Carr-Smith Jennifer

SEC source: 0000950170-25-008815 · ownership.xml · nonDerivative · entry 1

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,880

SEC source: 0000950170-24-073712 · ownership.xml · nonDerivative · entry 1

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,117

F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 13, 2025, subject to the director's continued service.

SEC source: 0001104659-23-116935 · tm2330421-5_4seq1.xml · derivative · entry 2

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,472 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the right to receive one share of the Company's Class A Common Stock.

F3 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time (as defined in the Merger Agreement), each RSU that was outstanding vested in full (to the extent unvested) and was cancelled and converted into the right to receive from the Surviving Corporation (as defined in the Merger Agreement) an amount of cash from the Surviving Corporation equal to the product of (1) the total number of shares of Class A Common Stock underlying each RSU multiplied by (2) $13.00 (without interest and subject to any applicable withholding tax).

F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time (as defined in the Merger Agreement), each RSU that was outstanding vested in full (to the extent unvested) and was cancelled and converted into the right to receive from the Surviving Corporation (as defined in the Merger Agreement) an amount of cash from the Surviving Corporation equal to the product of (1) the total number of shares of Class A Common Stock underlying each RSU multiplied by (2) $13.00 (without interest and subject to any applicable withholding tax).

F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time (as defined in the Merger Agreement), each RSU that was outstanding vested in full (to the extent unvested) and was cancelled and converted into the right to receive from the Surviving Corporation (as defined in the Merger Agreement) an amount of cash from the Surviving Corporation equal to the product of (1) the total number of shares of Class A Common Stock underlying each RSU multiplied by (2) $13.00 (without interest and subject to any applicable withholding tax).

SEC source: 0001104659-23-116935 · tm2330421-5_4seq1.xml · nonDerivative · entry 1

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: In connection with that certain Agreement and Plan of Merger by and among Blue Apron Holdings, Inc. (the "Company"), Wonder Group, Inc., and Basil Merger Corporation, dated as of September 28, 2023 (the "Merger Agreement") and the related tender offer, the Reporting Person became entitled to receive, in respect of each share of the Company's Class A Common Stock, an amount in cash equal to $13.00.

SEC source: 0001209191-23-039126 · doc4.xml · nonDerivative · entry 1

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,237

F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's (the "Issuer") next annual stockholders' meeting or (2) June 20, 2024, subject to the Reporting Person's continued service.

SEC source: 0001701114-23-000084 · wk-form4_1686344525.xml · derivative · entry 3

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,472

Underlying: Class A Common Stock · 9,472 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F1 · shares: Amounts reported in this Form 4 reflect the one-for-twelve reverse stock split effected by the issuer on June 7, 2023.

F5 · derivative.exercise_date: The RSUs are scheduled to vest in full on the earlier of June 7, 2024 and the date of the issuer's 2024 annual meeting of stockholders. The Reporting Person has elected to defer settlement of the shares of Class A common stock underlying these RSUs until the earlier of (i) 30 days following the Reporting Person's "separation from service" with the issuer and (ii) a "change in control event," each as defined under Section 409A of the Internal Revenue Code of 1986, as amended.

F5 · derivative.expiration_date: The RSUs are scheduled to vest in full on the earlier of June 7, 2024 and the date of the issuer's 2024 annual meeting of stockholders. The Reporting Person has elected to defer settlement of the shares of Class A common stock underlying these RSUs until the earlier of (i) 30 days following the Reporting Person's "separation from service" with the issuer and (ii) a "change in control event," each as defined under Section 409A of the Internal Revenue Code of 1986, as amended.

F1 · derivative.underlying_shares: Amounts reported in this Form 4 reflect the one-for-twelve reverse stock split effected by the issuer on June 7, 2023.

F1 · balance_after: Amounts reported in this Form 4 reflect the one-for-twelve reverse stock split effected by the issuer on June 7, 2023.

SEC source: 0001701114-23-000084 · wk-form4_1686344525.xml · derivative · entry 2

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis. This transaction represents the settlement of RSUs in shares of Class A Common Stock on their scheduled vesting date.

F1 · shares: Amounts reported in this Form 4 reflect the one-for-twelve reverse stock split effected by the issuer on June 7, 2023.

F3 · derivative.exercise_date: The RSUs vested in full on June 7, 2023 and are subject to a deferral election. Shares of Class A Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.

F3 · derivative.expiration_date: The RSUs vested in full on June 7, 2023 and are subject to a deferral election. Shares of Class A Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.

F1 · derivative.underlying_shares: Amounts reported in this Form 4 reflect the one-for-twelve reverse stock split effected by the issuer on June 7, 2023.

SEC source: 0001701114-23-000084 · wk-form4_1686344525.xml · nonDerivative · entry 1

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Amounts reported in this Form 4 reflect the one-for-twelve reverse stock split effected by the issuer on June 7, 2023.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis. This transaction represents the settlement of RSUs in shares of Class A Common Stock on their scheduled vesting date.

F1 · balance_after: Amounts reported in this Form 4 reflect the one-for-twelve reverse stock split effected by the issuer on June 7, 2023.

SEC source: 0001104659-22-071016 · tm2218334-2_4seq1.xml · derivative · entry 3

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,293

Underlying: Class A Common Stock · 19,293 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: The RSUs are scheduled to vest in full on the earlier of June 13, 2023 and the date of the issuer's 2023 annual meeting of stockholders. The Reporting Person has elected to defer settlement of the shares of Class A common stock underlying these RSUs until the earlier of (i) 30 days following the Reporting Person's "separation from service" with the issuer and (ii) a "change in control event," each as defined under Section 409A of the Internal Revenue Code of 1986, as amended.

F4 · derivative.expiration_date: The RSUs are scheduled to vest in full on the earlier of June 13, 2023 and the date of the issuer's 2023 annual meeting of stockholders. The Reporting Person has elected to defer settlement of the shares of Class A common stock underlying these RSUs until the earlier of (i) 30 days following the Reporting Person's "separation from service" with the issuer and (ii) a "change in control event," each as defined under Section 409A of the Internal Revenue Code of 1986, as amended.

SEC source: 0001104659-22-071016 · tm2218334-2_4seq1.xml · derivative · entry 2

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis. This transaction represents the settlement of RSUs in shares of Class A Common Stock on their scheduled vesting date.

F2 · derivative.exercise_date: The RSUs vested in full on June 13, 2022 and are subject to a deferral election. Shares of Class A Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.

F2 · derivative.expiration_date: The RSUs vested in full on June 13, 2022 and are subject to a deferral election. Shares of Class A Common Stock will be delivered to the Reporting Person as per the terms of the deferral election.

SEC source: 0001104659-22-071016 · tm2218334-2_4seq1.xml · nonDerivative · entry 1

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis. This transaction represents the settlement of RSUs in shares of Class A Common Stock on their scheduled vesting date.

SEC source: 0001104659-21-127180 · tm2130039-2_4seq1.xml · derivative · entry 2

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis. This transaction represents the settlement of RSUs in shares of Class A Common Stock on their scheduled vesting date.

F2 · derivative.exercise_date: On October 15, 2020, the reporting person was granted 6,080 RSUs, vesting in full on the one-year anniversary of October 15, 2020.

F2 · derivative.expiration_date: On October 15, 2020, the reporting person was granted 6,080 RSUs, vesting in full on the one-year anniversary of October 15, 2020.

SEC source: 0001104659-21-127180 · tm2130039-2_4seq1.xml · nonDerivative · entry 1

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis. This transaction represents the settlement of RSUs in shares of Class A Common Stock on their scheduled vesting date.

SEC source: 0001104659-21-081133 · tm2119720-4_4seq1.xml · derivative · entry 1

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,494

Underlying: Class A Common Stock · 12,494 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in full on the earlier of June 14, 2022 and the date of the issuer's 2022 annual meeting of stockholders. The Reporting Person has elected to defer settlement of the shares of Class A common stock underlying these RSUs until the earlier of (i) 30 days following the Reporting Person's "separation from service" with the issuer and (ii) a "change in control event," each as defined under Section 409A of the Internal Revenue Code of 1986, as amended.

F2 · derivative.expiration_date: The RSUs are scheduled to vest in full on the earlier of June 14, 2022 and the date of the issuer's 2022 annual meeting of stockholders. The Reporting Person has elected to defer settlement of the shares of Class A common stock underlying these RSUs until the earlier of (i) 30 days following the Reporting Person's "separation from service" with the issuer and (ii) a "change in control event," each as defined under Section 409A of the Internal Revenue Code of 1986, as amended.

SEC source: 0001104659-20-116087 · a4.xml · derivative · entry 1

Carr-Smith Jennifer · CIK 0001828401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,080

Underlying: Class A Common Stock · 6,080 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · shares: Pursuant to the Company's non-employee director compensation policy, each new non-employee director is automatically granted, upon his or her initial appointment to the Board of Directors, a restricted stock unit award ("Initial RSU Award") with an aggregate fair market value of $85,000, prorated for the number of days between the date of the director's initial appointment to the Board of Directors and the date of the next annual meeting of stockholders or, if the date of the next annual meeting of stockholders has not been set on the date of grant, the business day following the first anniversary of the last annual meeting. As the date of the 2021 annual meeting of stockholders has not yet been set, the number of shares subject to Ms. Carr-Smith's Initial RSU Award set forth above is prorated to June 16, 2021, which is the first business day after the anniversary of the 2020 annual meeting of stockholders.

F3 · derivative.exercise_date: The RSUs are scheduled to vest in full on the one-year anniversary of October 15, 2020.

F3 · derivative.expiration_date: The RSUs are scheduled to vest in full on the one-year anniversary of October 15, 2020.

F2 · derivative.underlying_shares: Pursuant to the Company's non-employee director compensation policy, each new non-employee director is automatically granted, upon his or her initial appointment to the Board of Directors, a restricted stock unit award ("Initial RSU Award") with an aggregate fair market value of $85,000, prorated for the number of days between the date of the director's initial appointment to the Board of Directors and the date of the next annual meeting of stockholders or, if the date of the next annual meeting of stockholders has not been set on the date of grant, the business day following the first anniversary of the last annual meeting. As the date of the 2021 annual meeting of stockholders has not yet been set, the number of shares subject to Ms. Carr-Smith's Initial RSU Award set forth above is prorated to June 16, 2021, which is the first business day after the anniversary of the 2020 annual meeting of stockholders.

F2 · balance_after: Pursuant to the Company's non-employee director compensation policy, each new non-employee director is automatically granted, upon his or her initial appointment to the Board of Directors, a restricted stock unit award ("Initial RSU Award") with an aggregate fair market value of $85,000, prorated for the number of days between the date of the director's initial appointment to the Board of Directors and the date of the next annual meeting of stockholders or, if the date of the next annual meeting of stockholders has not been set on the date of grant, the business day following the first anniversary of the last annual meeting. As the date of the 2021 annual meeting of stockholders has not yet been set, the number of shares subject to Ms. Carr-Smith's Initial RSU Award set forth above is prorated to June 16, 2021, which is the first business day after the anniversary of the 2020 annual meeting of stockholders.