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KROGER CO

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100
SEC CIK
0000056873
Parsed reports
1,050

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2017 Filed Mar 13, 2017 14:05 UTC
Madlinger Sukanya RSenior Vice President
Tax withholdingCommon Stock 667 $28.83 $19,229.61
Disclosure

SEC source: 0001209191-17-020036 · doc4.xml · nonDerivative · entry 2

Madlinger Sukanya R · CIK 0001653161 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,086

F1 · shares: Payment of tax liability associated with share award.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 14:05 UTC
Madlinger Sukanya RSenior Vice President
GrantCommon Stock 1,811 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020036 · doc4.xml · nonDerivative · entry 1

Madlinger Sukanya R · CIK 0001653161 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,753

Read SEC document
March 09, 2017 Filed Mar 13, 2017 14:04 UTC
HJELM CHRISTOPHER TExecutive Vice President
Tax withholdingCommon Stock 1,630 $28.83 $46,992.90
Disclosure

SEC source: 0001209191-17-020035 · doc4.xml · nonDerivative · entry 2

HJELM CHRISTOPHER T · CIK 0001209174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,933

F1 · shares: Payment of tax liability associated with share award.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 14:04 UTC
HJELM CHRISTOPHER TExecutive Vice President
GrantCommon Stock 5,175 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020035 · doc4.xml · nonDerivative · entry 1

HJELM CHRISTOPHER T · CIK 0001209174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,563

Read SEC document
March 09, 2017 Filed Mar 13, 2017 14:03 UTC
Foley Todd AVice President and Treasurer
Tax withholdingCommon Stock 528 $28.83 $15,222.24
Disclosure

SEC source: 0001209191-17-020034 · doc4.xml · nonDerivative · entry 2

Foley Todd A · CIK 0001577890 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,566

F1 · shares: Payment of tax liability associated with share award.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 14:03 UTC
Foley Todd AVice President and Treasurer
GrantCommon Stock 1,380 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020034 · doc4.xml · nonDerivative · entry 1

Foley Todd A · CIK 0001577890 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,094

Read SEC document
March 09, 2017 Filed Mar 13, 2017 14:00 UTC
COSSET YAELGroup Vice President
GrantNon-Qualified Stock Option · Derivative 10,611 $0.00 Strike: $28.83 $0.00
Disclosure

SEC source: 0001209191-17-020032 · doc4.xml · derivative · entry 4

COSSET YAEL · CIK 0001694418 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,611

Underlying: Common Stock · 10,611 shares

Expires 2027-03-09

F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 14:00 UTC
COSSET YAELGroup Vice President
Tax withholdingCommon Stock 413 $28.83 $11,906.79
Disclosure

SEC source: 0001209191-17-020032 · doc4.xml · nonDerivative · entry 3

COSSET YAEL · CIK 0001694418 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,930

F2 · shares: Payment of tax liability associated with share award.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 14:00 UTC
COSSET YAELGroup Vice President
GrantCommon Stock 1,068 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020032 · doc4.xml · nonDerivative · entry 2

COSSET YAEL · CIK 0001694418 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,343

Read SEC document
March 09, 2017 Filed Mar 13, 2017 14:00 UTC
COSSET YAELGroup Vice President
GrantCommon Stock 5,550 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020032 · doc4.xml · nonDerivative · entry 1

COSSET YAEL · CIK 0001694418 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,275

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 13:59 UTC
Clark Robert WSenior Vice President
Tax withholdingCommon Stock 1,001 $28.83 $28,858.83
Disclosure

SEC source: 0001209191-17-020031 · doc4.xml · nonDerivative · entry 2

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,115.781

F1 · shares: Payment of tax liability associated with share award.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 13:59 UTC
Clark Robert WSenior Vice President
GrantCommon Stock 2,588 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020031 · doc4.xml · nonDerivative · entry 1

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,116.781

Read SEC document
March 09, 2017 Filed Mar 13, 2017 13:58 UTC
Aitken StuartGroup Vice President
Tax withholdingCommon Stock 490 $28.83 $14,126.70
Disclosure

SEC source: 0001209191-17-020030 · doc4.xml · nonDerivative · entry 2

Aitken Stuart · CIK 0001638341 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,293.1788

F1 · shares: Payment of tax liability associated with share award.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 13:58 UTC
Aitken StuartGroup Vice President
GrantCommon Stock 1,526 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020030 · doc4.xml · nonDerivative · entry 1

Aitken Stuart · CIK 0001638341 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,783.1788

Read SEC document
March 09, 2017 Filed Mar 13, 2017 13:56 UTC
Adcock Mary EllenGroup Vice President
Tax withholdingCommon Stock 479 $28.83 $13,809.57
Disclosure

SEC source: 0001209191-17-020028 · doc4.xml · nonDerivative · entry 2

Adcock Mary Ellen · CIK 0001676766 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,217

F1 · shares: Payment of tax liability associated with share award.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 13:56 UTC
Adcock Mary EllenGroup Vice President
GrantCommon Stock 1,251 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020028 · doc4.xml · nonDerivative · entry 1

Adcock Mary Ellen · CIK 0001676766 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,696

Read SEC document
March 09, 2017 Filed Mar 13, 2017 13:57 UTC
ADELMAN JESSICA CGroup Vice President
Tax withholdingCommon Stock 413 $28.83 $11,906.79
Disclosure

SEC source: 0001209191-17-020029 · doc4.xml · nonDerivative · entry 2

ADELMAN JESSICA C · CIK 0001654476 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,909

F1 · shares: Payment of tax liability associated with share award.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 13:57 UTC
ADELMAN JESSICA CGroup Vice President
GrantCommon Stock 1,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020029 · doc4.xml · nonDerivative · entry 1

ADELMAN JESSICA C · CIK 0001654476 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,322

Read SEC document
March 09, 2017 Filed Mar 16, 2017 19:11 UTC Amendment
Clark Robert WSenior Vice President
Tax withholdingCommon Stock 1,373 $28.83 $39,583.59
Disclosure

SEC source: 0001209191-17-021065 · doc4a.xml · nonDerivative · entry 1

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,743.781

F1 · shares: Payment of tax liability associated with share award.

F2 · shares: The Form 4 filed on behalf of the reporting person on 3/13/2017 reported that that 1,001 shares had been withheld in payment of tax liability associated with a share award. That number was reported in error; the actual number of shares withheld was 1,373.

Read SEC document
March 09, 2017 Filed Mar 17, 2017 18:20 UTC Amendment
Wheatley Christine SGroup Vice President
Tax withholdingCommon Stock 1,217 $28.83 $35,086.11
Disclosure

SEC source: 0001209191-17-021304 · doc4a.xml · nonDerivative · entry 1

Wheatley Christine S · CIK 0001604588 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,484

F1 · shares: The Form 4 filed on behalf of the reporting person on 3/13/2017 reported that that 940 shares had been withheld in payment of tax liability associated with a share award. That number was reported in error; the actual number of shares withheld was 1,217.

Read SEC document
March 09, 2017 Filed Mar 17, 2017 18:19 UTC Amendment
VAN OFLEN MARY ELIZABETHVice President & Controller
Tax withholdingCommon Stock 720 $28.83 $20,757.60
Disclosure

SEC source: 0001209191-17-021303 · doc4a.xml · nonDerivative · entry 1

VAN OFLEN MARY ELIZABETH · CIK 0001186581 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,472.4871

F1 · shares: The Form 4 filed on behalf of the reporting person on 3/13/2017 reported that that 518 shares had been withheld in payment of tax liability associated with a share award. That number was reported in error; the actual number of shares withheld was 720.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 09, 2017 Filed Mar 17, 2017 18:19 UTC Amendment
Tuffin Mark CSenior Vice President
Tax withholdingCommon Stock 2,143 $28.83 $61,782.69
Disclosure

SEC source: 0001209191-17-021302 · doc4a.xml · nonDerivative · entry 1

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,528

F1 · shares: The Form 4 filed on behalf of the reporting person on 3/13/2017 reported that that 1,560 shares had been withheld in payment of tax liability associated with a share award. That number was reported in error; the actual number of shares withheld was 2,143.

Read SEC document
March 09, 2017 Filed Mar 17, 2017 18:16 UTC Amendment
Massa Timothy AGroup Vice President
Tax withholdingCommon Stock 1,307 $28.83 $37,680.81
Disclosure

SEC source: 0001209191-17-021299 · doc4a.xml · nonDerivative · entry 1

Massa Timothy A · CIK 0001608128 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,534

F1 · shares: The Form 4 filed on behalf of the reporting person on 3/13/2017 reported that that 935 shares had been withheld in payment of tax liability associated with a share award. That number was reported in error; the actual number of shares withheld was 1,307.

Read SEC document
March 09, 2017 Filed Mar 17, 2017 18:18 UTC Amendment
Tosolini AlessandroSenior Vice President
Tax withholdingCommon Stock 1,373 $28.83 $39,583.59
Disclosure

SEC source: 0001209191-17-021301 · doc4a.xml · nonDerivative · entry 1

Tosolini Alessandro · CIK 0001626784 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,255

F1 · shares: The Form 4 filed on behalf of the reporting person on 3/13/2017 reported that that 963 shares had been withheld in payment of tax liability associated with a share award. That number was reported in error; the actual number of shares withheld was 1,373.

Read SEC document
March 09, 2017 Filed Mar 17, 2017 18:17 UTC Amendment
Sharp Erin SGroup Vice President
Tax withholdingCommon Stock 1,355 $28.83 $39,064.65
Disclosure

SEC source: 0001209191-17-021300 · doc4a.xml · nonDerivative · entry 1

Sharp Erin S · CIK 0001580224 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,225.8325

F1 · shares: The Form 4 filed on behalf of the reporting person on 3/13/2017 reported that that 983 shares had been withheld in payment of tax liability associated with a share award. That number was reported in error; the actual number of shares withheld was 1,355.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 09, 2017 Filed Mar 17, 2017 18:14 UTC Amendment
HJELM CHRISTOPHER TExecutive Vice President
Tax withholdingCommon Stock 2,387 $28.83 $68,817.21
Disclosure

SEC source: 0001209191-17-021298 · doc4a.xml · nonDerivative · entry 1

HJELM CHRISTOPHER T · CIK 0001209174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,176

F1 · shares: The Form 4 filed on behalf of the reporting person on 3/13/2017 reported that that 1,630 shares had been withheld in payment of tax liability associated with a share award. That number was reported in error; the actual number of shares withheld was 2,387.

Read SEC document
March 09, 2017 Filed Mar 17, 2017 18:13 UTC Amendment
Foley Todd AVice President and Treasurer
Tax withholdingCommon Stock 730 $28.83 $21,045.90
Disclosure

SEC source: 0001209191-17-021297 · doc4a.xml · nonDerivative · entry 1

Foley Todd A · CIK 0001577890 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,364

F1 · shares: The Form 4 filed on behalf of the reporting person on 3/13/2017 reported that that 528 shares had been withheld in payment of tax liability associated with a share award. That number was reported in error; the actual number of shares withheld was 730.

Read SEC document
March 09, 2017 Filed Mar 17, 2017 18:12 UTC Amendment
DONNELLY MICHAEL JOSEPHExecutive Vice President
Tax withholdingCommon Stock 2,441 $28.83 $70,374.03
Disclosure

SEC source: 0001209191-17-021295 · doc4a.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,442.274

F1 · shares: The Form 4 filed on behalf of the reporting person on 3/13/2017 reported that that 1,683 shares had been withheld in payment of tax liability associated with a share award. That number was reported in error; the actual number of shares withheld was 2,441.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 09, 2017 Filed Mar 17, 2017 18:10 UTC Amendment
COSSET YAELGroup Vice President
Tax withholdingCommon Stock 569 $28.83 $16,404.27
Disclosure

SEC source: 0001209191-17-021294 · doc4a.xml · nonDerivative · entry 1

COSSET YAEL · CIK 0001694418 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,774

F1 · shares: The Form 4 filed on behalf of the reporting person on 3/13/2017 reported that that 413 shares had been withheld in payment of tax liability associated with a share award. That number was reported in error; the actual number of shares withheld was 569.

Read SEC document
March 09, 2017 Filed Mar 17, 2017 18:02 UTC Amendment
Aitken StuartGroup Vice President
Tax withholdingCommon Stock 712 $28.83 $20,526.96
Disclosure

SEC source: 0001209191-17-021290 · doc4a.xml · nonDerivative · entry 1

Aitken Stuart · CIK 0001638341 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,071.1788

F1 · shares: The Form 4 filed on behalf of the reporting person on 3/13/2017 reported that that 490 shares had been withheld in payment of tax liability associated with a share award. That number was reported in error; the actual number of shares withheld was 712.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 18:41 UTC
Clark Robert WSenior Vice President
SaleCommon Stock 17,000 $28.81 $489,834.60
Disclosure

SEC source: 0001209191-17-019519 · doc4.xml · nonDerivative · entry 1

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,528.781

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.80 to $28.83, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 15:34 UTC
Foley Todd AVice President and Treasurer
SaleCommon Stock 300 $29.54 $8,860.50
Disclosure

SEC source: 0001209191-17-018152 · doc4.xml · nonDerivative · entry 2

Foley Todd A · CIK 0001577890 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,714

Read SEC document
March 03, 2017 Filed Mar 6, 2017 15:34 UTC
Foley Todd AVice President and Treasurer
SaleCommon Stock 10,700 $29.53 $315,971.00
Disclosure

SEC source: 0001209191-17-018152 · doc4.xml · nonDerivative · entry 1

Foley Todd A · CIK 0001577890 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,014

Read SEC document
March 01, 2017 Filed Mar 2, 2017 19:36 UTC GrantPhantom Stock - Incentive Shares · Derivative 25.839 $32.06 Strike: $0.00 $828.40
Disclosure

SEC source: 0001209191-17-016408 · doc4.xml · derivative · entry 2

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,929.264

Underlying: Common Stock · 25.839 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 19:38 UTC GrantPhantom Stock - Incentive Shares · Derivative 58.952 $36.02 Strike: $0.00 $2,123.45
Disclosure

SEC source: 0001209191-17-016411 · doc4.xml · derivative · entry 3

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,809.163

Underlying: Common Stock · 58.952 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 19:37 UTC GrantPhantom Stock - Incentive Shares · Derivative 58.952 $36.02 Strike: $0.00 $2,123.45
Disclosure

SEC source: 0001209191-17-016409 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,809.163

Underlying: Common Stock · 58.952 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 19:35 UTC GrantPhantom Stock - Incentive Shares · Derivative 33.113 $32.06 Strike: $0.00 $1,061.60
Disclosure

SEC source: 0001209191-17-016407 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,879.899

Underlying: Common Stock · 33.113 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 17:30 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Exercise / conversionNon-Qualified Stock Option · Derivative 120,000 $0.00 Strike: $14.14 $0.00
Disclosure

SEC source: 0001209191-17-015096 · doc4.xml · derivative · entry 3

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,000 shares

Expires 2017-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 17:30 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 79,650 $32.27 $2,570,305.50
Disclosure

SEC source: 0001209191-17-015096 · doc4.xml · nonDerivative · entry 2

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,399,054.3406

F1 · balance_after: Between September 30, 2016 and December 31, 2016, the reporting person acquired 582.8838 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 17:30 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Exercise / conversionCommon Stock 120,000 $14.14 $1,696,200.00
Disclosure

SEC source: 0001209191-17-015096 · doc4.xml · nonDerivative · entry 1

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,478,704.3406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 9, 2017 16:35 UTC
SCHLOTMAN J MICHAELExecutive Vice President
GiftCommon Stock 13,851 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008971 · doc4.xml · nonDerivative · entry 1

SCHLOTMAN J MICHAEL · CIK 0001187561 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,287.0992

F1 · balance_after: Between September 30, 2016 and December 31, 2016, the reporting person acquired 126.95 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 15:03 UTC
MORGANTHALL FREDERICK J IIExecutive Vice President
Tax withholdingCommon Stock 8,405 $33.60 $282,408.00
Disclosure

SEC source: 0001209191-17-006273 · doc4.xml · nonDerivative · entry 1

MORGANTHALL FREDERICK J II · CIK 0001198218 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,246

F1 · shares: Payment of tax liability associated with restricted stock.

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January 12, 2017 Filed Jan 13, 2017 20:16 UTC GrantCommon Stock 2,454 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003652 · doc4.xml · nonDerivative · entry 1

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,454

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

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January 12, 2017 Filed Jan 17, 2017 19:47 UTC GrantCommon Stock 2,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003844 · doc4.xml · nonDerivative · entry 1

PHILLIPS SUSAN M · CIK 0001227006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,104.646

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

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December 31, 2016 Filed Jan 3, 2017 17:16 UTC GrantPhantom Stock · Derivative 895.8405 $32.10 Strike: $0.00 $28,752.00
Disclosure

SEC source: 0001209191-17-000046 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,635.2336

Underlying: Common Stock · 895.8405 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

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December 27, 2016 Filed Mar 3, 2017 17:22 UTC
Clark Robert WSenior Vice President
GiftCommon Stock 430 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017075 · doc5.xml · nonDerivative · entry 1

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,528.781

F1 · balance_after: Between September 30, 2016 and December 31, 2016, the reporting person acquired 118.8295 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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December 22, 2016 Filed Jan 3, 2017 18:01 UTC
SCHLOTMAN J MICHAELExecutive Vice President
GiftCommon Stock 28,512 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-000053 · doc4.xml · nonDerivative · entry 1

SCHLOTMAN J MICHAEL · CIK 0001187561 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,011.1492

F1 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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December 16, 2016 Filed Dec 20, 2016 17:02 UTC
Foley Todd AVice President and Treasurer
GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-156050 · doc4.xml · nonDerivative · entry 1

Foley Todd A · CIK 0001577890 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,714

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December 13, 2016 Filed Dec 14, 2016 15:12 UTC
DONNELLY MICHAEL JOSEPHExecutive Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 10,000 $0.00 Strike: $14.14 $0.00
Disclosure

SEC source: 0001209191-16-155062 · doc4.xml · derivative · entry 3

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

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December 13, 2016 Filed Dec 14, 2016 15:12 UTC
DONNELLY MICHAEL JOSEPHExecutive Vice President
SaleCommon Stock 10,000 $34.35 $343,530.00
Disclosure

SEC source: 0001209191-16-155062 · doc4.xml · nonDerivative · entry 2

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,659.953

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.34 to $34.36, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.