person · Reporting owner

Hill Thomas A.

Disclosed activity across 1 company

Tapewire entity: 162288
SEC CIK: 0001648793

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Live Oak Bancshares, Inc.LOB · Entity 2023	Chief Information Officer	November 19, 2018	November 20, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Live Oak Bancshares, Inc.

Report date November 19, 2018 · Filed November 20, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	10,000	Reported balance After 2018-11-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2018-11-19 · Grant · Acquired 10,000 · Balance 10,000 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2: The RSUs vest in five equal annual installments beginning on November 19, 2019.
Voting Common StockSEC Table I · non-derivative	Direct	7,824	Reported balance Holding disclosure · report date 2018-11-19 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 7,824
Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-11-30	Direct	15,000	Reported balance Holding disclosure · report date 2018-11-19 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 15,000 F3: Each performance RSU represents a contingent right to receive one share of the Company's voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023.
Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-01-31	Direct	2,214	Reported balance Holding disclosure · report date 2018-11-19 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 2,214 F4: Each performance RSU represents a contingent right to receive one share of the Company's voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.40 · Expires 2024-03-26	Direct	30,750	Reported balance Holding disclosure · report date 2018-11-19 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 30,750 F5: The shares subject to this option vest and become exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vest on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vest on each of March 26, 2020 and 2021.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.00 · Expires 2025-07-22	Direct	26,000	Reported balance Holding disclosure · report date 2018-11-19 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 26,000 F6: The shares subject to this option vest and become exercisable yearly in seven installments beginning on July 22, 2016, as follows: 10% of the shares subject to the option vest on each of July 22, 2016, 2017, 2018, 2019,and 2020; and 25% of the shares subject to the option vest on each of July 22, 2021 and 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2: The RSUs vest in five equal annual installments beginning on November 19, 2019.

F3: Each performance RSU represents a contingent right to receive one share of the Company's voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023.

F4: Each performance RSU represents a contingent right to receive one share of the Company's voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024.

F5: The shares subject to this option vest and become exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vest on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vest on each of March 26, 2020 and 2021.

F6: The shares subject to this option vest and become exercisable yearly in seven installments beginning on July 22, 2016, as follows: 10% of the shares subject to the option vest on each of July 22, 2016, 2017, 2018, 2019,and 2020; and 25% of the shares subject to the option vest on each of July 22, 2021 and 2022.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 19, 2018 Filed Nov 20, 2018 22:43 UTC	Live Oak Bancshares, Inc. LOB · Entity 2023	GrantRestricted Stock Units · Derivative	10,000	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059493 · doc4.xml · derivative · entry 2 Hill Thomas A. · CIK 0001648793 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Voting Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on November 19, 2019. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on November 19, 2019. Read SEC document
May 25, 2018 Filed May 30, 2018 20:41 UTC	Live Oak Bancshares, Inc. LOB · Entity 2023	SaleVoting Common Stock	8,000	$29.55	$236,400.00	Disclosure SEC source: 0001209191-18-034143 · doc4.xml · nonDerivative · entry 1 Hill Thomas A. · CIK 0001648793 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,824 Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:48 UTC	Live Oak Bancshares, Inc. LOB · Entity 2023	GrantPerformance Restricted Stock Units · Derivative	2,214	$0.00	$0.00	Disclosure SEC source: 0001209191-17-007231 · doc4.xml · derivative · entry 2 Hill Thomas A. · CIK 0001648793 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,214 Underlying: Voting Common Stock · 2,214 shares Expires 2024-01-31 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024. Read SEC document
November 30, 2016 Filed Dec 2, 2016 22:39 UTC	Live Oak Bancshares, Inc. LOB · Entity 2023	GrantPerformance Restricted Stock Units · Derivative	15,000	$0.00	$0.00	Disclosure SEC source: 0001209191-16-153127 · doc4.xml · derivative · entry 2 Hill Thomas A. · CIK 0001648793 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Voting Common Stock · 15,000 shares Expires 2023-11-30 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.