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Live Oak Bancshares, Inc.

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Tapewire entity
2023
SEC CIK
0001462120
Parsed reports
609

Last 12 months

Inside the activity.

2 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202513
Dec 202508
Jan 202611
Feb 2026015
Mar 202607
Apr 202601
May 202608
Jun 202608
Jul 202604
Aug 2026010
Sep 202608
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2026 Filed Sep 11, 2026 20:05 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 10,000 $38.75 $387,485.00
Disclosure

SEC source: 0001036743-26-000039 · wk-form4_1789157131.xml · nonDerivative · entry 2

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,747,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $38.35 to $39.08. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
September 09, 2026 Filed Sep 11, 2026 20:05 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 10,000 $38.63 $386,312.00
Disclosure

SEC source: 0001036743-26-000039 · wk-form4_1789157131.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,757,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $38.255 to $39.08. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
September 03, 2026 Filed Sep 8, 2026 20:19 UTC SaleVoting Common Stock 6,590 $40.09 $264,220.12
Disclosure

SEC source: 0001635831-26-000010 · wk-form4_1788898763.xml · nonDerivative · entry 1

WILLIAMS WILLIAM L. III · CIK 0001635831 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By William L. Williams Revocable Trust

Disclosed balance after: 1,105,725.8621

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2026.

F2 · price: This transaction was executed in multiple trades at prices ranging from $40.09 to $40.1850. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
September 03, 2026 Filed Sep 8, 2026 20:18 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 10,000 $39.75 $397,466.00
Disclosure

SEC source: 0001036743-26-000037 · wk-form4_1788898728.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,767,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $39.54 to $40.17. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
September 03, 2026 Filed Sep 8, 2026 20:18 UTC SaleVoting Common Stock 1,600 $39.89 $63,824.00
Disclosure

SEC source: 0001824584-26-000007 · wk-form4_1788898706.xml · nonDerivative · entry 1

Bradford Tonya Williams · CIK 0001824584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,043

Read SEC document
September 02, 2026 Filed Sep 3, 2026 20:52 UTC SaleVoting Common Stock 1,810 $40.00 $72,401.09
Disclosure

SEC source: 0001635831-26-000008 · wk-form4_1788468773.xml · nonDerivative · entry 1

WILLIAMS WILLIAM L. III · CIK 0001635831 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By William L. Williams Revocable Trust

Disclosed balance after: 1,112,315.8621

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2026.

F2 · price: This transaction was executed in multiple trades at prices ranging from $40.00 to $40.01. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
September 02, 2026 Filed Sep 3, 2026 20:52 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 258 $39.88 $10,287.75
Disclosure

SEC source: 0001036743-26-000035 · wk-form4_1788468753.xml · nonDerivative · entry 2

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,777,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $39.84 to $39.975. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
September 02, 2026 Filed Sep 3, 2026 20:52 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 9,742 $39.53 $385,123.67
Disclosure

SEC source: 0001036743-26-000035 · wk-form4_1788468753.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,778,102

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $35.855 to $39.79. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
August 27, 2026 Filed Aug 28, 2026 20:02 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 10,000 $39.66 $396,590.00
Disclosure

SEC source: 0001036743-26-000033 · wk-form4_1787947353.xml · nonDerivative · entry 2

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,787,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $39.10 to $39.95. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
August 26, 2026 Filed Aug 28, 2026 20:02 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 10,000 $39.99 $399,878.00
Disclosure

SEC source: 0001036743-26-000033 · wk-form4_1787947353.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,797,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $39.86 to $40.12. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
August 25, 2026 Filed Aug 26, 2026 20:12 UTC Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001453279-26-000010 · wk-form4_1787775156.xml · derivative · entry 3

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 25, 2026 Filed Aug 26, 2026 20:12 UTC Tax withholdingVoting Common Stock 22,221 $39.99 $888,617.79
Disclosure

SEC source: 0001453279-26-000010 · wk-form4_1787775156.xml · nonDerivative · entry 2

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,392

Read SEC document
August 25, 2026 Filed Aug 26, 2026 20:12 UTC Exercise / conversionVoting Common Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001453279-26-000010 · wk-form4_1787775156.xml · nonDerivative · entry 1

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
August 20, 2026 Filed Aug 21, 2026 20:37 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 10,000 $40.53 $405,283.00
Disclosure

SEC source: 0001036743-26-000031 · wk-form4_1787344653.xml · nonDerivative · entry 3

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,807,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $40.20 to $40.8137. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
August 19, 2026 Filed Aug 21, 2026 20:37 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 1,998 $41.97 $83,852.26
Disclosure

SEC source: 0001036743-26-000031 · wk-form4_1787344653.xml · nonDerivative · entry 2

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,817,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $41.77 to $42.6624. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
August 19, 2026 Filed Aug 21, 2026 20:37 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 8,002 $41.05 $328,464.50
Disclosure

SEC source: 0001036743-26-000031 · wk-form4_1787344653.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,819,842

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $40.785 to $41.75. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
August 19, 2026 Filed Aug 21, 2026 20:37 UTC
Cairns MichaelChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 2,420 $0.00 $0.00
Disclosure

SEC source: 0002030240-26-000007 · wk-form4_1787344630.xml · derivative · entry 3

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,260

Underlying: Voting Common Stock · 2,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 19, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 19, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 19, 2026 Filed Aug 21, 2026 20:37 UTC
Cairns MichaelChief Credit Officer
Tax withholdingVoting Common Stock 1,076 $40.89 $43,997.64
Disclosure

SEC source: 0002030240-26-000007 · wk-form4_1787344630.xml · nonDerivative · entry 2

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,528

Read SEC document
August 19, 2026 Filed Aug 21, 2026 20:37 UTC
Cairns MichaelChief Credit Officer
Exercise / conversionVoting Common Stock 2,420 Not disclosed Not disclosed
Disclosure

SEC source: 0002030240-26-000007 · wk-form4_1787344630.xml · nonDerivative · entry 1

Cairns Michael · CIK 0002030240 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
August 18, 2026 Filed Aug 19, 2026 20:21 UTC
Phifer Walter JChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,916 $0.00 $0.00
Disclosure

SEC source: 0002006943-26-000012 · wk-form4_1787170904.xml · derivative · entry 3

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,665

Underlying: Voting Common Stock · 2,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 18, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 18, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 18, 2026 Filed Aug 19, 2026 20:21 UTC
Phifer Walter JChief Financial Officer
Tax withholdingVoting Common Stock 1,296 $42.60 $55,209.60
Disclosure

SEC source: 0002006943-26-000012 · wk-form4_1787170904.xml · nonDerivative · entry 2

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,723

Read SEC document
August 18, 2026 Filed Aug 19, 2026 20:21 UTC
Phifer Walter JChief Financial Officer
Exercise / conversionVoting Common Stock 2,916 Not disclosed Not disclosed
Disclosure

SEC source: 0002006943-26-000012 · wk-form4_1787170904.xml · nonDerivative · entry 1

Phifer Walter J · CIK 0002006943 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:21 UTC
Diffley Matthew SChief Accounting Officer
GrantRestricted Stock Units · Derivative 4,620 $0.00 $0.00
Disclosure

SEC source: 0002142436-26-000004 · wk-form4_1787170880.xml · derivative · entry 1

Diffley Matthew S · CIK 0002142436 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,620

Underlying: Voting Common Stock · 4,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 17, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 17, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 13, 2026 Filed Aug 14, 2026 20:18 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 10,000 $43.10 $430,973.00
Disclosure

SEC source: 0001036743-26-000029 · wk-form4_1786738715.xml · nonDerivative · entry 2

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,827,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $42.895 to $43.39. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected

Read SEC document
August 12, 2026 Filed Aug 14, 2026 20:18 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 10,000 $42.75 $427,475.00
Disclosure

SEC source: 0001036743-26-000029 · wk-form4_1786738715.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,837,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $42.395 to $42.97. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:17 UTC
Derraik RenatoChief Info./Digital Off., Bank
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001864098-26-000012 · wk-form4_1786565828.xml · derivative · entry 3

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vested in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vested in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:17 UTC
Derraik RenatoChief Info./Digital Off., Bank
Tax withholdingVoting Common Stock 11,111 $42.23 $469,217.53
Disclosure

SEC source: 0001864098-26-000012 · wk-form4_1786565828.xml · nonDerivative · entry 2

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,132

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:17 UTC
Derraik RenatoChief Info./Digital Off., Bank
Exercise / conversionVoting Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001864098-26-000012 · wk-form4_1786565828.xml · nonDerivative · entry 1

Derraik Renato · CIK 0001864098 · Chief Info./Digital Off., Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:17 UTC Exercise / conversionRestricted Stock Units · Derivative 42,000 $0.00 $0.00
Disclosure

SEC source: 0001453279-26-000008 · wk-form4_1786565852.xml · derivative · entry 3

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 42,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vested in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vested in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:17 UTC Tax withholdingVoting Common Stock 18,665 $42.23 $788,222.95
Disclosure

SEC source: 0001453279-26-000008 · wk-form4_1786565852.xml · nonDerivative · entry 2

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,613

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:17 UTC Exercise / conversionVoting Common Stock 42,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001453279-26-000008 · wk-form4_1786565852.xml · nonDerivative · entry 1

Losch William C III · CIK 0001453279 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
August 04, 2026 Filed Aug 5, 2026 20:20 UTC
Spencer CourtneyChief Experience Officer
SaleVoting Common Stock 153.7958 $43.68 $6,717.80
Disclosure

SEC source: 0001937224-26-000012 · wk-form4_1785961246.xml · nonDerivative · entry 1

Spencer Courtney · CIK 0001937224 · Chief Experience Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

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August 04, 2026 Filed Aug 5, 2026 20:20 UTC SaleVoting Common Stock 2,000 $44.36 $88,721.00
Disclosure

SEC source: 0001231645-26-000008 · wk-form4_1785961221.xml · nonDerivative · entry 1

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,623

F1 · price: This transaction was executed in multiple trades at prices ranging from $44.18 to $44.38. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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August 03, 2026 Filed Aug 5, 2026 20:21 UTC SaleVoting Common Stock 8,400 $43.08 $361,865.28
Disclosure

SEC source: 0001635831-26-000006 · wk-form4_1785961262.xml · nonDerivative · entry 1

WILLIAMS WILLIAM L. III · CIK 0001635831 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By William L. Williams Revocable Trust

Disclosed balance after: 1,114,125.8621

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2026.

F2 · price: This transaction was executed in multiple trades at prices ranging from $42.56 to $43.40. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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July 28, 2026 Filed Jul 29, 2026 20:42 UTC
Moroz Mark MichaelChief Banking Officer
SaleVoting Common Stock 6,100 $42.08 $256,669.70
Disclosure

SEC source: 0002066890-26-000012 · wk-form4_1785357757.xml · nonDerivative · entry 1

Moroz Mark Michael · CIK 0002066890 · Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,110

F1 · price: This transaction was executed in multiple trades at prices ranging from $42.01 to $42.18. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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July 27, 2026 Filed Jul 29, 2026 20:41 UTC SaleVoting Common Stock 3,000 $42.13 $126,396.30
Disclosure

SEC source: 0001231645-26-000006 · wk-form4_1785357665.xml · nonDerivative · entry 1

LUCHT DAVID G · CIK 0001231645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,623

F1 · price: This transaction was executed in multiple trades at prices ranging from $42.13 to $42.16. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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July 01, 2026 Filed Jul 6, 2026 20:15 UTC SaleVoting Common Stock 5,796 $41.78 $242,134.28
Disclosure

SEC source: 0001635831-26-000004 · wk-form4_1783368928.xml · nonDerivative · entry 2

WILLIAMS WILLIAM L. III · CIK 0001635831 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By William L. Williams Revocable Trust

Disclosed balance after: 1,122,525.8621

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2026.

F3 · price: This transaction was executed in multiple trades at prices ranging from $41.65 to $42.02. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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July 01, 2026 Filed Jul 6, 2026 20:15 UTC SaleVoting Common Stock 2,604 $41.23 $107,372.03
Disclosure

SEC source: 0001635831-26-000004 · wk-form4_1783368928.xml · nonDerivative · entry 1

WILLIAMS WILLIAM L. III · CIK 0001635831 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By William L. Williams Revocable Trust

Disclosed balance after: 1,128,321.8621

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2026.

F2 · price: This transaction was executed in multiple trades at prices ranging from $40.655 to $41.62. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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June 24, 2026 Filed Jun 25, 2026 21:09 UTC SaleVoting Common Stock 8,400 $40.05 $336,453.60
Disclosure

SEC source: 0001635831-26-000002 · wk-form4_1782421791.xml · nonDerivative · entry 1

WILLIAMS WILLIAM L. III · CIK 0001635831 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By William L. Williams Revocable Trust

Disclosed balance after: 1,130,925.8621

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2026.

F2 · balance_after: Includes 1,250 shares of voting common stock that were previously directly beneficially owned and were transferred by the reporting person to his revocable trust.

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June 11, 2026 Filed Jun 12, 2026 20:58 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 10,000 $38.19 $381,851.00
Disclosure

SEC source: 0001036743-26-000027 · wk-form4_1781297911.xml · nonDerivative · entry 3

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,847,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $37.77 to $38.67 The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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June 10, 2026 Filed Jun 12, 2026 20:58 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 915 $39.20 $35,870.47
Disclosure

SEC source: 0001036743-26-000027 · wk-form4_1781297911.xml · nonDerivative · entry 2

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,857,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $39.15 to $39.25. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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June 10, 2026 Filed Jun 12, 2026 20:58 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 9,085 $38.68 $351,451.41
Disclosure

SEC source: 0001036743-26-000027 · wk-form4_1781297911.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,858,759

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $38.15 to $39.14. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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June 04, 2026 Filed Jun 5, 2026 21:09 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 79 $37.65 $2,974.35
Disclosure

SEC source: 0001036743-26-000025 · wk-form4_1780693759.xml · nonDerivative · entry 4

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,867,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

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June 04, 2026 Filed Jun 5, 2026 21:09 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 9,921 $37.26 $369,657.45
Disclosure

SEC source: 0001036743-26-000025 · wk-form4_1780693759.xml · nonDerivative · entry 3

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,867,923

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F4 · price: This transaction was executed in multiple trades at prices ranging from $36.64 to $37.61. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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June 03, 2026 Filed Jun 5, 2026 21:09 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 637 $37.14 $23,659.39
Disclosure

SEC source: 0001036743-26-000025 · wk-form4_1780693759.xml · nonDerivative · entry 2

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,877,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.13 to $37.28. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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June 03, 2026 Filed Jun 5, 2026 21:09 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 9,363 $36.42 $341,011.70
Disclosure

SEC source: 0001036743-26-000025 · wk-form4_1780693759.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,878,481

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $36.01 to $36.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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May 28, 2026 Filed May 29, 2026 20:52 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 10,000 $37.25 $372,481.00
Disclosure

SEC source: 0001036743-26-000023 · wk-form4_1780087960.xml · nonDerivative · entry 2

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,887,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $36.785 to $37.68. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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May 27, 2026 Filed May 29, 2026 20:52 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 10,000 $37.65 $376,513.00
Disclosure

SEC source: 0001036743-26-000023 · wk-form4_1780087960.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,897,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $37.40 to $38.22. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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May 21, 2026 Filed May 26, 2026 21:16 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 3,388 $37.42 $126,786.75
Disclosure

SEC source: 0001036743-26-000021 · wk-form4_1779830211.xml · nonDerivative · entry 2

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,907,844

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.3569 to $37.49. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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May 21, 2026 Filed May 26, 2026 21:16 UTC
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
SaleVoting Common Stock 6,612 $36.92 $244,128.93
Disclosure

SEC source: 0001036743-26-000021 · wk-form4_1779830211.xml · nonDerivative · entry 1

MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By James S. Mahan Revocable Trust

Disclosed balance after: 2,911,232

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $36.37 to $37.3548. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.