KODK

SEC source: 0000891839-18-000026 · edgar.xml · derivative · entry 6

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,737

Underlying: Common Stock, par value $.01 · 4,734 shares

Expires 2019-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date.

SEC source: 0000891839-18-000026 · edgar.xml · derivative · entry 4

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 2,040 shares

Expires 2018-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2015 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2015 grant date.

SEC source: 0000891839-18-000026 · edgar.xml · nonDerivative · entry 3

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000891839-18-000026 · edgar.xml · nonDerivative · entry 2

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000891839-18-000026 · edgar.xml · nonDerivative · entry 1

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000891839-18-000028 · edgar.xml · derivative · entry 1

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,847

Underlying: Common Stock, par value $.01 · 53,847 shares

Expires 2025-04-27

F1 · shares: This option was previously reported by Mr. Mahe on his 5/1/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · derivative.exercise_date: This option was previously reported by Mr. Mahe on his 5/1/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · derivative.underlying_shares: This option was previously reported by Mr. Mahe on his 5/1/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · balance_after: This option was previously reported by Mr. Mahe on his 5/1/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

SEC source: 0000891839-18-000024 · edgar.xml · nonDerivative · entry 1

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,781

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on March 24, 2017. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0000891839-18-000023 · edgar.xml · derivative · entry 5

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,004

Underlying: Common Stock, par value $.01 · 1,501 shares

Expires 2020-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 3/21/2017 grant date.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 3/21/2017 grant date.

SEC source: 0000891839-18-000023 · edgar.xml · nonDerivative · entry 2

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,368

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0000891839-18-000023 · edgar.xml · nonDerivative · entry 1

Samuels Eric · CIK 0001466099 · CAO and Corp. Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-18-000021 · edgar.xml · derivative · entry 6

CLARKE JEFF · CIK 0001285969 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2025-03-11

F5 · shares: This option was granted pursuant to Mr. Clarke's employment agreement, effective as of 3/12/2017, under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice or the employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $1,000,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Clarke will file an amendment to this report.

F5 · derivative.exercise_date: This option was granted pursuant to Mr. Clarke's employment agreement, effective as of 3/12/2017, under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice or the employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $1,000,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Clarke will file an amendment to this report.

F5 · derivative.underlying_shares: This option was granted pursuant to Mr. Clarke's employment agreement, effective as of 3/12/2017, under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice or the employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $1,000,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Clarke will file an amendment to this report.

F5 · balance_after: This option was granted pursuant to Mr. Clarke's employment agreement, effective as of 3/12/2017, under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice or the employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $1,000,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Clarke will file an amendment to this report.

SEC source: 0000891839-18-000022 · edgar.xml · derivative · entry 1

CLARKE JEFF · CIK 0001285969 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,035

Underlying: Common Stock, par value $.01 · 431,035 shares

Expires 2025-03-11

F1 · shares: This option was previously reported by Mr. Clarke on his 3/12/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · derivative.exercise_date: This option was previously reported by Mr. Clarke on his 3/12/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · derivative.underlying_shares: This option was previously reported by Mr. Clarke on his 3/12/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · balance_after: This option was previously reported by Mr. Clarke on his 3/12/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

SEC source: 0000891839-18-000025 · edgar.xml · derivative · entry 1

CLARKE JEFF · CIK 0001285969 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,783

Underlying: Common Stock, par value $.01 · 434,783 shares

Expires 2025-03-11

F1 · shares: This option was previously reported by Mr. Clarke. However, due to an administrative error, the number of shares underlying the option was incorrectly reported as 431,035 on a previous amendment.

F1 · derivative.exercise_date: This option was previously reported by Mr. Clarke. However, due to an administrative error, the number of shares underlying the option was incorrectly reported as 431,035 on a previous amendment.

F1 · derivative.underlying_shares: This option was previously reported by Mr. Clarke. However, due to an administrative error, the number of shares underlying the option was incorrectly reported as 431,035 on a previous amendment.

F1 · balance_after: This option was previously reported by Mr. Clarke. However, due to an administrative error, the number of shares underlying the option was incorrectly reported as 431,035 on a previous amendment.

SEC source: 0000891839-18-000016 · edgar.xml · nonDerivative · entry 1

Kruchten Brad · CIK 0001467811 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,181

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on March 24, 2017. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

SEC source: 0000891839-18-000009 · edgar.xml · derivative · entry 2

BURGESS MARK S · CIK 0001264418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 9,804 shares

Expires 2018-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-18-000009 · edgar.xml · nonDerivative · entry 1

BURGESS MARK S · CIK 0001264418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-18-000014 · edgar.xml · derivative · entry 4

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,131

Underlying: Common Stock, par value $.01 · 9,804 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

SEC source: 0000891839-18-000014 · edgar.xml · derivative · entry 3

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 9,804 shares

Expires 2018-01-09

F2 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/9/2018, Mr. Parrett deferred the receipt of 9,804 shares of common stock and received instead 9,804 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Parrett is reporting the disposition of 9,804 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F2 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/9/2018, Mr. Parrett deferred the receipt of 9,804 shares of common stock and received instead 9,804 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Parrett is reporting the disposition of 9,804 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

SEC source: 0000891839-18-000011 · edgar.xml · derivative · entry 3

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,162

Underlying: Common Stock, par value $.01 · 9,804 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

SEC source: 0000891839-18-000011 · edgar.xml · derivative · entry 2

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 9,804 shares

Expires 2018-01-09

F2 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/9/2018, Mr. Doheny deferred the receipt of 9,804 shares of common stock and received instead 9,804 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 9,804 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F2 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/9/2018, Mr. Doheny deferred the receipt of 9,804 shares of common stock and received instead 9,804 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 9,804 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

SEC source: 0000891839-18-000013 · edgar.xml · derivative · entry 2

KARFUNKEL GEORGE · CIK 0001085765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 9,804 shares

Expires 2018-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-18-000013 · edgar.xml · nonDerivative · entry 1

KARFUNKEL GEORGE · CIK 0001085765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,213,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-18-000010 · edgar.xml · derivative · entry 3

CONTINENZA JAMES V · CIK 0001197594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,914

Underlying: Common Stock, par value $.01 · 16,340 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

SEC source: 0000891839-18-000010 · edgar.xml · derivative · entry 2

CONTINENZA JAMES V · CIK 0001197594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 16,340 shares

Expires 2018-01-09

F2 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/9/2018, Mr. Continenza deferred the receipt of 16,340 shares of common stock and received instead 16,340 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Continenza is reporting the disposition of 16,340 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F2 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/9/2018, Mr. Continenza deferred the receipt of 16,340 shares of common stock and received instead 16,340 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Continenza is reporting the disposition of 16,340 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

SEC source: 0000891839-18-000009 · edgar.xml · derivative · entry 3

BURGESS MARK S · CIK 0001264418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,388

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires not disclosed

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

SEC source: 0000891839-18-000015 · edgar.xml · derivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,388

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

SEC source: 0000891839-18-000012 · edgar.xml · derivative · entry 3

Engelberg Jeffrey D. · CIK 0001706935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,388

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires not disclosed

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

SEC source: 0000891839-18-000011 · edgar.xml · derivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,388

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

SEC source: 0000891839-18-000013 · edgar.xml · derivative · entry 3

KARFUNKEL GEORGE · CIK 0001085765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,388

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires not disclosed

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

SEC source: 0000891839-18-000010 · edgar.xml · derivative · entry 1

CONTINENZA JAMES V · CIK 0001197594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,646

Underlying: Common Stock, par value $.01 · 80,646 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

SEC source: 0000891839-17-000148 · edgar.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 647 shares

Expires 2017-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-17-000148 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,941

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

SEC source: 0000891839-17-000148 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-17-000147 · edgar.xml · derivative · entry 15

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,826

Underlying: Common Stock, par value $.01 · 174,826 shares

Expires 2024-12-14

F9 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 12/15/2017 grant date.

F9 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 12/15/2017 grant date.

SEC source: 0000891839-17-000147 · edgar.xml · derivative · entry 11

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,627

Underlying: Common Stock, par value $.01 · 74,627 shares

Expires 2020-12-15

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 12/15/2017 grant date.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 12/15/2017 grant date.

SEC source: 0000891839-17-000147 · edgar.xml · derivative · entry 10

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,195

Underlying: Common Stock, par value $.01 · 5,096 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/2016 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/2016 grant date.

SEC source: 0000891839-17-000147 · edgar.xml · derivative · entry 9

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,280

Underlying: Common Stock, par value $.01 · 5,278 shares

Expires 2018-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/2015 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 12/15/2015 grant date.

SEC source: 0000891839-17-000147 · edgar.xml · derivative · entry 8

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 3,293 shares

Expires 2017-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-17-000147 · edgar.xml · nonDerivative · entry 6

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,726

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0000891839-17-000147 · edgar.xml · nonDerivative · entry 5

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-17-000147 · edgar.xml · nonDerivative · entry 4

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,524

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0000891839-17-000147 · edgar.xml · nonDerivative · entry 3

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-17-000147 · edgar.xml · nonDerivative · entry 2

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,198

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0000891839-17-000147 · edgar.xml · nonDerivative · entry 1

Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-17-000146 · edgar.xml · derivative · entry 6

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,058

Underlying: Common Stock, par value $.01 · 1,055 shares

Expires 2018-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-half on each of the second and third anniversary of the 12/15/2015 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-half on each of the second and third anniversary of the 12/15/2015 grant date.

SEC source: 0000891839-17-000146 · edgar.xml · derivative · entry 5

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 1,400 shares

Expires 2017-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-17-000146 · edgar.xml · nonDerivative · entry 4

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,265

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

SEC source: 0000891839-17-000146 · edgar.xml · nonDerivative · entry 3

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-17-000146 · edgar.xml · nonDerivative · entry 2

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,560

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

SEC source: 0000891839-17-000146 · edgar.xml · nonDerivative · entry 1

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.