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Seward Gregory W

Disclosed activity across 1 company

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62809
SEC CIK
0001656656

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Live Oak Bancshares, Inc.LOB · Entity 2023General CounselMarch 02, 2026March 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Live Oak Bancshares, Inc.

Report date March 02, 2026 · Filed March 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Voting Common StockSEC Table I · non-derivativeDirect113,797 Reported balance After 2026-03-02 transaction · row 1
1 source row

Row 1 · 2026-03-02 · Sale · Disposed 3,000 · Balance 113,797

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,370 Reported balance Holding disclosure · report date 2026-03-02 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 2,370

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect23,898 Reported balance Holding disclosure · report date 2026-03-02 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 23,898

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,262 Reported balance Holding disclosure · report date 2026-03-02 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 8,262

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F4: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,412 Reported balance Holding disclosure · report date 2026-03-02 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 7,412

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F5: The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,383 Reported balance Holding disclosure · report date 2026-03-02 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 8,383

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F6: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

F3: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

F4: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F5: The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F6: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2026 Filed Mar 4, 2026 22:41 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 SaleVoting Common Stock 3,000 $36.70 $110,100.00
Disclosure

SEC source: 0001656656-26-000010 · wk-form4_1772664093.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,797

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:27 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001656656-26-000008 · wk-form4_1772058462.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vested in five equal annual installments beginning on February 22, 2022.

F2 · derivative.expiration_date: The RSUs vested in five equal annual installments beginning on February 22, 2022.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:27 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 445 $38.30 $17,043.50
Disclosure

SEC source: 0001656656-26-000008 · wk-form4_1772058462.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,797

Read SEC document
February 23, 2026 Filed Feb 25, 2026 22:27 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001656656-26-000008 · wk-form4_1772058462.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 22:03 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,370 $0.00 $0.00
Disclosure

SEC source: 0001656656-26-000006 · wk-form4_1771538627.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,370

Underlying: Voting Common Stock · 2,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 22:03 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 1,054 $40.75 $42,950.50
Disclosure

SEC source: 0001656656-26-000006 · wk-form4_1771538627.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,242

Read SEC document
February 17, 2026 Filed Feb 19, 2026 22:03 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001656656-26-000006 · wk-form4_1771538627.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 13, 2026 Filed Feb 17, 2026 23:14 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 11,948 $0.00 $0.00
Disclosure

SEC source: 0001656656-26-000004 · wk-form4_1771370078.xml · derivative · entry 6

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,898

Underlying: Voting Common Stock · 11,948 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: The RSUs vest in five pro rata installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

F3 · derivative.expiration_date: The RSUs vest in five pro rata installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 13, 2026 Filed Feb 17, 2026 23:14 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 5,310 $40.54 $215,267.40
Disclosure

SEC source: 0001656656-26-000004 · wk-form4_1771370078.xml · nonDerivative · entry 4

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,926

Read SEC document
February 13, 2026 Filed Feb 17, 2026 23:14 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 11,948 Not disclosed Not disclosed
Disclosure

SEC source: 0001656656-26-000004 · wk-form4_1771370078.xml · nonDerivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 12, 2026 Filed Feb 17, 2026 23:14 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,754 $0.00 $0.00
Disclosure

SEC source: 0001656656-26-000004 · wk-form4_1771370078.xml · derivative · entry 5

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,262

Underlying: Voting Common Stock · 2,754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 12, 2026 Filed Feb 17, 2026 23:14 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 1,272 $40.22 $51,159.84
Disclosure

SEC source: 0001656656-26-000004 · wk-form4_1771370078.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,288

Read SEC document
February 12, 2026 Filed Feb 17, 2026 23:14 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,754 Not disclosed Not disclosed
Disclosure

SEC source: 0001656656-26-000004 · wk-form4_1771370078.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 10, 2026 Filed Feb 11, 2026 22:10 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 1,852 $0.00 $0.00
Disclosure

SEC source: 0001656656-26-000002 · wk-form4_1770847848.xml · derivative · entry 4

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,412

Underlying: Voting Common Stock · 1,852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2026 Filed Feb 11, 2026 22:10 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 922 $41.04 $37,838.88
Disclosure

SEC source: 0001656656-26-000002 · wk-form4_1770847848.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,806

Read SEC document
February 10, 2026 Filed Feb 11, 2026 22:10 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 1,852 Not disclosed Not disclosed
Disclosure

SEC source: 0001656656-26-000002 · wk-form4_1770847848.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 22:10 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 8,383 $0.00 $0.00
Disclosure

SEC source: 0001656656-26-000002 · wk-form4_1770847848.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,383

Underlying: Voting Common Stock · 8,383 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
November 28, 2025 Filed Dec 1, 2025 21:53 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GiftVoting Common Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001656656-25-000005 · wk-form4_1764626009.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,876

Read SEC document
November 26, 2025 Filed Dec 1, 2025 21:53 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GiftVoting Common Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001656656-25-000005 · wk-form4_1764626009.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,026

Read SEC document
November 19, 2025 Filed Nov 20, 2025 22:44 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001656656-25-000003 · wk-form4_1763678667.xml · derivative · entry 6

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,500 shares

Expires 2025-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on November 19, 2016, as follows: 10% of the shares subject to the option vested on each of November 19, 2016, 2017, 2018, 2019, and 2020; and 25% of the shares subject to the option vested on each of November 19, 2021 and 2022.

Read SEC document
November 19, 2025 Filed Nov 20, 2025 22:44 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 SaleVoting Common Stock 1,200 $30.20 $36,241.80
Disclosure

SEC source: 0001656656-25-000003 · wk-form4_1763678667.xml · nonDerivative · entry 4

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,126

F1 · price: This transaction was executed in multiple trades at prices ranging from $30.16 to $30.247. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
November 19, 2025 Filed Nov 20, 2025 22:44 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 1,500 $14.55 $21,825.00
Disclosure

SEC source: 0001656656-25-000003 · wk-form4_1763678667.xml · nonDerivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 22:44 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001656656-25-000003 · wk-form4_1763678667.xml · derivative · entry 5

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Voting Common Stock · 12,000 shares

Expires 2025-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on November 19, 2016, as follows: 10% of the shares subject to the option vested on each of November 19, 2016, 2017, 2018, 2019, and 2020; and 25% of the shares subject to the option vested on each of November 19, 2021 and 2022.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 22:44 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 3,051 $30.04 $91,652.04
Disclosure

SEC source: 0001656656-25-000003 · wk-form4_1763678667.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,826

Read SEC document
November 18, 2025 Filed Nov 20, 2025 22:44 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 12,000 $14.55 $174,600.00
Disclosure

SEC source: 0001656656-25-000003 · wk-form4_1763678667.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 22:52 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000145 · wk-form4_1740523937.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Voting Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 22:52 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 445 $31.99 $14,235.55
Disclosure

SEC source: 0001578563-25-000145 · wk-form4_1740523937.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,877

Read SEC document
February 24, 2025 Filed Feb 25, 2025 22:52 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000145 · wk-form4_1740523937.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 01:38 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,370 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000088 · wk-form4_1739929131.xml · derivative · entry 6

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,740

Underlying: Voting Common Stock · 2,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 01:38 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 11,949 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000088 · wk-form4_1739929131.xml · derivative · entry 5

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,846

Underlying: Voting Common Stock · 11,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.

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February 14, 2025 Filed Feb 19, 2025 01:38 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 1,054 $33.93 $35,762.22
Disclosure

SEC source: 0001578563-25-000088 · wk-form4_1739929131.xml · nonDerivative · entry 4

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,322

Read SEC document
February 14, 2025 Filed Feb 19, 2025 01:38 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000088 · wk-form4_1739929131.xml · nonDerivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 01:38 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 5,311 $34.92 $185,460.12
Disclosure

SEC source: 0001578563-25-000088 · wk-form4_1739929131.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,006

Read SEC document
February 14, 2025 Filed Feb 19, 2025 01:38 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 11,949 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000088 · wk-form4_1739929131.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:06 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,754 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000066 · wk-form4_1739570773.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,016

Underlying: Voting Common Stock · 2,754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:06 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 1,274 $34.80 $44,335.20
Disclosure

SEC source: 0001578563-25-000066 · wk-form4_1739570773.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,368

Read SEC document
February 12, 2025 Filed Feb 14, 2025 22:06 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,754 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000066 · wk-form4_1739570773.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:59 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,003 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000049 · wk-form4_1739404750.xml · derivative · entry 4

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: 2,002 of the RSUs vested on each of February 10, 2021, 2022, and 2023 and February 12, 2024; and 2,003 of the RSUs vested on February 10, 2025.

F3 · derivative.expiration_date: 2,002 of the RSUs vested on each of February 10, 2021, 2022, and 2023 and February 12, 2024; and 2,003 of the RSUs vested on February 10, 2025.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:59 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 9,264 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000049 · wk-form4_1739404750.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,264

Underlying: Voting Common Stock · 9,264 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five pro rata annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:59 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 997 $35.08 $34,974.76
Disclosure

SEC source: 0001578563-25-000049 · wk-form4_1739404750.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,888

Read SEC document
February 10, 2025 Filed Feb 12, 2025 23:59 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000049 · wk-form4_1739404750.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
November 14, 2024 Filed Nov 15, 2024 22:17 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GiftVoting Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000446 · wk-form4_1731709048.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,882

Read SEC document
November 07, 2024 Filed Nov 8, 2024 21:30 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 SaleVoting Common Stock 5,355 $47.39 $253,774.52
Disclosure

SEC source: 0001578563-24-000438 · wk-form4_1731101440.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,882

F2 · price: This transaction was executed in multiple trades at prices ranging from $47.31 to $47.40. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 21:30 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 SaleVoting Common Stock 4,645 $46.59 $216,394.29
Disclosure

SEC source: 0001578563-24-000438 · wk-form4_1731101440.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,237

F1 · price: This transaction was executed in multiple trades at prices ranging from $46.29 to $47.14. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:17 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000135 · wk-form4_1708985837.xml · derivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Voting Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:17 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 445 $39.30 $17,488.50
Disclosure

SEC source: 0001578563-24-000135 · wk-form4_1708985837.xml · nonDerivative · entry 2

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,882

Read SEC document
February 23, 2024 Filed Feb 26, 2024 22:17 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000135 · wk-form4_1708985837.xml · nonDerivative · entry 1

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:57 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,370 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000105 · wk-form4_1708124254.xml · derivative · entry 6

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,110

Underlying: Voting Common Stock · 2,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

F3 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

F3 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:57 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Tax withholdingVoting Common Stock 1,072 $39.21 $42,033.12
Disclosure

SEC source: 0001578563-24-000105 · wk-form4_1708124254.xml · nonDerivative · entry 4

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,327

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:57 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000105 · wk-form4_1708124254.xml · nonDerivative · entry 3

Seward Gregory W · CIK 0001656656 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.