Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Live Oak Bancshares, Inc.LOB · Entity 2023 | President, Live Oak Bank | February 23, 2023 | February 24, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Live Oak Bancshares, Inc.
Report date February 23, 2023 · Filed February 24, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting Common StockSEC Table I · non-derivative | Direct | 442,033 |
Ending reported balance
After 2023-02-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-23 · Exercise / conversion · Acquired 100,000 · Balance 484,782 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Row 2 · 2023-02-23 · Tax withholding · Disposed 42,749 · Balance 442,033 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 400,000 |
Reported balance
After 2023-02-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-23 · Exercise / conversion · Disposed 100,000 · Balance 400,000 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2: 100,000 of the RSUs will vest annually beginning on February 22, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,899 |
Reported balance
Holding disclosure · report date 2023-02-23 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 8,899 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3: 4,449 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 4,450 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.
F2: 100,000 of the RSUs will vest annually beginning on February 22, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.
F3: 4,449 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 4,450 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2023 Filed Feb 24, 2023 22:20 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012811 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Voting Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 100,000 of the RSUs will vest annually beginning on February 22, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 100,000 of the RSUs will vest annually beginning on February 22, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 23, 2023 Filed Feb 24, 2023 22:20 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 42,749 | $34.72 | $1,484,245.28 |
DisclosureSEC source: 0001209191-23-012811 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,033 Read SEC document |
| February 23, 2023 Filed Feb 24, 2023 22:20 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012811 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 02:06 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009586 · doc4.xml · derivative · entry 6 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. F3 · derivative.expiration_date: The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 02:06 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 2,209 | $35.15 | $77,646.35 |
DisclosureSEC source: 0001209191-23-009586 · doc4.xml · nonDerivative · entry 4 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,782 Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 02:06 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-009586 · doc4.xml · nonDerivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:06 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 4,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009586 · doc4.xml · derivative · entry 5 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,899 Underlying: Voting Common Stock · 4,449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 4,449 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 4,450 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 4,449 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 4,450 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:06 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 1,404 | $34.34 | $48,213.36 |
DisclosureSEC source: 0001209191-23-009586 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,491 Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 02:06 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 4,449 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-009586 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 23:36 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009471 · doc4.xml · derivative · entry 6 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Voting Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. F3 · derivative.expiration_date: The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 23:36 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 2,208 | $60.31 | $133,164.48 |
DisclosureSEC source: 0001209191-22-009471 · doc4.xml · nonDerivative · entry 4 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,446 Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 23:36 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009471 · doc4.xml · nonDerivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:36 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 4,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009471 · doc4.xml · derivative · entry 5 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,348 Underlying: Voting Common Stock · 4,449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 4,449 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 4,450 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 4,449 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 4,450 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:36 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 1,349 | $61.65 | $83,165.85 |
DisclosureSEC source: 0001209191-22-009471 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,154 Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:36 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 4,449 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009471 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:32 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026119 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 100,000 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: One hundred thousand of the PRSUs vested on April 6, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $55.00 per share for at least twenty (20) consecutive trading days at any time prior to February 11, 2029. On April 6, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:32 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 44,701 | $69.35 | $3,100,014.35 |
DisclosureSEC source: 0001209191-21-026119 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,054 Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 21:32 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026119 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:26 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022898 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: One hundred thousand of the PRSUs vested on March 22, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $50.00 per share for at least twenty (20) consecutive trading days at any time prior to February 11, 2029. On March 22, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. One hundred thousand of the remaining PRSUs will vest upon the attainment of closing stock prices of $55.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to February 11, 2029. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:26 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 44,701 | $65.17 | $2,913,164.17 |
DisclosureSEC source: 0001209191-21-022898 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,755 Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:26 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-022898 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:29 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013907 · doc4.xml · derivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Voting Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 100,000 of the RSUs will vest annually beginning on February 22, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 100,000 of the RSUs will vest annually beginning on February 22, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:56 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010895 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Voting Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. F2 · derivative.expiration_date: The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:56 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 3,353 | $45.54 | $152,695.62 |
DisclosureSEC source: 0001209191-21-010895 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,456 Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:56 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-010895 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:34 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 4,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010295 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,797 Underlying: Voting Common Stock · 4,449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 4,449 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 4,450 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 4,449 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 4,450 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:34 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 1,989 | $44.97 | $89,445.33 |
DisclosureSEC source: 0001209191-21-010295 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,309 Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:34 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 4,449 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-010295 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:10 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003892 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Voting Common Stock · 100,000 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock ("PRSU") unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: One hundred thousand of the PRSUs vested on January 13, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $45.00 per share for at least twenty (20) consecutive trading days at any time prior to February 11, 2029. On January 13, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. One hundred thousand of the remaining PRSUs will vest upon each attainment of closing stock prices of $50.00 per share and $55.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to February 11, 2029. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:10 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 44,845 | $48.90 | $2,192,920.50 |
DisclosureSEC source: 0001209191-21-003892 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,849 Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:10 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003892 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock ("PRSU") unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 22:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062565 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Voting Common Stock · 100,000 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock ("PRSU") unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: One hundred thousand of the PRSUs vested on December 8, 2020. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $40.00 per share for at least twenty (20) consecutive trading days at any time prior to February 11, 2029. On December 8, 2020, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. One hundred thousand of the remaining PRSUs will vest upon each attainment of closing stock prices of $45.00 per share, $50.00 per share, and $55.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to February 11, 2029. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 22:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 44,700 | $41.98 | $1,876,506.00 |
DisclosureSEC source: 0001209191-20-062565 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,694 Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 22:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062565 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock ("PRSU") unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 22:17 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060924 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Voting Common Stock · 100,000 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock ("PRSU") unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: One hundred thousand of the PRSUs vested on November 27, 2020. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $35.00 per share for at least twenty (20) consecutive trading days at any time prior to February 11, 2029. On November 27, 2020, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. One hundred thousand of the remaining PRSUs will vest upon each attainment of closing stock prices of $40.00 per share, $45.00 per share, $50.00 per share, and $55.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to February 11, 2029. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 22:17 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 44,700 | $44.28 | $1,979,316.00 |
DisclosureSEC source: 0001209191-20-060924 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,394 Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 22:17 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060924 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock ("PRSU") unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 16:12 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 5,000 | $11.28 | $56,400.00 |
DisclosureSEC source: 0001209191-20-018728 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,094 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.27 to $11.29. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 18:34 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 20,000 | $12.69 | $253,800.00 |
DisclosureSEC source: 0001209191-20-018030 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,094 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.45 to $12.97. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 21:57 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008831 · doc4.xml · derivative · entry 4 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Voting Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. F3 · derivative.expiration_date: The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 21:57 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 2,406 | $18.00 | $43,308.00 |
DisclosureSEC source: 0001209191-20-008831 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,094 Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 21:57 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-008831 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:57 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 22,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008831 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,246 Underlying: Voting Common Stock · 22,246 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 10, 2021, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 10, 2021, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 11, 2019 Filed Feb 19, 2019 12:37 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantPerformance Restricted Stock Units · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010846 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Voting Common Stock · 500,000 shares Expires 2029-02-11 F3 · derivative.exercise_price: Each performance RSU represents a contingent right to receive one share of the Company's voting common stock. A portion of the performance RSUs will vest if the Company's voting common stock attains various closing prices for at least twenty consecutive trading days at any time prior to February 11, 2029, in accordance with the following: 20% of the performance RSUs will vest upon the attainment of closing stock prices of $35.00 per share, $40.00 per share, $45.00 per share, $50.00 per share, and $55.00 per share. F3 · derivative.exercise_date: Each performance RSU represents a contingent right to receive one share of the Company's voting common stock. A portion of the performance RSUs will vest if the Company's voting common stock attains various closing prices for at least twenty consecutive trading days at any time prior to February 11, 2029, in accordance with the following: 20% of the performance RSUs will vest upon the attainment of closing stock prices of $35.00 per share, $40.00 per share, $45.00 per share, $50.00 per share, and $55.00 per share. Read SEC document |
| February 11, 2019 Filed Feb 19, 2019 12:37 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010846 · doc4.xml · derivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Voting Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The shares subject to this RSU vest in four equal annual installments beginning on February 11, 2020. F2 · derivative.expiration_date: The shares subject to this RSU vest in four equal annual installments beginning on February 11, 2020. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:53 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 20,000 | $13.82 | $276,400.00 |
DisclosureSEC source: 0001209191-19-006041 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.53 to $13.92. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 21:48 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 5,000 | $15.13 | $75,627.50 |
DisclosureSEC source: 0001209191-18-062751 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $15.03 to $15.20. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 22:50 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 396 | $15.09 | $5,973.66 |
DisclosureSEC source: 0001209191-18-062501 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $15.08 to $15.10. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 22:50 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 29,604 | $14.66 | $433,846.62 |
DisclosureSEC source: 0001209191-18-062501 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,604 F1 · price: This transaction was executed in multiple trades at prices ranging from $14.08 to $15.07. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.