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Hoffsis Glen F.

Disclosed activity across 1 company

Tapewire entity
80149
SEC CIK
0001647117

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Live Oak Bancshares, Inc.LOB · Entity 2023DirectorMay 01, 2025May 05, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Live Oak Bancshares, Inc.

Report date May 01, 2025 · Filed May 05, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Voting Common StockSEC Table I · non-derivativeDirect134,573 Reported balance After 2025-05-01 transaction · row 1
1 source row

Row 1 · 2025-05-01 · Exercise / conversion · Acquired 2,327 · Balance 134,573

F1: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-05-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-05-01 · Exercise / conversion · Disposed 2,327 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2: The restricted stock units vested on May 1, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2: The restricted stock units vested on May 1, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2025 Filed May 5, 2025 17:39 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000232 · wk-form4_1746481162.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2025.

Read SEC document
May 01, 2025 Filed May 5, 2025 17:39 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,327 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000232 · wk-form4_1746481162.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 21, 2024 Filed May 23, 2024 17:31 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000242 · wk-form4_1716499857.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,327

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2025.

Read SEC document
May 01, 2024 Filed May 3, 2024 16:26 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000213 · wk-form4_1714768000.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2024.

Read SEC document
May 01, 2024 Filed May 3, 2024 16:26 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 3,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000213 · wk-form4_1714768000.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 17:41 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001578563-24-000025 · wk-form4_1706827255.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 15,000 shares

Expires 2024-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vested on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of March 26, 2020 and 2021.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 17:41 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 15,000 $4.40 $66,000.00
Disclosure

SEC source: 0001578563-24-000025 · wk-form4_1706827255.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2023 Filed May 18, 2023 17:48 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030765 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,625

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2024.

Read SEC document
May 01, 2023 Filed May 2, 2023 17:22 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026601 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023.

Read SEC document
May 01, 2023 Filed May 2, 2023 17:22 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-026601 · doc4.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 17, 2022 Filed May 19, 2022 18:40 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030743 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Voting Common Stock · 2,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2023.

Read SEC document
May 01, 2022 Filed May 3, 2022 18:29 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 1,229 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026872 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2022.

Read SEC document
May 01, 2022 Filed May 3, 2022 18:29 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 1,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-026872 · doc4.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 24, 2021 Filed May 26, 2021 16:24 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001209191-21-035922 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Voting Common Stock · 3,000 shares

Expires 2024-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vested on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of March 26, 2020 and 2021.

Read SEC document
May 24, 2021 Filed May 26, 2021 16:24 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 3,000 $4.40 $13,200.00
Disclosure

SEC source: 0001209191-21-035922 · doc4.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2021 Filed May 12, 2021 18:53 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 1,229 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032193 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229

Underlying: Voting Common Stock · 1,229 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2022.

Read SEC document
May 01, 2021 Filed May 4, 2021 16:31 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 4,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029895 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 4,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021.

Read SEC document
May 01, 2021 Filed May 4, 2021 16:31 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 4,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-029895 · doc4.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 16:47 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001209191-21-028815 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Voting Common Stock · 3,000 shares

Expires 2024-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vested on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of March 26, 2020 and 2021.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 16:47 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 3,000 $4.40 $13,200.00
Disclosure

SEC source: 0001209191-21-028815 · doc4.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 16:39 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001209191-21-007744 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Voting Common Stock · 3,000 shares

Expires 2024-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to this option vest and become exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vest on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vest on each of March 26, 2020 and 2021.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 16:39 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 3,000 $4.40 $13,200.00
Disclosure

SEC source: 0001209191-21-007744 · doc4.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2020 Filed May 14, 2020 17:45 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 4,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029270 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,160

Underlying: Voting Common Stock · 4,160 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2021.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2021.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:28 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,990 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027268 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2020.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2020.

Read SEC document
May 01, 2020 Filed May 5, 2020 18:28 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,990 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-027268 · doc4.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 15, 2019 Filed May 16, 2019 18:05 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030577 · doc4.xml · derivative · entry 3

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F3 · derivative.exercise_date: The restricted stock units vested on May 15, 2019.

F3 · derivative.expiration_date: The restricted stock units vested on May 15, 2019.

Read SEC document
May 15, 2019 Filed May 16, 2019 18:05 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-030577 · doc4.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 14, 2019 Filed May 16, 2019 18:05 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 2,990 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030577 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,990

Underlying: Voting Common Stock · 2,990 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2020.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2020.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 16:50 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 PurchaseVoting Common Stock 4,000 $15.30 $61,198.00
Disclosure

SEC source: 0001209191-18-062754 · doc4.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,192

F1 · price: This transaction was executed in multiple trades at prices ranging from $15.29 to $15.30. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
May 15, 2018 Filed May 17, 2018 17:29 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031088 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Voting Common Stock · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 15, 2019.

F2 · derivative.expiration_date: The restricted stock units vested on May 15, 2019.

Read SEC document
May 09, 2018 Filed May 11, 2018 16:23 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 1,210 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-029560 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,210 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 9, 2018.

F2 · derivative.expiration_date: The restricted stock units vested on May 9, 2018.

Read SEC document
May 09, 2018 Filed May 11, 2018 16:23 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 1,210 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-029560 · doc4.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 18:08 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 PurchaseVoting Common Stock 1,400 $23.50 $32,900.00
Disclosure

SEC source: 0001209191-17-060713 · doc4.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,382

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May 24, 2017 Filed May 25, 2017 17:35 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 1,892 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035516 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 24, 2017.

F2 · derivative.expiration_date: The restricted stock units vest on May 24, 2017.

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May 24, 2017 Filed May 25, 2017 17:35 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 1,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-035516 · doc4.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock.

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May 09, 2017 Filed May 11, 2017 16:59 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 1,210 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031567 · doc4.xml · derivative · entry 2

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,210

Underlying: Voting Common Stock · 1,210 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 9, 2018.

F2 · derivative.expiration_date: The restricted stock units vest on May 9, 2018.

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March 13, 2017 Filed Jan 26, 2018 16:16 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 PurchaseVoting Common Stock 1,600 $21.80 $34,880.00
Disclosure

SEC source: 0001209191-18-005559 · doc5.xml · nonDerivative · entry 1

Hoffsis Glen F. · CIK 0001647117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,982

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.