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Petty Miltom Emmett

Disclosed activity across 1 company

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45240
SEC CIK
0001647098

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Live Oak Bancshares, Inc.LOB · Entity 2023DirectorMay 19, 2026May 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Live Oak Bancshares, Inc.

Report date May 19, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,486 Reported balance After 2026-05-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-19 · Grant · Acquired 2,486 · Balance 2,486

F1: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2: The restricted stock units vest on May 1, 2027.

Voting Common StockSEC Table I · non-derivativeDirect130,839 Reported balance Holding disclosure · report date 2026-05-19 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 130,839

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2: The restricted stock units vest on May 1, 2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2026 Filed May 22, 2026 00:10 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 2,486 $0.00 $0.00
Disclosure

SEC source: 0001647098-26-000004 · wk-form4_1779408606.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,486

Underlying: Voting Common Stock · 2,486 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2027.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2027.

Read SEC document
May 01, 2026 Filed May 5, 2026 22:27 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,946 $0.00 $0.00
Disclosure

SEC source: 0001647098-26-000002 · wk-form4_1778020020.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 5, 2026 22:27 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001647098-26-000002 · wk-form4_1778020020.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 20, 2025 Filed May 21, 2025 22:18 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 2,946 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000270 · wk-form4_1747865894.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,946

Underlying: Voting Common Stock · 2,946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2026.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2026.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:39 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000234 · wk-form4_1746481185.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2025.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:39 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,327 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000234 · wk-form4_1746481185.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 21, 2024 Filed May 23, 2024 21:34 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 2,327 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000244 · wk-form4_1716500025.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,327

Underlying: Voting Common Stock · 2,327 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2025.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2025.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:29 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000216 · wk-form4_1714768158.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2024.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:29 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 3,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-24-000216 · wk-form4_1714768158.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:26 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001578563-24-000154 · wk-form4_1709591191.xml · derivative · entry 3

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 30,000 shares

Expires 2024-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to this option vested and became exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vested on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vested on each of March 26, 2020 and 2021.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:26 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 SaleVoting Common Stock 10,000 $39.73 $397,252.00
Disclosure

SEC source: 0001578563-24-000154 · wk-form4_1709591191.xml · nonDerivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,941

F1 · price: This transaction was executed in multiple trades at prices ranging from $39.535 to $39.86. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:26 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 30,000 $4.40 $132,000.00
Disclosure

SEC source: 0001578563-24-000154 · wk-form4_1709591191.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:49 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030767 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,625

Underlying: Voting Common Stock · 3,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2024.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2024.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:24 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026605 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:24 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-026605 · doc4.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 17, 2022 Filed May 19, 2022 22:41 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030748 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Voting Common Stock · 2,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2023.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2023.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:33 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 1,229 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026877 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2022.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:33 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 1,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-026877 · doc4.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 11, 2021 Filed May 12, 2021 23:00 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 1,229 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032195 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229

Underlying: Voting Common Stock · 1,229 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2022.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2022.

Read SEC document
May 01, 2021 Filed May 4, 2021 20:32 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 4,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029899 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 4,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021.

Read SEC document
May 01, 2021 Filed May 4, 2021 20:32 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 4,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-029899 · doc4.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 12, 2020 Filed May 14, 2020 21:47 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 4,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029273 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,160

Underlying: Voting Common Stock · 4,160 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2021.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2021.

Read SEC document
May 01, 2020 Filed May 5, 2020 22:30 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,990 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027273 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2020.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2020.

Read SEC document
May 01, 2020 Filed May 5, 2020 22:30 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,990 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-027273 · doc4.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 15, 2019 Filed May 16, 2019 22:07 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030584 · doc4.xml · derivative · entry 3

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F3 · derivative.exercise_date: The restricted stock units vested on May 15, 2019.

F3 · derivative.expiration_date: The restricted stock units vested on May 15, 2019.

Read SEC document
May 15, 2019 Filed May 16, 2019 22:07 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-030584 · doc4.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

Read SEC document
May 14, 2019 Filed May 16, 2019 22:07 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 2,990 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030584 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,990

Underlying: Voting Common Stock · 2,990 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2020.

F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2020.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 22:49 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 PurchaseVoting Common Stock 3,000 $13.64 $40,913.40
Disclosure

SEC source: 0001209191-18-062292 · doc4.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,512

F1 · price: This transaction was executed in multiple trades at prices ranging from $13.62 to $13.65. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.

Read SEC document
May 15, 2018 Filed May 17, 2018 21:30 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031090 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Voting Common Stock · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 15, 2019.

F2 · derivative.expiration_date: The restricted stock units vest on May 15, 2019.

Read SEC document
May 09, 2018 Filed May 11, 2018 20:24 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 1,210 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-029564 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,210 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 9, 2018.

F2 · derivative.expiration_date: The restricted stock units vested on May 9, 2018.

Read SEC document
May 09, 2018 Filed May 11, 2018 20:24 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 1,210 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-029564 · doc4.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock.

Read SEC document
May 24, 2017 Filed May 25, 2017 21:38 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionRestricted Stock Units · Derivative 1,892 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035518 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 1,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 24, 2017.

F2 · derivative.expiration_date: The restricted stock units vest on May 24, 2017.

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May 24, 2017 Filed May 25, 2017 21:38 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 Exercise / conversionVoting Common Stock 1,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-035518 · doc4.xml · nonDerivative · entry 1

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock.

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May 09, 2017 Filed May 11, 2017 21:02 UTC Live Oak Bancshares, Inc. LOB · Entity 2023 GrantRestricted Stock Units · Derivative 1,210 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031571 · doc4.xml · derivative · entry 2

Petty Miltom Emmett · CIK 0001647098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,210

Underlying: Voting Common Stock · 1,210 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock.

F2 · derivative.exercise_date: The restricted stock units vest on May 9, 2018.

F2 · derivative.expiration_date: The restricted stock units vest on May 9, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.