Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Katapult Holdings, Inc.FSRVU · Entity 5517 | Director | October 31, 2019 | October 31, 2019 |
| Live Oak Bancshares, Inc.LOB · Entity 2023 | Director | May 01, 2025 | May 05, 2025 |
| Maverick Merger Sub 2, LLCWMIH · Entity 15594 | Director | June 29, 2018 | July 02, 2018 |
| Roadzen Inc.RDZN · Entity 6661 | Director | September 15, 2025 | January 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Katapult Holdings, Inc.
Report date October 31, 2019 · Filed October 31, 2019
This filing explicitly reported no securities owned.
Live Oak Bancshares, Inc.
Report date May 01, 2025 · Filed May 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting Common StockSEC Table I · non-derivative | Direct | 72,983 |
Reported balance
After 2025-05-01 transaction · row 1
1 source rowRow 1 · 2025-05-01 · Exercise / conversion · Acquired 2,327 · Balance 72,983 F1: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-05-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-05-01 · Exercise / conversion · Disposed 2,327 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2: The restricted stock units vested on May 1, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.
F2: The restricted stock units vested on May 1, 2025.
Maverick Merger Sub 2, LLC
Report date June 29, 2018 · Filed July 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 588,010 |
Reported balance
After 2018-06-29 transaction · row 1
1 source rowRow 1 · 2018-06-29 · Grant · Acquired 74,627 · Balance 588,010 F1: This annual restricted stock award issued in connection with the Company's non-employee director compensation program and pursuant to the Company's 2012 Long-Term Incentive Plan, as amended, vests over three years, one-third each year on March 19 of 2019, 2020 and 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: This annual restricted stock award issued in connection with the Company's non-employee director compensation program and pursuant to the Company's 2012 Long-Term Incentive Plan, as amended, vests over three years, one-third each year on March 19 of 2019, 2020 and 2021.
Roadzen Inc.
Report date September 15, 2025 · Filed January 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.00 · Expires 2032-09-15 | Direct | 190,915 |
Reported balance
After 2025-09-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-09-15 · Grant · Acquired 190,915 · Balance 190,915 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2025 Filed Jan 7, 2026 16:00 UTC | Roadzen Inc. RDZN · Entity 6661 | GrantStock Option (right to buy) · Derivative | 190,915 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001493152-26-000786 · ownership.xml · derivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,915 Underlying: Ordinary Shares · 190,915 shares Expires 2032-09-15 Read SEC document |
| May 01, 2025 Filed May 5, 2025 21:39 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 2,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-25-000231 · wk-form4_1746481152.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 2,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2025. F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2025. Read SEC document |
| May 01, 2025 Filed May 5, 2025 21:39 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 2,327 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-25-000231 · wk-form4_1746481152.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:29 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 2,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000241 · wk-form4_1716499718.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,327 Underlying: Voting Common Stock · 2,327 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2025. F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2025. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:28 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 3,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001578563-24-000214 · wk-form4_1714768073.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 3,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2024. F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2024. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:28 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 3,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001578563-24-000214 · wk-form4_1714768073.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 16, 2023 Filed May 18, 2023 21:48 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 3,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030764 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,625 Underlying: Voting Common Stock · 3,625 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2024. F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2024. Read SEC document |
| May 01, 2023 Filed May 2, 2023 21:20 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 2,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026600 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 2,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023. F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023. Read SEC document |
| May 01, 2023 Filed May 2, 2023 21:20 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 2,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-026600 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 20:45 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 2,000 | $38.25 | $76,500.00 |
DisclosureSEC source: 0001209191-22-047877 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,981 F1 · price: This transaction was executed in multiple trades at prices ranging from $38.20 to $38.30. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| May 17, 2022 Filed May 19, 2022 22:39 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 2,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030742 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,050 Underlying: Voting Common Stock · 2,050 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2023. F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2023. Read SEC document |
| May 01, 2022 Filed May 3, 2022 22:28 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026871 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,229 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2022. F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2022. Read SEC document |
| May 01, 2022 Filed May 3, 2022 22:28 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 1,229 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-026871 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 22:27 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $10.63 | $0.00 |
DisclosureSEC source: 0001209191-22-005252 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 7,500 shares Expires 2024-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on September 19, 2015, as follows: 10% of the shares subject to the option vested on each of September 19, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of September 19, 2020 and 2021. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 22:27 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 7,500 | $10.63 | $79,755.00 |
DisclosureSEC source: 0001209191-22-005252 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 22:21 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 7,500 | $97.90 | $734,227.50 |
DisclosureSEC source: 0001209191-21-063416 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,252 F1 · price: This transaction was executed in multiple trades at prices ranging from $97.782815 to $98.060502. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| May 11, 2021 Filed May 12, 2021 22:51 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032191 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229 Underlying: Voting Common Stock · 1,229 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2022. F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2022. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:29 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 4,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029886 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 4,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021. F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:29 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 4,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-029886 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 21:01 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionStock Option (right to buy) · Derivative | 22,500 | $0.00 Strike: $10.63 | $0.00 |
DisclosureSEC source: 0001209191-20-059622 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Voting Common Stock · 22,500 shares Expires 2024-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to this option vest and become exercisable yearly in seven installments beginning on September 19, 2015, as follows: 10% of the shares subject to the option vest on each of September 19, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vest on each of September 19, 2020 and 2021. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 21:01 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 22,500 | $10.63 | $239,265.00 |
DisclosureSEC source: 0001209191-20-059622 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2020 Filed May 14, 2020 21:44 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 4,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-029269 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,160 Underlying: Voting Common Stock · 4,160 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2021. F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2021. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:24 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 2,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027315 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 2,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2020. F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2020. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:24 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 2,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-027315 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 15, 2019 Filed May 16, 2019 22:02 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030575 · doc4.xml · derivative · entry 3 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F3 · derivative.exercise_date: The restricted stock units vested on May 15, 2019. F3 · derivative.expiration_date: The restricted stock units vested on May 15, 2019. Read SEC document |
| May 15, 2019 Filed May 16, 2019 22:02 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-030575 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 14, 2019 Filed May 16, 2019 22:02 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 2,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030575 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,990 Underlying: Voting Common Stock · 2,990 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2020. F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2020. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:54 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 2,000 | $13.87 | $27,740.00 |
DisclosureSEC source: 0001209191-19-006042 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,102 Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 18:36 UTC | Maverick Merger Sub 2, LLC WMIH · Entity 15594 | GrantCommon Stock | 74,627 | $1.34 | $100,000.18 |
DisclosureSEC source: 0000896595-18-000004 · jul2018dglossman.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,010 F1 · kind: This annual restricted stock award issued in connection with the Company's non-employee director compensation program and pursuant to the Company's 2012 Long-Term Incentive Plan, as amended, vests over three years, one-third each year on March 19 of 2019, 2020 and 2021. Read SEC document |
| May 15, 2018 Filed May 17, 2018 21:28 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031085 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Voting Common Stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 15, 2019. F2 · derivative.expiration_date: The restricted stock units vest on May 15, 2019. Read SEC document |
| May 09, 2018 Filed May 11, 2018 20:22 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029558 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 9, 2018. F2 · derivative.expiration_date: The restricted stock units vested on May 9, 2018. Read SEC document |
| May 09, 2018 Filed May 11, 2018 20:22 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 1,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029558 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 20:25 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 2,000 | $23.07 | $46,138.00 |
DisclosureSEC source: 0001209191-17-048971 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,892 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 18:11 UTC | Maverick Merger Sub 2, LLC WMIH · Entity 15594 | GrantCommon Stock | 83,333 | $1.20 | $99,999.60 |
DisclosureSEC source: 0000896595-17-000004 · jun2017dglossman.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,383 F1 · kind: This annual restricted stock award issued in connection with the Company's non-employee director compensation program and pursuant to the Company's 2012 Long-Term Incentive Plan, as amended, vests over three years, one-third each year on March 19 of 2018, 2019 and 2020. Read SEC document |
| May 24, 2017 Filed May 25, 2017 21:41 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 1,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035520 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,892 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 24, 2017. F2 · derivative.expiration_date: The restricted stock units vest on May 24, 2017. Read SEC document |
| May 24, 2017 Filed May 25, 2017 21:41 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 1,892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-035520 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:27 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 4,000 | $25.48 | $101,920.00 |
DisclosureSEC source: 0001209191-17-032654 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $25.267 to $25.60. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:08 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031578 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210 Underlying: Voting Common Stock · 1,210 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 9, 2018. F2 · derivative.expiration_date: The restricted stock units vest on May 9, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.