Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EASTMAN KODAK CO
Report date May 18, 2021 · Filed May 20, 2021
Section 16 reporting ended · disclosed 2021-05-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01SEC Table I · non-derivative | Direct | 213,680 |
Reported balance
After 2021-05-18 transaction · row 1
1 source rowRow 1 · 2021-05-18 · Exercise / conversion · Acquired 7,159 · Balance 213,680 F2: These restricted stock units convert into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-05-18 | Direct | 0 |
Reported balance
After 2021-05-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-05-18 · Exercise / conversion · Disposed 7,159 · Balance 0 F2: These restricted stock units convert into common stock on a one-for-one basis. |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectSee footnote | 2,534,892 |
Reported balance
Holding disclosure · report date 2021-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,534,892 F1: These securities are owned directly by C2W Partners Master Fund Limited ("C2W"). Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.03 · Expires 2027-05-19 | Direct | 21,081 |
Reported balance
Holding disclosure · report date 2021-05-18 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 21,081 F3: This option has fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.53 · Expires 2027-05-19 | Direct | 6,416 |
Reported balance
Holding disclosure · report date 2021-05-18 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 6,416 F3: This option has fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.03 · Expires 2027-05-19 | Direct | 6,416 |
Reported balance
Holding disclosure · report date 2021-05-18 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 6,416 F3: This option has fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2027-05-19 | Direct | 3,666 |
Reported balance
Holding disclosure · report date 2021-05-18 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 3,666 F3: This option has fully vested as of the date of this report. |
| Series B Covertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $10.50 · Expires 2026-05-28 | IndirectSee footnote | 50,000 |
Reported balance
Holding disclosure · report date 2021-05-18 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 50,000 F4: The convertible preferred stock is convertible at any time, at the holder's election. F1: These securities are owned directly by C2W Partners Master Fund Limited ("C2W"). Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned directly by C2W Partners Master Fund Limited ("C2W"). Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F2: These restricted stock units convert into common stock on a one-for-one basis.
F3: This option has fully vested as of the date of this report.
F4: The convertible preferred stock is convertible at any time, at the holder's election.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2021 Filed May 20, 2021 23:15 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 7,159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000163 · edgar.xml · derivative · entry 3 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 7,159 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:15 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 7,159 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000163 · edgar.xml · nonDerivative · entry 1 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:23 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 7,159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000111 · edgar.xml · derivative · entry 3 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,159 Underlying: Common Stock, par value $.01 · 7,159 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. Read SEC document |
| February 26, 2021 Filed Apr 2, 2021 21:23 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantSeries B Covertible Preferred Stock · Derivative | 50,000 | Not disclosed Strike: $10.50 | Not disclosed |
DisclosureSEC source: 0000891839-21-000111 · edgar.xml · derivative · entry 9 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,000 Underlying: Common Stock, par value $.01 · 476,190 shares Expires 2026-05-28 F4 · price: On February 26, 2021, pursuant to the Series A Preferred Stock Repurchase and Exchange Agreement, C2W disposed of 50,000 shares of Series A Convertible Preferred Stock in exchange for cash and 50,000 shares of Series A Convertible Preferred Stock in exchange for shares of Series B Convertible Preferred Stock on a one-for-one basis from the issuer. F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time, at the holder's election. F1 · ownership.nature: These securities are owned directly by C2W Partners Master Fund Limited ("C2W"). Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 26, 2021 Filed Apr 2, 2021 21:23 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerSeries A Covertible Preferred Stock · Derivative | 100,000 | $100.00 | $10,000,000.00 |
DisclosureSEC source: 0000891839-21-000111 · edgar.xml · derivative · entry 8 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 574,710 shares Expires not disclosed F4 · derivative.exercise_price: On February 26, 2021, pursuant to the Series A Preferred Stock Repurchase and Exchange Agreement, C2W disposed of 50,000 shares of Series A Convertible Preferred Stock in exchange for cash and 50,000 shares of Series A Convertible Preferred Stock in exchange for shares of Series B Convertible Preferred Stock on a one-for-one basis from the issuer. F4 · price: On February 26, 2021, pursuant to the Series A Preferred Stock Repurchase and Exchange Agreement, C2W disposed of 50,000 shares of Series A Convertible Preferred Stock in exchange for cash and 50,000 shares of Series A Convertible Preferred Stock in exchange for shares of Series B Convertible Preferred Stock on a one-for-one basis from the issuer. F5 · price: In addition to the share consideration, the Issuer paid $64,167 for accrued and unpaid dividends on the shares of Series A Convertible Preferred Stock. F4 · derivative.exercise_date: On February 26, 2021, pursuant to the Series A Preferred Stock Repurchase and Exchange Agreement, C2W disposed of 50,000 shares of Series A Convertible Preferred Stock in exchange for cash and 50,000 shares of Series A Convertible Preferred Stock in exchange for shares of Series B Convertible Preferred Stock on a one-for-one basis from the issuer. F4 · derivative.expiration_date: On February 26, 2021, pursuant to the Series A Preferred Stock Repurchase and Exchange Agreement, C2W disposed of 50,000 shares of Series A Convertible Preferred Stock in exchange for cash and 50,000 shares of Series A Convertible Preferred Stock in exchange for shares of Series B Convertible Preferred Stock on a one-for-one basis from the issuer. F1 · ownership.nature: These securities are owned directly by C2W Partners Master Fund Limited ("C2W"). Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 23:22 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 46,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000021 · edgar.xml · derivative · entry 3 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 46,729 shares Expires 2021-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 23:22 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 46,729 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000021 · edgar.xml · nonDerivative · entry 1 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 30, 2020 Filed Jan 12, 2021 23:22 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Conversion5% Secured Convertible Notes · Derivative | 1,574,892 | $0.00 Strike: $3.18 | $0.00 |
DisclosureSEC source: 0000891839-21-000021 · edgar.xml · derivative · entry 4 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 1,574,892 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On September 30, 2020, these 5% Secured Convertible Notes (the "Notes") converted into common stock at a rate of 314.9785 shares of common stock per each $1,000 of principal. F4 · derivative.expiration_date: The Notes did not have an expiration date. F3 · ownership.nature: These securities are owned directly by C2W Partners Master Fund Limited. Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W Partners Master Fund Limited. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W Partners Master Fund Limited and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 30, 2020 Filed Jan 12, 2021 23:22 UTC | EASTMAN KODAK CO KODK · Entity 5053 | ConversionCommon Stock, par value $.01 | 1,574,892 | $3.18 | $5,000,282.10 |
DisclosureSEC source: 0000891839-21-000021 · edgar.xml · nonDerivative · entry 2 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,534,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On September 30, 2020, these 5% Secured Convertible Notes (the "Notes") converted into common stock at a rate of 314.9785 shares of common stock per each $1,000 of principal. F3 · ownership.nature: These securities are owned directly by C2W Partners Master Fund Limited. Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W Partners Master Fund Limited. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W Partners Master Fund Limited and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 3,666 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000128 · edgar.xml · derivative · entry 6 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,666 Underlying: Common Stock, par value $.01 · 3,666 shares Expires 2027-05-19 F2 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 6,416 | $0.00 Strike: $6.03 | $0.00 |
DisclosureSEC source: 0000891839-20-000128 · edgar.xml · derivative · entry 5 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,416 Underlying: Common Stock, par value $.01 · 6,416 shares Expires 2027-05-19 F2 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 6,416 | $0.00 Strike: $4.53 | $0.00 |
DisclosureSEC source: 0000891839-20-000128 · edgar.xml · derivative · entry 4 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,416 Underlying: Common Stock, par value $.01 · 6,416 shares Expires 2027-05-19 F2 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 21,081 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000891839-20-000128 · edgar.xml · derivative · entry 3 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,081 Underlying: Common Stock, par value $.01 · 21,081 shares Expires 2027-05-19 F2 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 22:25 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantCommon Stock, par value $.01 | 10,839 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000091 · edgar.xml · nonDerivative · entry 1 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,792 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 21:33 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 46,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000025 · edgar.xml · derivative · entry 4 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,729 Underlying: Common Stock, par value $.01 · 46,729 shares Expires not disclosed F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors. F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 21:33 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 52,817 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000025 · edgar.xml · derivative · entry 3 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 52,817 shares Expires 2020-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 21:33 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 52,817 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000025 · edgar.xml · nonDerivative · entry 1 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:16 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantCommon Stock, par value $.01 | 4,033 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000007 · edgar.xml · nonDerivative · entry 1 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,136 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 20:26 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantCommon Stock, par value $.01 | 7,103 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000188 · edgar.xml · nonDerivative · entry 1 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,103 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 21:03 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Purchase5% Secured Convertible Notes · Derivative | Not disclosed | $5,000,000.00 Strike: $3.18 | $5,000,000.00 |
DisclosureSEC source: 0000891839-19-000152 · edgar.xml · derivative · entry 5 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock, par value $.01 · 1,574,892 shares Expires not disclosed F4 · derivative.exercise_price: These 5% Secured Convertible Notes (the "Notes") convert at a rate of 314.9785 shares of common stock per each $1,000 of principal, subject to certain adjustment provisions contained in the terms of the Notes. F5 · derivative.expiration_date: The Notes do not have an expiration date. F1 · ownership.nature: These securities are owned directly by C2W Partners Master Fund Limited. Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W Partners Master Fund Limited. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W Partners Master Fund Limited and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock, par value $.01 | 21,612 | $2.11 | $45,601.32 |
DisclosureSEC source: 0000891839-19-000151 · edgar.xml · nonDerivative · entry 1 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.049 to $2.16, inclusive. Mr. Engelberg undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 21:34 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 52,817 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000014 · edgar.xml · derivative · entry 4 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,817 Underlying: Common Stock, par value $.01 · 52,817 shares Expires not disclosed F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors. F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 21:34 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 48,388 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000014 · edgar.xml · derivative · entry 3 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 48,388 shares Expires 2019-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 21:34 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 48,388 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000014 · edgar.xml · nonDerivative · entry 1 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 21:18 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 48,388 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000012 · edgar.xml · derivative · entry 3 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,388 Underlying: Common Stock, par value $.01 · 48,388 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:41 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock, par value $.01 | 5,000 | $7.40 | $37,000.00 |
DisclosureSEC source: 0000891839-17-000113 · edgar.xml · nonDerivative · entry 1 Engelberg Jeffrey D. · CIK 0001706935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.