Stock | 1,000 | $2.81 | $2,813.60 |
DisclosureSEC source: 0001209191-23-054558 · doc4.xml · nonDerivative · entry 2 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,186 F2 · price: This transaction was executed in multiple trades at prices ranging from $2.6855 to $2.9416. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2023 Filed Nov 6, 2023 22:25 UTC |
VALIASEK KATHLEENChief Financial Officer
|
PurchaseCommon Stock | 1,000 | $2.60 | $2,603.80 |
DisclosureSEC source: 0001209191-23-054558 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,186 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.5838 to $2.6238. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 02, 2023 Filed Nov 2, 2023 23:31 UTC |
VALIASEK KATHLEENChief Financial Officer
|
PurchaseCommon Stock | 4,000 | $2.43 | $9,739.20 |
DisclosureSEC source: 0001209191-23-054239 · doc4.xml · nonDerivative · entry 2 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,186 F2 · price: This transaction was executed in multiple trades at prices ranging from $2.384 to $2.4799. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 17:23 UTC |
Joyner Travis M.Director · Chief Technology Officer · 10% owner
|
PurchaseCommon Stock | 4,220.268 | $2.37 | $9,999.93 |
DisclosureSEC source: 0001209191-23-054556 · doc4.xml · nonDerivative · entry 1 Joyner Travis M. · CIK 0001872334 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 35,799.791 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.30 to $2.39. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2023 Filed Nov 1, 2023 19:39 UTC |
FORST EDWARD CDirector
|
PurchaseCommon Stock | 10,000 | $1.78 | $17,800.00 |
DisclosureSEC source: 0001209191-23-054052 · doc4.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Wellfor LLC Disclosed balance after: 46,499 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.73 to $1.89. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2023 Filed Nov 1, 2023 23:40 UTC |
Nordby MatthewDirector
|
PurchaseCommon Stock | 1,250 | $1.85 | $2,312.50 |
DisclosureSEC source: 0001209191-23-054053 · doc4.xml · nonDerivative · entry 1 Nordby Matthew · CIK 0001893900 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,075 Read SEC document |
| November 01, 2023 Filed Nov 2, 2023 19:30 UTC |
Joyner Travis M.Director · Chief Technology Officer · 10% owner
|
PurchaseCommon Stock | 5,297.744 | $1.89 | $10,000.02 |
DisclosureSEC source: 0001209191-23-054238 · doc4.xml · nonDerivative · entry 1 Joyner Travis M. · CIK 0001872334 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 31,579.523 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.84 to $1.95. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2023 Filed Nov 2, 2023 23:31 UTC |
VALIASEK KATHLEENChief Financial Officer
|
PurchaseCommon Stock | 2,650 | $1.99 | $5,266.61 |
DisclosureSEC source: 0001209191-23-054239 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,186 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.72 to $2.087. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2023 Filed Nov 2, 2023 23:30 UTC |
Fabrega Anna M.Chief Executive Officer
|
PurchaseCommon Stock | 1,288 | $1.87 | $2,402.12 |
DisclosureSEC source: 0001209191-23-054237 · doc4.xml · nonDerivative · entry 1 Fabrega Anna M. · CIK 0001931076 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,628 Read SEC document |
| October 31, 2023 Filed Oct 31, 2023 23:16 UTC |
Hurlbert Craig M.Director · SVP of Strategy · 10% owner
|
PurchaseCommon Stock | 54,785 | $1.35 | $73,904.97 |
DisclosureSEC source: 0001209191-23-053991 · doc4.xml · nonDerivative · entry 2 Hurlbert Craig M. · CIK 0001872332 · Director · SVP of Strategy · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Wheat Wind Farms, LLC Disclosed balance after: 1,177,386 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.2798 to $1.46. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: These shares are held by Wheat Wind Farms, LLC ("Wheat Wind"). The Reporting Person serves as Member-Manager of Wheat Wind and as such, has sole voting and dispositive power with respect to the shares held by Wheat Wind and may be deemed to beneficially own the shares held by Wheat Wind. The Reporting Person disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein. Read SEC document |
| October 31, 2023 Filed Oct 31, 2023 23:16 UTC |
Hurlbert Craig M.Director · SVP of Strategy · 10% owner
|
PurchaseCommon Stock | 51,403 | $1.34 | $68,972.55 |
DisclosureSEC source: 0001209191-23-053991 · doc4.xml · nonDerivative · entry 1 Hurlbert Craig M. · CIK 0001872332 · Director · SVP of Strategy · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,003 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.2798 to $1.46. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 31, 2023 Filed Oct 31, 2023 23:14 UTC |
VALIASEK KATHLEENChief Financial Officer
|
PurchaseCommon Stock | 7,000 | $1.38 | $9,629.90 |
DisclosureSEC source: 0001209191-23-053989 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,536 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.33 to $1.41. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 31, 2023 Filed Oct 31, 2023 23:15 UTC |
Fabrega Anna M.Chief Executive Officer
|
PurchaseCommon Stock | 18,801 | $1.33 | $24,984.65 |
DisclosureSEC source: 0001209191-23-053990 · doc4.xml · nonDerivative · entry 1 Fabrega Anna M. · CIK 0001931076 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,340 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.24 to $1.37. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| October 31, 2023 Filed Nov 1, 2023 19:40 UTC |
Joyner Travis M.Director · Chief Technology Officer · 10% owner
|
PurchaseCommon Stock | 23,205.779 | $1.29 | $30,000.43 |
DisclosureSEC source: 0001209191-23-054054 · doc4.xml · nonDerivative · entry 2 Joyner Travis M. · CIK 0001872334 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 26,281.779 F3 · price: This transaction was executed in multiple trades at prices ranging from $1.235 to $1.30. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| October 31, 2023 Filed Nov 1, 2023 19:40 UTC |
Joyner Travis M.Director · Chief Technology Officer · 10% owner
|
PurchaseCommon Stock | 50,290.019 | $1.41 | $70,918.98 |
DisclosureSEC source: 0001209191-23-054054 · doc4.xml · nonDerivative · entry 1 Joyner Travis M. · CIK 0001872334 · Director · Chief Technology Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse's 401(K) Disclosed balance after: 50,290.019 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.35 to $1.50. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| October 13, 2023 Filed Oct 17, 2023 17:15 UTC |
Nelson Mark JosephDirector
|
SaleCommon Stock | 714 | $1.54 | $1,096.42 |
DisclosureSEC source: 0001209191-23-052980 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,495 F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on May 11, 2022, as amended on November 11, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.47 to $1.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 20, 2023 Filed Aug 22, 2023 20:36 UTC |
Hurlbert Craig M.Director · SVP of Strategy · 10% owner
|
Tax withholdingCommon Stock | 3,727 | $3.18 | $11,851.86 |
DisclosureSEC source: 0001209191-23-046912 · doc4.xml · nonDerivative · entry 1 Hurlbert Craig M. · CIK 0001872332 · Director · SVP of Strategy · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,600 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| August 20, 2023 Filed Aug 22, 2023 20:35 UTC |
VALIASEK KATHLEENChief Financial Officer
|
Tax withholdingCommon Stock | 3,380 | $3.18 | $10,748.40 |
DisclosureSEC source: 0001209191-23-046909 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256,536 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| July 13, 2023 Filed Jul 14, 2023 16:20 UTC |
Nelson Mark JosephDirector
|
SaleCommon Stock | 705 | $3.07 | $2,164.35 |
DisclosureSEC source: 0001209191-23-042265 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,209 F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on May 11, 2022. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 17:05 UTC |
Brewster PamelaDirector
|
GrantCommon Stock | 21,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039125 · doc4.xml · nonDerivative · entry 1 Brewster Pamela · CIK 0001872353 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,545 F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's (the "Issuer") next annual stockholders' meeting or (2) June 20, 2024, subject to the Reporting Person's continued service. F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 17:07 UTC |
Nelson Mark JosephDirector
|
GrantCommon Stock | 21,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039129 · doc4.xml · nonDerivative · entry 2 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,914 F4 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's (the "Issuer") next annual stockholders' meeting or (2) June 20, 2024, subject to the Reporting Person's continued service. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 17:07 UTC |
Nelson Mark JosephDirector
|
SaleCommon Stock | 1,294 | $4.05 | $5,241.35 |
DisclosureSEC source: 0001209191-23-039129 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,677 F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on May 11, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $4.04 to $4.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 17:06 UTC |
FORST EDWARD CDirector
|
GrantCommon Stock | 21,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039128 · doc4.xml · nonDerivative · entry 1 FORST EDWARD C · CIK 0001280491 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,406 F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's (the "Issuer") next annual stockholders' meeting or (2) June 20, 2024, subject to the Reporting Person's continued service. F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 17:05 UTC |
Carr-Smith JenniferDirector
|
GrantCommon Stock | 21,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039126 · doc4.xml · nonDerivative · entry 1 Carr-Smith Jennifer · CIK 0001828401 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,237 F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's (the "Issuer") next annual stockholders' meeting or (2) June 20, 2024, subject to the Reporting Person's continued service. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:08 UTC |
Nordby MatthewDirector
|
GrantCommon Stock | 21,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039130 · doc4.xml · nonDerivative · entry 1 Nordby Matthew · CIK 0001893900 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,825 F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's (the "Issuer") next annual stockholders' meeting or (2) June 20, 2024, subject to the Reporting Person's continued service. F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 21:05 UTC |
Fabrega Anna M.Chief Executive Officer
|
GrantCommon Stock | 2,750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035150 · doc4.xml · nonDerivative · entry 1 Fabrega Anna M. · CIK 0001931076 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,750,000 F1 · shares: Represents 2,750,000 restricted stock units ("RSUs") issued under the Issuer's 2021 Equity Incentive Plan. The RSUs will vest in four equal installments on June 5, 2024, 2025, 2026 and 2027, subject to the continuous service of the Reporting Person on each vesting date. If the Reporting Person's employment terminates due to an Involuntary Termination (as defined in the Reporting Person's employment agreement) before June 5, 2024, the Reporting Person will be entitled to a prorated portion of the first annual vesting tranche calculated based on the number of full calendar months of employment divided by 12. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 20, 2023 Filed May 23, 2023 22:55 UTC |
Hurlbert Craig M.Director · Co-Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 66,846 | $0.46 | $31,043.28 |
DisclosureSEC source: 0001209191-23-031750 · doc4.xml · nonDerivative · entry 1 Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,045,261 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| May 20, 2023 Filed May 23, 2023 22:54 UTC |
VALIASEK KATHLEENChief Financial Officer
|
Tax withholdingCommon Stock | 43,933 | $0.46 | $20,402.49 |
DisclosureSEC source: 0001209191-23-031747 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,378,912.025 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| May 01, 2023 Filed May 3, 2023 16:55 UTC |
Cook Brian C.President
|
Tax withholdingCommon Stock | 12,175 | $0.51 | $6,223.86 |
DisclosureSEC source: 0001209191-23-027026 · doc4.xml · nonDerivative · entry 1 Cook Brian C. · CIK 0001920885 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,047,868 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. The amount of shares withheld is based on the closing sale price on May 1, 2023. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:55 UTC |
VALIASEK KATHLEENChief Financial Officer
|
Tax withholdingCommon Stock | 45,250 | $0.51 | $23,131.80 |
DisclosureSEC source: 0001209191-23-027030 · doc4.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,422,845.025 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. The amount of shares withheld is based on the closing sale price on May 1, 2023. Read SEC document |
| April 13, 2023 Filed Apr 14, 2023 17:05 UTC |
Nelson Mark JosephDirector
|
SaleCommon Stock | 10,125 | $0.51 | $5,210.33 |
DisclosureSEC source: 0001209191-23-024355 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 168,614 F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on May 11, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5 to $0.5319. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 05, 2023 Filed Apr 5, 2023 20:21 UTC |
Cook Brian C.President
|
SaleCommon Stock | 43,327 | $0.51 | $22,014.45 |
DisclosureSEC source: 0001209191-23-023523 · doc4.xml · nonDerivative · entry 3 Cook Brian C. · CIK 0001920885 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,046,223 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 05, 2023 Filed Apr 6, 2023 00:20 UTC |
VALIASEK KATHLEENChief Financial Officer
|
SaleCommon Stock | 43,327 | $0.51 | $22,014.45 |
DisclosureSEC source: 0001209191-23-023520 · doc4.xml · nonDerivative · entry 3 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,462,212.025 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 05, 2023 Filed Apr 6, 2023 00:19 UTC |
McCandless MargaretGeneral Counsel & Secretary
|
SaleCommon Stock | 23,830 | $0.51 | $12,108.02 |
DisclosureSEC source: 0001209191-23-023517 · doc4.xml · nonDerivative · entry 3 McCandless Margaret · CIK 0001629976 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348,209 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 05, 2023 Filed Apr 6, 2023 00:20 UTC |
Vosburg B. DavidChief Innovation Officer
|
SaleCommon Stock | 25,996 | $0.51 | $13,208.57 |
DisclosureSEC source: 0001209191-23-023521 · doc4.xml · nonDerivative · entry 3 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,437,821 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 05, 2023 Filed May 3, 2023 16:51 UTC Amendment |
Cook Brian C.President
|
SaleCommon Stock | 35,581 | $0.51 | $18,078.71 |
DisclosureSEC source: 0001209191-23-027011 · doc4a.xml · nonDerivative · entry 3 Cook Brian C. · CIK 0001920885 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,060,043 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 05, 2023 Filed May 3, 2023 20:52 UTC Amendment |
VALIASEK KATHLEENChief Financial Officer
|
SaleCommon Stock | 39,946 | $0.51 | $20,296.56 |
DisclosureSEC source: 0001209191-23-027016 · doc4a.xml · nonDerivative · entry 3 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,468,095.025 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 05, 2023 Filed May 3, 2023 20:51 UTC Amendment |
McCandless MargaretGeneral Counsel & Secretary
|
SaleCommon Stock | 24,575 | $0.51 | $12,486.56 |
DisclosureSEC source: 0001209191-23-027014 · doc4a.xml · nonDerivative · entry 3 McCandless Margaret · CIK 0001629976 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 346,708 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 05, 2023 Filed May 3, 2023 20:53 UTC Amendment |
Vosburg B. DavidChief Innovation Officer
|
SaleCommon Stock | 28,248 | $0.51 | $14,352.81 |
DisclosureSEC source: 0001209191-23-027019 · doc4a.xml · nonDerivative · entry 3 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,433,568 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F4 · price: This transaction was executed in multiple trades at prices ranging from $0.5001 to $0.5450. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 20:21 UTC |
Cook Brian C.President
|
SaleCommon Stock | 16,880 | $0.58 | $9,800.53 |
DisclosureSEC source: 0001209191-23-023523 · doc4.xml · nonDerivative · entry 2 Cook Brian C. · CIK 0001920885 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,089,550 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 00:20 UTC |
VALIASEK KATHLEENChief Financial Officer
|
SaleCommon Stock | 16,880 | $0.58 | $9,800.53 |
DisclosureSEC source: 0001209191-23-023520 · doc4.xml · nonDerivative · entry 2 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,505,539.025 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 00:19 UTC |
McCandless MargaretGeneral Counsel & Secretary
|
SaleCommon Stock | 9,284 | $0.58 | $5,390.29 |
DisclosureSEC source: 0001209191-23-023517 · doc4.xml · nonDerivative · entry 2 McCandless Margaret · CIK 0001629976 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,039 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 00:20 UTC |
Vosburg B. DavidChief Innovation Officer
|
SaleCommon Stock | 10,128 | $0.58 | $5,880.32 |
DisclosureSEC source: 0001209191-23-023521 · doc4.xml · nonDerivative · entry 2 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,463,817 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 04, 2023 Filed May 3, 2023 16:51 UTC Amendment |
Cook Brian C.President
|
SaleCommon Stock | 14,232 | $0.58 | $8,263.10 |
DisclosureSEC source: 0001209191-23-027011 · doc4a.xml · nonDerivative · entry 2 Cook Brian C. · CIK 0001920885 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,095,624 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 04, 2023 Filed May 3, 2023 20:52 UTC Amendment |
VALIASEK KATHLEENChief Financial Officer
|
SaleCommon Stock | 15,978 | $0.58 | $9,276.83 |
DisclosureSEC source: 0001209191-23-027016 · doc4a.xml · nonDerivative · entry 2 VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,508,041.025 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 04, 2023 Filed May 3, 2023 20:51 UTC Amendment |
McCandless MargaretGeneral Counsel & Secretary
|
SaleCommon Stock | 9,830 | $0.58 | $5,707.30 |
DisclosureSEC source: 0001209191-23-027014 · doc4a.xml · nonDerivative · entry 2 McCandless Margaret · CIK 0001629976 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,283 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 04, 2023 Filed May 3, 2023 20:53 UTC Amendment |
Vosburg B. DavidChief Innovation Officer
|
SaleCommon Stock | 11,299 | $0.58 | $6,560.20 |
DisclosureSEC source: 0001209191-23-027019 · doc4a.xml · nonDerivative · entry 2 Vosburg B. David · CIK 0001890212 · Chief Innovation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,461,816 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: This transaction was executed in multiple trades at prices ranging from $0.5302 to $0.6284. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.