Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Live Oak Bancshares, Inc.LOB · Entity 2023 | Chief Risk Off., Live Oak Bank | February 22, 2022 | February 24, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Live Oak Bancshares, Inc.
Report date February 22, 2022 · Filed February 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting Common StockSEC Table I · non-derivative | Direct | 30,350 |
Ending reported balance
After 2022-02-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-02-22 · Exercise / conversion · Acquired 394 · Balance 30,446 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Row 2 · 2022-02-22 · Tax withholding · Disposed 96 · Balance 30,350 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,579 |
Reported balance
After 2022-02-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-02-22 · Exercise / conversion · Disposed 394 · Balance 1,579 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,007 |
Reported balance
Holding disclosure · report date 2022-02-22 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 6,007 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,555 |
Reported balance
Holding disclosure · report date 2022-02-22 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 3,555 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F4: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.
F2: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.
F3: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.
F4: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2022 Filed Feb 24, 2022 22:05 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 394 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012745 · doc4.xml · derivative · entry 3 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,579 Underlying: Voting Common Stock · 394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:05 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 96 | $60.47 | $5,805.12 |
DisclosureSEC source: 0001209191-22-012745 · doc4.xml · nonDerivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,350 Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:05 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 394 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012745 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:59 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 3,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-010265 · doc4.xml · derivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,555 Underlying: Voting Common Stock · 3,555 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:39 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009479 · doc4.xml · derivative · entry 3 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,007 Underlying: Voting Common Stock · 2,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:39 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 580 | $61.65 | $35,757.00 |
DisclosureSEC source: 0001209191-22-009479 · doc4.xml · nonDerivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,052 Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:39 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 2,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009479 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:20 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 13,368 | $85.69 | $1,145,503.92 |
DisclosureSEC source: 0001209191-21-062750 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,630 Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 21:33 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022612 · doc4.xml · derivative · entry 3 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 18,750 shares Expires 2028-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 18,750 of the PRSUs vested on March 19, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $48.00 per share for at least twenty (20) consecutive trading days at any time prior to May 14, 2028. On March 19, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 21:33 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 8,382 | $64.51 | $540,722.82 |
DisclosureSEC source: 0001209191-21-022612 · doc4.xml · nonDerivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,998 Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 21:33 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-022612 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:33 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 1,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013910 · doc4.xml · derivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,973 Underlying: Voting Common Stock · 1,973 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:40 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010319 · doc4.xml · derivative · entry 3 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,009 Underlying: Voting Common Stock · 2,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:40 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 832 | $44.97 | $37,415.04 |
DisclosureSEC source: 0001209191-21-010319 · doc4.xml · nonDerivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,630 Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:40 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 2,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-010319 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:21 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | SaleVoting Common Stock | 3,500 | $40.09 | $140,318.15 |
DisclosureSEC source: 0001209191-21-007365 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,460 F1 · price: This transaction was executed in multiple trades at prices ranging from $40.09 to $40.11. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003893 · doc4.xml · derivative · entry 3 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Voting Common Stock · 18,750 shares Expires 2028-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 18,750 of the PRSUs vested on January 13, 2021. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $45.00 per share for at least twenty (20) consecutive trading days at any time prior to May 14, 2028. On January 13, 2021, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. 18,750 of the remaining PRSUs will vest upon the attainment of closing stock prices of $48.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to May 14, 2028. Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 8,526 | $48.90 | $416,921.40 |
DisclosureSEC source: 0001209191-21-003893 · doc4.xml · nonDerivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,960 Read SEC document |
| January 13, 2021 Filed Jan 16, 2021 00:11 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003893 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 22:13 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062567 · doc4.xml · derivative · entry 3 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Voting Common Stock · 18,750 shares Expires 2028-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 18,750 of the PRSUs vested on December 8, 2020. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $40.00 per share for at least twenty (20) consecutive trading days at any time prior to May 14, 2028. On December 8, 2020, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. 18,750 of the remaining PRSUs will vest upon each attainment of closing stock prices of $45.00 per share and $48.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to May 14, 2028. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 22:13 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 8,382 | $41.98 | $351,876.36 |
DisclosureSEC source: 0001209191-20-062567 · doc4.xml · nonDerivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,736 Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 22:13 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062567 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 22:19 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060930 · doc4.xml · derivative · entry 3 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Voting Common Stock · 18,750 shares Expires 2028-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: 18,750 of the PRSUs vested on November 27, 2020. The vesting of these PRSUs was contingent upon the Company's voting common stock attaining a closing price equal to or greater than $35.00 per share for at least twenty (20) consecutive trading days at any time prior to May 14, 2028. On November 27, 2020, the compensation committee of the Company's board of directors certified that this stock price condition had been satisfied and that these PRSUs were vested. 18,750 of the remaining PRSUs will vest upon each attainment of closing stock prices of $40.00 per share, $45.00 per share, and $48.00 per share once they are attained for at least twenty (20) consecutive trading days at any time prior to May 14, 2028. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 22:19 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 8,382 | $44.28 | $371,154.96 |
DisclosureSEC source: 0001209191-20-060930 · doc4.xml · nonDerivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,368 Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 22:19 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060930 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("PRSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:58 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 10,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008832 · doc4.xml · derivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,011 Underlying: Voting Common Stock · 10,011 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 10, 2021, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 10, 2021, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 20:08 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 1,000 | $15.76 | $15,764.00 |
DisclosureSEC source: 0001209191-19-035769 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $15.742 to $15.79. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 23:00 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantPerformance Restricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009836 · doc4.xml · derivative · entry 3 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Voting Common Stock · 75,000 shares Expires 2028-05-14 F1 · derivative.exercise_price: See Remarks. F1 · derivative.exercise_date: See Remarks. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 23:00 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Disposition to issuerPerformance Restricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009836 · doc4.xml · derivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 75,000 shares Expires 2025-05-14 F1 · derivative.exercise_price: See Remarks. F1 · derivative.exercise_date: See Remarks. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 22:04 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 1,000 | $18.82 | $18,817.00 |
DisclosureSEC source: 0001209191-18-057232 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 21:13 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 500 | $30.00 | $15,000.00 |
DisclosureSEC source: 0001209191-18-038118 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:58 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantPerformance Restricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030577 · doc4.xml · derivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Voting Common Stock · 75,000 shares Expires 2025-05-14 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. In order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $48.00 per share for at least twenty (20) consecutive trading days at any time prior to May 14, 2025. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. In order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $48.00 per share for at least twenty (20) consecutive trading days at any time prior to May 14, 2025. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:41 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 500 | $28.68 | $14,340.00 |
DisclosureSEC source: 0001209191-18-027383 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.