Last 12 months
Inside the activity.
2 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 3 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 1 | 1 |
| Feb 2026 | 0 | 15 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2020 Filed May 8, 2020 20:56 UTC |
SALYERS DAVID GDirector
|
PurchaseVoting Common Stock | 2,000 | $12.50 | $25,000.00 |
DisclosureSEC source: 0001209191-20-027964 · doc4.xml · nonDerivative · entry 1 SALYERS DAVID G · CIK 0001715287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,100 Read SEC document |
| May 01, 2020 Filed May 5, 2020 18:28 UTC |
LANDIS H KDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027270 · doc4.xml · derivative · entry 2 LANDIS H K · CIK 0001045064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 2,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2020. F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2020. Read SEC document |
| May 01, 2020 Filed May 5, 2020 18:28 UTC |
LANDIS H KDirector
|
Exercise / conversionVoting Common Stock | 2,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-027270 · doc4.xml · nonDerivative · entry 1 LANDIS H K · CIK 0001045064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 01, 2020 Filed May 5, 2020 18:28 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027268 · doc4.xml · derivative · entry 2 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 2,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2020. F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2020. Read SEC document |
| May 01, 2020 Filed May 5, 2020 18:28 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionVoting Common Stock | 2,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-027268 · doc4.xml · nonDerivative · entry 1 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 01, 2020 Filed May 5, 2020 22:27 UTC |
Cameron William HendersonDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027267 · doc4.xml · derivative · entry 4 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 2,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2020. F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2020. Read SEC document |
| May 01, 2020 Filed May 5, 2020 22:27 UTC |
Cameron William HendersonDirector
|
Exercise / conversionVoting Common Stock | 2,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-027267 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 01, 2020 Filed May 5, 2020 22:30 UTC |
Petty Miltom EmmettDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027273 · doc4.xml · derivative · entry 2 Petty Miltom Emmett · CIK 0001647098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 2,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2020. F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2020. Read SEC document |
| May 01, 2020 Filed May 5, 2020 22:30 UTC |
Petty Miltom EmmettDirector
|
Exercise / conversionVoting Common Stock | 2,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-027273 · doc4.xml · nonDerivative · entry 1 Petty Miltom Emmett · CIK 0001647098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:24 UTC |
Glossman Diane BethDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027315 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 2,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2020. F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2020. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:24 UTC |
Glossman Diane BethDirector
|
Exercise / conversionVoting Common Stock | 2,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-027315 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 20:03 UTC |
Underwood Neil LawrenceDirector · President
|
PurchaseVoting Common Stock | 95,000 | $11.46 | $1,088,700.00 |
DisclosureSEC source: 0001209191-20-018459 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Neil L. Underwood Revocable Trust Disclosed balance after: 1,350,434 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.095 to $11.60. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. F2 · ownership.nature: These shares were previously reported as held by the reporting person directly. This description has been updated to indicate that the shares are held by the reporting person's revocable trust. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 20:01 UTC |
Cameron William HendersonDirector
|
PurchaseVoting Common Stock | 2,000 | $11.79 | $23,580.00 |
DisclosureSEC source: 0001209191-20-018455 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William H. Cameron Revocable Trust Disclosed balance after: 137,297 Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 16:12 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
PurchaseVoting Common Stock | 5,000 | $11.28 | $56,400.00 |
DisclosureSEC source: 0001209191-20-018728 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,094 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.27 to $11.29. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 18:31 UTC |
Seward Gregory WGeneral Counsel
|
PurchaseVoting Common Stock | 869 | $11.54 | $10,025.65 |
DisclosureSEC source: 0001209191-20-018028 · doc4.xml · nonDerivative · entry 1 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,869 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.53 to $11.54. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 18:34 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
PurchaseVoting Common Stock | 20,000 | $12.69 | $253,800.00 |
DisclosureSEC source: 0001209191-20-018030 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,094 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.45 to $12.97. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 21:57 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008831 · doc4.xml · derivative · entry 4 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Voting Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3 · derivative.exercise_date: The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. F3 · derivative.expiration_date: The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 21:57 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Tax withholdingVoting Common Stock | 2,406 | $18.00 | $43,308.00 |
DisclosureSEC source: 0001209191-20-008831 · doc4.xml · nonDerivative · entry 2 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,094 Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 21:57 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
Exercise / conversionVoting Common Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-008831 · doc4.xml · nonDerivative · entry 1 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 16:57 UTC |
Caines S. BrettChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 10,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008830 · doc4.xml · derivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,011 Underlying: Voting Common Stock · 10,011 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 10, 2021, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 10, 2021, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:58 UTC |
Seward Gregory WGeneral Counsel
|
GrantRestricted Stock Units · Derivative | 10,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008834 · doc4.xml · derivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,011 Underlying: Voting Common Stock · 10,011 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 10, 2021, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 10, 2021, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:59 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 2,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008837 · doc4.xml · derivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,302 Underlying: Voting Common Stock · 2,302 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 10, 2021, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 10, 2021, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:59 UTC |
Smits SteveChief Credit Officer
|
GrantRestricted Stock Units · Derivative | 15,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008836 · doc4.xml · derivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,016 Underlying: Voting Common Stock · 15,016 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 10, 2021, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 10, 2021, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:58 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
GrantRestricted Stock Units · Derivative | 10,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008832 · doc4.xml · derivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,011 Underlying: Voting Common Stock · 10,011 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 10, 2021, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 10, 2021, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:57 UTC |
Garriott HuntleyPresident, Live Oak Bank
|
GrantRestricted Stock Units · Derivative | 22,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008831 · doc4.xml · derivative · entry 3 Garriott Huntley · CIK 0001754522 · President, Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,246 Underlying: Voting Common Stock · 22,246 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 10, 2021, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 10, 2021, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 21:54 UTC |
Cameron William HendersonDirector
|
GiftVoting Common Stock | 7,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060682 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William H. Cameron Revocable Trust Disclosed balance after: 135,297 F1 · shares: On December 13, 2018, the Reporting Person contributed 33,000 shares to a Grantor Retained Annuity Trust (the "GRAT"). On December 13, 2019, the trustee of the GRAT distributed 7,555 shares to the Reporting Person's Revocable Trust in satisfaction of the GRAT's annuity obligation to the Reporting Person. F2 · balance_after: Includes 2,000 shares of the Issuer's voting common stock that were previously reported as directly owned by the Reporting Person. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 21:00 UTC |
Cameron William HendersonDirector
|
GiftVoting Common Stock | 11,053 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-028143 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William H. Cameron Revocable Trust Disclosed balance after: 125,742 F1 · shares: On November 4, 2016, the Reporting Person contributed 32,250 shares to a Grantor Retained Annuity Trust (the "GRAT"). On November 25, 2019, the trustee of the GRAT distributed 11,053 shares to the Reporting Person's Revocable Trust in satisfaction of the GRAT's annuity obligation to the Reporting Person. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:51 UTC |
SALYERS DAVID GDirector
|
GrantRestricted Stock Units · Derivative | 1,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057454 · doc4.xml · derivative · entry 2 SALYERS DAVID G · CIK 0001715287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,885 Underlying: Voting Common Stock · 1,885 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on November 17, 2020. F2 · derivative.expiration_date: The restricted stock units vest on November 17, 2020. Read SEC document |
| September 09, 2019 Filed Sep 13, 2019 20:25 UTC |
Cameron William HendersonDirector
|
GiftVoting Common Stock | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049483 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William H. Cameron Revocable Trust Disclosed balance after: 114,689 F1 · security: The shares were contributed to a Grantor Retained Annuity Trust of which the grantor is not a trustee. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:15 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
GiftVoting Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048925 · doc4.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Marguerite D. Mahan Revocable Trust Disclosed balance after: 3,159,714 Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 21:15 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
GiftVoting Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048925 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,075,218 Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 20:08 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
PurchaseVoting Common Stock | 1,000 | $15.76 | $15,764.00 |
DisclosureSEC source: 0001209191-19-035769 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $15.742 to $15.79. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 15, 2019 Filed May 16, 2019 18:06 UTC |
LANDIS H KDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030580 · doc4.xml · derivative · entry 3 LANDIS H K · CIK 0001045064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F3 · derivative.exercise_date: The restricted stock units vested on May 15, 2019. F3 · derivative.expiration_date: The restricted stock units vested on May 15, 2019. Read SEC document |
| May 15, 2019 Filed May 16, 2019 18:06 UTC |
LANDIS H KDirector
|
Exercise / conversionVoting Common Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-030580 · doc4.xml · nonDerivative · entry 1 LANDIS H K · CIK 0001045064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 15, 2019 Filed May 16, 2019 18:05 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030577 · doc4.xml · derivative · entry 3 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F3 · derivative.exercise_date: The restricted stock units vested on May 15, 2019. F3 · derivative.expiration_date: The restricted stock units vested on May 15, 2019. Read SEC document |
| May 15, 2019 Filed May 16, 2019 18:05 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionVoting Common Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-030577 · doc4.xml · nonDerivative · entry 1 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 15, 2019 Filed May 16, 2019 22:07 UTC |
Petty Miltom EmmettDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030584 · doc4.xml · derivative · entry 3 Petty Miltom Emmett · CIK 0001647098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F3 · derivative.exercise_date: The restricted stock units vested on May 15, 2019. F3 · derivative.expiration_date: The restricted stock units vested on May 15, 2019. Read SEC document |
| May 15, 2019 Filed May 16, 2019 22:07 UTC |
Petty Miltom EmmettDirector
|
Exercise / conversionVoting Common Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-030584 · doc4.xml · nonDerivative · entry 1 Petty Miltom Emmett · CIK 0001647098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 15, 2019 Filed May 16, 2019 22:02 UTC |
Glossman Diane BethDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030575 · doc4.xml · derivative · entry 3 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F3 · derivative.exercise_date: The restricted stock units vested on May 15, 2019. F3 · derivative.expiration_date: The restricted stock units vested on May 15, 2019. Read SEC document |
| May 15, 2019 Filed May 16, 2019 22:02 UTC |
Glossman Diane BethDirector
|
Exercise / conversionVoting Common Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-030575 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 15, 2019 Filed May 16, 2019 22:01 UTC |
Cameron William HendersonDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030573 · doc4.xml · derivative · entry 5 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F3 · derivative.exercise_date: The restricted stock units vested on May 15, 2019. F3 · derivative.expiration_date: The restricted stock units vested on May 15, 2019. Read SEC document |
| May 15, 2019 Filed May 16, 2019 22:01 UTC |
Cameron William HendersonDirector
|
Exercise / conversionVoting Common Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-030573 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 14, 2019 Filed May 16, 2019 18:06 UTC |
LANDIS H KDirector
|
GrantRestricted Stock Units · Derivative | 2,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030580 · doc4.xml · derivative · entry 2 LANDIS H K · CIK 0001045064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,990 Underlying: Voting Common Stock · 2,990 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2020. F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2020. Read SEC document |
| May 14, 2019 Filed May 16, 2019 18:05 UTC |
Hoffsis Glen F.Director
|
GrantRestricted Stock Units · Derivative | 2,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030577 · doc4.xml · derivative · entry 2 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,990 Underlying: Voting Common Stock · 2,990 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2020. F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2020. Read SEC document |
| May 14, 2019 Filed May 16, 2019 22:07 UTC |
Petty Miltom EmmettDirector
|
GrantRestricted Stock Units · Derivative | 2,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030584 · doc4.xml · derivative · entry 2 Petty Miltom Emmett · CIK 0001647098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,990 Underlying: Voting Common Stock · 2,990 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2020. F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2020. Read SEC document |
| May 14, 2019 Filed May 16, 2019 22:08 UTC |
PULLINS JERALD LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030587 · doc4.xml · derivative · entry 2 PULLINS JERALD L · CIK 0001242160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · date: The Compensation Committee approved accelerating the restricted stock units' vesting date to May 14, 2019. F3 · derivative.exercise_date: The restricted units vested on May 14, 2019. F3 · derivative.expiration_date: The restricted units vested on May 14, 2019. Read SEC document |
| May 14, 2019 Filed May 16, 2019 22:08 UTC |
PULLINS JERALD LDirector
|
Exercise / conversionVoting Common Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-030587 · doc4.xml · nonDerivative · entry 1 PULLINS JERALD L · CIK 0001242160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. Read SEC document |
| May 14, 2019 Filed May 16, 2019 22:02 UTC |
Glossman Diane BethDirector
|
GrantRestricted Stock Units · Derivative | 2,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030575 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,990 Underlying: Voting Common Stock · 2,990 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2020. F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2020. Read SEC document |
| May 14, 2019 Filed May 16, 2019 22:01 UTC |
Cameron William HendersonDirector
|
GrantRestricted Stock Units · Derivative | 2,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030573 · doc4.xml · derivative · entry 4 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,990 Underlying: Voting Common Stock · 2,990 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 1, 2020. F2 · derivative.expiration_date: The restricted stock units vest on May 1, 2020. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 18:00 UTC |
Caines S. BrettChief Financial Officer
|
GrantPerformance Restricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009835 · doc4.xml · derivative · entry 3 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Voting Common Stock · 50,000 shares Expires 2028-08-10 F1 · derivative.exercise_price: See Remarks. F1 · derivative.exercise_date: See Remarks. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.