Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KROGER COKR · Entity 100 | Director | June 16, 2017 | June 20, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KROGER CO
Report date June 16, 2017 · Filed June 20, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 117,904.646 |
Ending reported balance
After 2017-06-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-06-16 · Exercise / conversion · Acquired 10,000 · Balance 124,104.646 Row 2 · 2017-06-16 · Sale · Disposed 6,200 · Balance 117,904.646 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.11 · Expires 2017-12-13 | Direct | 0 |
Reported balance
After 2017-06-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-06-16 · Exercise / conversion · Disposed 10,000 · Balance 0 F1: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, commencing one year from the date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, commencing one year from the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2017 Filed Jun 20, 2017 12:47 UTC | KROGER CO KR · Entity 100 | Exercise / conversionNon-Qualified Stock Option · Derivative | 10,000 | $0.00 Strike: $13.11 | $0.00 |
DisclosureSEC source: 0001209191-17-040985 · doc4.xml · derivative · entry 3 PHILLIPS SUSAN M · CIK 0001227006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, commencing one year from the date of the grant. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 12:47 UTC | KROGER CO KR · Entity 100 | SaleCommon Stock | 6,200 | $21.17 | $131,235.40 |
DisclosureSEC source: 0001209191-17-040985 · doc4.xml · nonDerivative · entry 2 PHILLIPS SUSAN M · CIK 0001227006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,904.646 Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 12:47 UTC | KROGER CO KR · Entity 100 | Exercise / conversionCommon Stock | 10,000 | $13.11 | $131,050.00 |
DisclosureSEC source: 0001209191-17-040985 · doc4.xml · nonDerivative · entry 1 PHILLIPS SUSAN M · CIK 0001227006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,104.646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2017 Filed Jan 17, 2017 19:47 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 2,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003844 · doc4.xml · nonDerivative · entry 1 PHILLIPS SUSAN M · CIK 0001227006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,104.646 F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.