Last 12 months
Inside the activity.
2 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 3 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 1 | 1 |
| Feb 2026 | 0 | 15 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2019 Filed Feb 13, 2019 18:00 UTC |
Caines S. BrettChief Financial Officer
|
Disposition to issuerPerformance Restricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009835 · doc4.xml · derivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 50,000 shares Expires 2025-08-10 F1 · derivative.exercise_price: See Remarks. F1 · derivative.exercise_date: See Remarks. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 23:04 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
GrantPerformance Restricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009839 · doc4.xml · derivative · entry 3 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Voting Common Stock · 40,000 shares Expires 2028-08-10 F1 · derivative.exercise_price: See Remarks. F1 · derivative.exercise_date: See Remarks. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 23:04 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Disposition to issuerPerformance Restricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009839 · doc4.xml · derivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 40,000 shares Expires 2025-08-10 F1 · derivative.exercise_price: See Remarks. F1 · derivative.exercise_date: See Remarks. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 23:02 UTC |
Seward Gregory WGeneral Counsel
|
GrantPerformance Restricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009837 · doc4.xml · derivative · entry 3 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Voting Common Stock · 40,000 shares Expires 2028-08-10 F1 · derivative.exercise_price: See Remarks. F1 · derivative.exercise_date: See Remarks. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 23:02 UTC |
Seward Gregory WGeneral Counsel
|
Disposition to issuerPerformance Restricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009837 · doc4.xml · derivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 40,000 shares Expires 2025-08-10 F1 · derivative.exercise_price: See Remarks. F1 · derivative.exercise_date: See Remarks. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 23:03 UTC |
Smits SteveChief Credit Officer
|
GrantPerformance Restricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009838 · doc4.xml · derivative · entry 3 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Voting Common Stock · 50,000 shares Expires 2028-08-10 F1 · derivative.exercise_price: See Remarks. F1 · derivative.exercise_date: See Remarks. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 23:03 UTC |
Smits SteveChief Credit Officer
|
Disposition to issuerPerformance Restricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009838 · doc4.xml · derivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 50,000 shares Expires 2025-08-10 F1 · derivative.exercise_price: See Remarks. F1 · derivative.exercise_date: See Remarks. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 23:00 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
GrantPerformance Restricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009836 · doc4.xml · derivative · entry 3 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Voting Common Stock · 75,000 shares Expires 2028-05-14 F1 · derivative.exercise_price: See Remarks. F1 · derivative.exercise_date: See Remarks. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 23:00 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
Disposition to issuerPerformance Restricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009836 · doc4.xml · derivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 75,000 shares Expires 2025-05-14 F1 · derivative.exercise_price: See Remarks. F1 · derivative.exercise_date: See Remarks. Read SEC document |
| February 11, 2019 Filed Feb 19, 2019 12:37 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
GrantPerformance Restricted Stock Units · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010846 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Voting Common Stock · 500,000 shares Expires 2029-02-11 F3 · derivative.exercise_price: Each performance RSU represents a contingent right to receive one share of the Company's voting common stock. A portion of the performance RSUs will vest if the Company's voting common stock attains various closing prices for at least twenty consecutive trading days at any time prior to February 11, 2029, in accordance with the following: 20% of the performance RSUs will vest upon the attainment of closing stock prices of $35.00 per share, $40.00 per share, $45.00 per share, $50.00 per share, and $55.00 per share. F3 · derivative.exercise_date: Each performance RSU represents a contingent right to receive one share of the Company's voting common stock. A portion of the performance RSUs will vest if the Company's voting common stock attains various closing prices for at least twenty consecutive trading days at any time prior to February 11, 2029, in accordance with the following: 20% of the performance RSUs will vest upon the attainment of closing stock prices of $35.00 per share, $40.00 per share, $45.00 per share, $50.00 per share, and $55.00 per share. Read SEC document |
| February 11, 2019 Filed Feb 19, 2019 12:37 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
GrantRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010846 · doc4.xml · derivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Voting Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The shares subject to this RSU vest in four equal annual installments beginning on February 11, 2020. F2 · derivative.expiration_date: The shares subject to this RSU vest in four equal annual installments beginning on February 11, 2020. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 22:16 UTC |
Cameron William HendersonDirector
|
PurchaseVoting Common Stock | 2,500 | $14.79 | $36,975.00 |
DisclosureSEC source: 0001209191-19-009397 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William H. Cameron Revocable Trust Disclosed balance after: 142,689 Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 22:55 UTC |
Underwood Neil LawrenceDirector · President
|
PurchaseVoting Common Stock | 7,165 | $13.88 | $99,450.20 |
DisclosureSEC source: 0001209191-19-006043 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,255,434 F1 · ownership.nature: These shares were previously reported as held by the reporting person directly. This description has been updated to indicate that the shares are held by the reporting person's revocable trust. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:54 UTC |
Glossman Diane BethDirector
|
PurchaseVoting Common Stock | 2,000 | $13.87 | $27,740.00 |
DisclosureSEC source: 0001209191-19-006042 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,102 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:53 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
PurchaseVoting Common Stock | 20,000 | $13.82 | $276,400.00 |
DisclosureSEC source: 0001209191-19-006041 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.53 to $13.92. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| January 28, 2019 Filed Jan 31, 2019 16:42 UTC |
LANDIS H KDirector
|
GiftVoting Common Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006169 · doc4.xml · nonDerivative · entry 1 LANDIS H K · CIK 0001045064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,310 Read SEC document |
| January 07, 2019 Filed Jan 31, 2019 21:51 UTC |
WILLIAMS WILLIAM L. IIIDirector · Vice Chairman & EVP
|
GiftVoting Common Stock | 84,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006189 · doc4.xml · nonDerivative · entry 2 WILLIAMS WILLIAM L. III · CIK 0001635831 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 2015 GRAT Disclosed balance after: 0 F1 · ownership.nature: The reporting person previously reported 85,000 shares as indirectly owned through a grantor retained annuity trust (GRAT). On January 2, 2019, 850 of these shares and on January 7, 2019, 84,150 of these shares were distributed in satisfaction of the GRAT's terms to family trusts for which the reporting person is not a trustee and in which he has no beneficial interest. Read SEC document |
| January 02, 2019 Filed Jan 31, 2019 21:51 UTC |
WILLIAMS WILLIAM L. IIIDirector · Vice Chairman & EVP
|
GiftVoting Common Stock | 850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006189 · doc4.xml · nonDerivative · entry 1 WILLIAMS WILLIAM L. III · CIK 0001635831 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 2015 GRAT Disclosed balance after: 84,150 F1 · ownership.nature: The reporting person previously reported 85,000 shares as indirectly owned through a grantor retained annuity trust (GRAT). On January 2, 2019, 850 of these shares and on January 7, 2019, 84,150 of these shares were distributed in satisfaction of the GRAT's terms to family trusts for which the reporting person is not a trustee and in which he has no beneficial interest. Read SEC document |
| December 14, 2018 Filed Dec 14, 2018 21:52 UTC |
Seward Gregory WGeneral Counsel
|
PurchaseVoting Common Stock | 854 | $16.04 | $13,697.14 |
DisclosureSEC source: 0001209191-18-062759 · doc4.xml · nonDerivative · entry 3 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 16:50 UTC |
Hoffsis Glen F.Director
|
PurchaseVoting Common Stock | 4,000 | $15.30 | $61,198.00 |
DisclosureSEC source: 0001209191-18-062754 · doc4.xml · nonDerivative · entry 1 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,192 F1 · price: This transaction was executed in multiple trades at prices ranging from $15.29 to $15.30. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 21:52 UTC |
Seward Gregory WGeneral Counsel
|
PurchaseVoting Common Stock | 958 | $15.25 | $14,611.90 |
DisclosureSEC source: 0001209191-18-062759 · doc4.xml · nonDerivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,146 F1 · price: This transaction was executed in multiple trades at prices ranging from $15.249 to $15.255. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 21:48 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
PurchaseVoting Common Stock | 5,000 | $15.13 | $75,627.50 |
DisclosureSEC source: 0001209191-18-062751 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $15.03 to $15.20. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 13, 2018 Filed Dec 19, 2018 22:16 UTC |
Cameron William HendersonDirector
|
GiftVoting Common Stock | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063538 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William H. Cameron Revocable Trust Disclosed balance after: 140,189 F1 · security: The shares were contributed to a Grantor Retained Annuity Trust of which the grantor is not a trustee. Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 17:48 UTC |
LANDIS H KDirector
|
PurchaseVoting Common Stock | 2,000 | $14.13 | $28,264.60 |
DisclosureSEC source: 0001209191-18-062290 · doc4.xml · nonDerivative · entry 1 LANDIS H K · CIK 0001045064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,310 F1 · price: This transaction was executed in multiple trades at prices ranging from $14.1179 to $14.159. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 22:51 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 310,944 | $16.08 | $4,999,979.52 |
DisclosureSEC source: 0001209191-18-062503 · doc4.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Mageurite D. Mahan Revocable Trust Disclosed balance after: 3,209,714 Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 22:51 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 23,510 | $16.08 | $378,040.80 |
DisclosureSEC source: 0001209191-18-062503 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,125,218 Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 22:50 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
PurchaseVoting Common Stock | 396 | $15.09 | $5,973.66 |
DisclosureSEC source: 0001209191-18-062501 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $15.08 to $15.10. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 22:50 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
PurchaseVoting Common Stock | 29,604 | $14.66 | $433,846.62 |
DisclosureSEC source: 0001209191-18-062501 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,604 F1 · price: This transaction was executed in multiple trades at prices ranging from $14.08 to $15.07. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 22:52 UTC |
WILLIAMS WILLIAM L. IIIDirector · Vice Chairman & EVP
|
PurchaseVoting Common Stock | 2,000 | $15.45 | $30,906.80 |
DisclosureSEC source: 0001209191-18-062505 · doc4.xml · nonDerivative · entry 2 WILLIAMS WILLIAM L. III · CIK 0001635831 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,100 F2 · price: This transaction was executed in multiple trades at prices ranging from $15.3799 to $15.6299. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 22:52 UTC |
WILLIAMS WILLIAM L. IIIDirector · Vice Chairman & EVP
|
PurchaseVoting Common Stock | 18,000 | $14.79 | $266,239.80 |
DisclosureSEC source: 0001209191-18-062505 · doc4.xml · nonDerivative · entry 1 WILLIAMS WILLIAM L. III · CIK 0001635831 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,100 F1 · price: This transaction was executed in multiple trades at prices ranging from $14.38 to $15.28. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 22:52 UTC |
Underwood Neil LawrenceDirector · President
|
PurchaseVoting Common Stock | 15,546 | $16.08 | $249,979.68 |
DisclosureSEC source: 0001209191-18-062504 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248,269 Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:52 UTC |
Seward Gregory WGeneral Counsel
|
PurchaseVoting Common Stock | 188 | $14.95 | $2,811.35 |
DisclosureSEC source: 0001209191-18-062759 · doc4.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,188 Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 22:49 UTC |
Petty Miltom EmmettDirector
|
PurchaseVoting Common Stock | 3,000 | $13.64 | $40,913.40 |
DisclosureSEC source: 0001209191-18-062292 · doc4.xml · nonDerivative · entry 1 Petty Miltom Emmett · CIK 0001647098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,512 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.62 to $13.65. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 22:49 UTC |
Cameron William HendersonDirector
|
PurchaseVoting Common Stock | 2,000 | $14.44 | $28,889.40 |
DisclosureSEC source: 0001209191-18-062500 · doc4.xml · nonDerivative · entry 2 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William H. Cameron Revocable Trust Disclosed balance after: 173,189 F1 · price: This transaction was executed in multiple trades at prices ranging from $14.445 to $14.4447. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 22:49 UTC |
Cameron William HendersonDirector
|
PurchaseVoting Common Stock | 800 | $14.49 | $11,593.52 |
DisclosureSEC source: 0001209191-18-062500 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William H. Cameron Revocable Trust Disclosed balance after: 171,189 Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 21:53 UTC |
Cameron William HendersonDirector
|
GiftVoting Common Stock | 8,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-060592 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William H. Cameron Revocable Trust Disclosed balance after: 170,389 F1 · shares: On November 4, 2016, the Reporting Person contributed 32,250 shares to a Grantor Retained Annuity Trust (the "GRAT"). On November 29, 2018, the trustee of the GRAT distributed 8,900 shares to the Reporting Person's Revocable Trust in satisfaction of the GRAT's annuity obligation to the Reporting Person. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 22:43 UTC |
Hill Thomas A.Chief Information Officer
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059493 · doc4.xml · derivative · entry 2 Hill Thomas A. · CIK 0001648793 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Voting Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on November 19, 2019. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on November 19, 2019. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 21:21 UTC |
Cameron William HendersonDirector
|
PurchaseVoting Common Stock | 2,500 | $19.13 | $47,815.75 |
DisclosureSEC source: 0001209191-18-057384 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William H. Cameron Revocable Trust Disclosed balance after: 161,489 Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 22:04 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
PurchaseVoting Common Stock | 1,000 | $18.82 | $18,817.00 |
DisclosureSEC source: 0001209191-18-057232 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 20:14 UTC |
Cameron William HendersonDirector
|
PurchaseVoting Common Stock | 2,500 | $18.42 | $46,058.50 |
DisclosureSEC source: 0001209191-18-056922 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William H. Cameron Revocable Trust Disclosed balance after: 158,989 Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 17:16 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,374 | $29.63 | $99,971.62 |
DisclosureSEC source: 0001209191-18-046649 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,952 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $29.55 to $29.80. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 17:16 UTC |
Caines S. BrettChief Financial Officer
|
GrantPerformance Restricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046649 · doc4.xml · derivative · entry 3 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Voting Common Stock · 50,000 shares Expires 2025-08-10 F4 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. A portion of the RSUs will vest if the Company's voting common stock attains various closing prices for at least twenty consecutive trading days at any time prior to August 10, 2025, in accordance with the following: 2.5% of the RSUs will vest upon the attainment of closing stock prices of $35.00 per share, $40.00 per share, $45.00 per share, and $50.00 per share, and 90% of the RSUs will vest upon the attainment of a closing stock price of $55.00 per share. F4 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. A portion of the RSUs will vest if the Company's voting common stock attains various closing prices for at least twenty consecutive trading days at any time prior to August 10, 2025, in accordance with the following: 2.5% of the RSUs will vest upon the attainment of closing stock prices of $35.00 per share, $40.00 per share, $45.00 per share, and $50.00 per share, and 90% of the RSUs will vest upon the attainment of a closing stock price of $55.00 per share. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 17:16 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,359 | $29.77 | $99,997.43 |
DisclosureSEC source: 0001209191-18-046649 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,326 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $29.70 to $29.85. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:20 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
GrantPerformance Restricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046652 · doc4.xml · derivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Voting Common Stock · 40,000 shares Expires 2025-08-10 F1 · derivative.exercise_price: Each performance RSU represents a contingent right to receive one share of (the Company) voting common stock. A portion of the RSUs will vest if the Company's voting common stock attains various closing prices for at least twenty consecutive trading days at any time prior to August 10, 2025, in accordance with the following: 2.5% of the RSUs will vest upon the attainment of closing stock prices of $35.00 per share, $40.00 per share, $45.00 per share, and $50.00 per share, and 90% of the RSUs will vest upon the attainment of a closing stock price of $55.00 per share. F1 · derivative.exercise_date: Each performance RSU represents a contingent right to receive one share of (the Company) voting common stock. A portion of the RSUs will vest if the Company's voting common stock attains various closing prices for at least twenty consecutive trading days at any time prior to August 10, 2025, in accordance with the following: 2.5% of the RSUs will vest upon the attainment of closing stock prices of $35.00 per share, $40.00 per share, $45.00 per share, and $50.00 per share, and 90% of the RSUs will vest upon the attainment of a closing stock price of $55.00 per share. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:19 UTC |
Smits SteveChief Credit Officer
|
GrantPerformance Restricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046651 · doc4.xml · derivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Voting Common Stock · 50,000 shares Expires 2025-08-10 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. A portion of the RSUs will vest if the Company's voting common stock attains various closing prices for at least twenty consecutive trading days at any time prior to August 10, 2025, in accordance with the following: 2.5% of the RSUs will vest upon the attainment of closing stock prices of $35.00 per share, $40.00 per share, $45.00 per share, and $50.00 per share, and 90% of the RSUs will vest upon the attainment of a closing stock price of $55.00 per share. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. A portion of the RSUs will vest if the Company's voting common stock attains various closing prices for at least twenty consecutive trading days at any time prior to August 10, 2025, in accordance with the following: 2.5% of the RSUs will vest upon the attainment of closing stock prices of $35.00 per share, $40.00 per share, $45.00 per share, and $50.00 per share, and 90% of the RSUs will vest upon the attainment of a closing stock price of $55.00 per share. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:18 UTC |
Seward Gregory WGeneral Counsel
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GrantPerformance Restricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046650 · doc4.xml · derivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Voting Common Stock · 40,000 shares Expires 2025-08-10 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. A portion of the RSUs will vest if the Company's voting common stock attains various closing prices for at least twenty consecutive trading days at any time prior to August 10, 2025, in accordance with the following: 2.5% of the RSUs will vest upon the attainment of closing stock prices of $35.00 per share, $40.00 per share, $45.00 per share, and $50.00 per share, and 90% of the RSUs will vest upon the attainment of a closing stock price of $55.00 per share. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. A portion of the RSUs will vest if the Company's voting common stock attains various closing prices for at least twenty consecutive trading days at any time prior to August 10, 2025, in accordance with the following: 2.5% of the RSUs will vest upon the attainment of closing stock prices of $35.00 per share, $40.00 per share, $45.00 per share, and $50.00 per share, and 90% of the RSUs will vest upon the attainment of a closing stock price of $55.00 per share. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 16:13 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,355 | $29.81 | $100,012.55 |
DisclosureSEC source: 0001209191-18-046213 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,685 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $29.70 to $29.975. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:13 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,379 | $29.59 | $99,984.61 |
DisclosureSEC source: 0001209191-18-046213 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,040 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $29.55 to $29.70. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 16:56 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,389 | $29.51 | $100,009.39 |
DisclosureSEC source: 0001209191-18-045855 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,419 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $29.25 to $29.80. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 16:56 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,362 | $29.75 | $100,019.50 |
DisclosureSEC source: 0001209191-18-045855 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,808 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $29.55 to $30.00. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.