person · Reporting owner
Underwood Neil Lawrence
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Live Oak Bancshares, Inc.LOB · Entity 2023 | Director · President | December 03, 2021 | February 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Live Oak Bancshares, Inc.
Report date December 03, 2021 · Filed February 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting Common StockSEC Table I · non-derivative | IndirectBy Neil L. Underwood Revocable Trust | 1,367,491 |
Reported balance
After 2021-12-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-12-03 · Gift · Disposed 15,555 · Balance 1,367,491 |
| Voting Common StockSEC Table I · non-derivative | IndirectBy Linda D. Underwood Revocable Trust | 50,000 |
Reported balance
After 2021-12-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-12-03 · Gift · Acquired 15,555 · Balance 50,000 |
| Voting Common StockSEC Table I · non-derivative | IndirectBy Linda D. Underwood Spousal Gift Trust | 120,641 |
Reported balance
Holding disclosure · report date 2021-12-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 120,641 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2021 Filed Dec 17, 2021 22:52 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 21,116 | $85.12 | $1,797,311.57 |
DisclosureSEC source: 0001209191-21-070374 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,383,046 F1 · price: This transaction was executed in multiple trades at prices ranging from $85.00 to $85.73. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 03, 2021 Filed Feb 4, 2022 22:37 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GiftVoting Common Stock | 15,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007279 · doc4.xml · nonDerivative · entry 2 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Linda D. Underwood Revocable Trust Disclosed balance after: 50,000 Read SEC document |
| December 03, 2021 Filed Feb 4, 2022 22:37 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GiftVoting Common Stock | 15,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007279 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,367,491 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:04 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,133 | $91.64 | $287,113.76 |
DisclosureSEC source: 0001209191-21-067874 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,404,162 F1 · price: This transaction was executed in multiple trades at prices ranging from $91.25 to $91.80. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 23:44 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 4,004 | $93.27 | $373,437.06 |
DisclosureSEC source: 0001209191-21-067336 · doc4.xml · nonDerivative · entry 2 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,407,295 F2 · price: This transaction was executed in multiple trades at prices ranging from $93.11 to $93.525. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 23:44 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 10,996 | $92.65 | $1,018,727.72 |
DisclosureSEC source: 0001209191-21-067336 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,411,299 F1 · price: This transaction was executed in multiple trades at prices ranging from $92.11 to $93.09. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 6,929 | $98.07 | $679,495.16 |
DisclosureSEC source: 0001209191-21-066785 · doc4.xml · nonDerivative · entry 3 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,422,295 F3 · price: This transaction was executed in multiple trades at prices ranging from $98.00 to $98.37. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 11,319 | $97.54 | $1,104,091.48 |
DisclosureSEC source: 0001209191-21-066785 · doc4.xml · nonDerivative · entry 2 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,429,224 F2 · price: This transaction was executed in multiple trades at prices ranging from $97.00 to $97.99. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 61,605 | $96.40 | $5,938,561.83 |
DisclosureSEC source: 0001209191-21-066785 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,440,543 F1 · price: This transaction was executed in multiple trades at prices ranging from $96.00 to $96.99. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 22:39 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 17,479 | $60.98 | $1,065,830.97 |
DisclosureSEC source: 0001209191-21-054144 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,607,234 F1 · price: This transaction was executed in multiple trades at prices ranging from $60.80 to $61.165. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 21:31 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 16,000 | $61.09 | $977,468.80 |
DisclosureSEC source: 0001209191-21-053676 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,624,713 F1 · price: This transaction was executed in multiple trades at prices ranging from $60.70 to $61.41. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 21:19 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 16,521 | $60.15 | $993,797.63 |
DisclosureSEC source: 0001209191-21-052269 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,640,713 F1 · price: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.24. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 05, 2021 Filed Feb 12, 2021 22:40 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GiftVoting Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010316 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,657,234 F1 · balance_after: Includes 331,800 shares previously reported as held by the reporting person directly. The reporting person has transferred these shares to his revocable trust. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 19:01 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060626 · doc4.xml · derivative · entry 5 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 600,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company"), voting common stock. F2 · derivative.exercise_date: The RSUs vested on November 24, 2020. The vesting of the RSUs was subject to the Company achieving total revenue of at least $100 million for fiscal year 2016. This condition was satisfied as of December 31, 2016. Vesting was also contingent upon the Company's voting common stock obtaining a closing price equal to or greater than $34.00 per share for at least 20 consecutive trading days at any time prior to March 23, 2023. On November 24, 2020, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that the RSUs were vested. F2 · derivative.expiration_date: The RSUs vested on November 24, 2020. The vesting of the RSUs was subject to the Company achieving total revenue of at least $100 million for fiscal year 2016. This condition was satisfied as of December 31, 2016. Vesting was also contingent upon the Company's voting common stock obtaining a closing price equal to or greater than $34.00 per share for at least 20 consecutive trading days at any time prior to March 23, 2023. On November 24, 2020, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that the RSUs were vested. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 19:01 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 268,200 | $46.09 | $12,361,338.00 |
DisclosureSEC source: 0001209191-20-060626 · doc4.xml · nonDerivative · entry 2 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,800 Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 19:01 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060626 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company"), voting common stock. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 20:03 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 95,000 | $11.46 | $1,088,700.00 |
DisclosureSEC source: 0001209191-20-018459 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,350,434 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.095 to $11.60. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. F2 · ownership.nature: These shares were previously reported as held by the reporting person directly. This description has been updated to indicate that the shares are held by the reporting person's revocable trust. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 22:55 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 7,165 | $13.88 | $99,450.20 |
DisclosureSEC source: 0001209191-19-006043 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,255,434 F1 · ownership.nature: These shares were previously reported as held by the reporting person directly. This description has been updated to indicate that the shares are held by the reporting person's revocable trust. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 22:52 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 15,546 | $16.08 | $249,979.68 |
DisclosureSEC source: 0001209191-18-062504 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,248,269 Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:05 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 435,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007255 · doc4.xml · derivative · entry 4 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 435,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs was subject to the Company achieving total revenue of at least $100 million for fiscal year 2016. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs was subject to the Company achieving total revenue of at least $100 million for fiscal year 2016. F1 · derivative.expiration_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs was subject to the Company achieving total revenue of at least $100 million for fiscal year 2016. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:05 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 202,287 | $20.45 | $4,136,769.15 |
DisclosureSEC source: 0001209191-17-007255 · doc4.xml · nonDerivative · entry 2 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232,723 Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:05 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 435,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-007255 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,435,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs was subject to the Company achieving total revenue of at least $100 million for fiscal year 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.