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person · Reporting owner

BRADLEY RICHARD TODD

Disclosed activity across 4 companies

Tapewire entity
110689
SEC CIK
0001203500

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COMMVAULT SYSTEMS INCCVLT · Entity 422DirectorAugust 24, 2022August 24, 2022
EASTMAN KODAK COKODK · Entity 5053Former DirectorDecember 24, 2020December 29, 2020
MATTEL INC /DE/MAT · Entity 1046DirectorAugust 09, 2023August 10, 2023
One Equity Partners Open Water I Corp.OEPW · Entity 143451Director · Chief Executive OfficerJanuary 21, 2021January 21, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COMMVAULT SYSTEMS INC

Report date August 24, 2022 · Filed August 24, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,953 Reported balance After 2022-08-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-08-24 · Grant · Acquired 3,695 · Balance 10,953

F1: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2023 Annual Meeting.

Filing footnotes · ownership attribution and instrument terms

F1: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2023 Annual Meeting.

EASTMAN KODAK CO

Report date December 24, 2020 · Filed December 29, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01SEC Table I · non-derivativeDirect169,909 Reported balance After 2020-12-24 transaction · row 1
1 source row

Row 1 · 2020-12-24 · Exercise / conversion · Acquired 46,729 · Balance 169,909

F1: The Compensation, Nominating and Governance Committee (the "Committee") of the Board of Directors (the "Board") approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of the Reporting Person's unvested restricted stock units that were otherwise scheduled to vest on 1/8/2021. These restricted stock units converted into common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-12-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-12-24 · Exercise / conversion · Disposed 46,729 · Balance 0

F1: The Compensation, Nominating and Governance Committee (the "Committee") of the Board of Directors (the "Board") approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of the Reporting Person's unvested restricted stock units that were otherwise scheduled to vest on 1/8/2021. These restricted stock units converted into common stock on a one-for-one basis.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.03 · Expires 2027-05-19Direct21,081 Reported balance Holding disclosure · report date 2020-12-24 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 21,081

F2: The Committee approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of the Reporting Person's options that were otherwise unvested and scheduled to vest on 12/31/2020 (one-third of each tranche). All these options are now vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.53 · Expires 2027-05-19Direct6,416 Reported balance Holding disclosure · report date 2020-12-24 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 6,416

F2: The Committee approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of the Reporting Person's options that were otherwise unvested and scheduled to vest on 12/31/2020 (one-third of each tranche). All these options are now vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.03 · Expires 2027-05-19Direct6,416 Reported balance Holding disclosure · report date 2020-12-24 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 6,416

F2: The Committee approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of the Reporting Person's options that were otherwise unvested and scheduled to vest on 12/31/2020 (one-third of each tranche). All these options are now vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2027-05-19Direct3,666 Reported balance Holding disclosure · report date 2020-12-24 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 3,666

F2: The Committee approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of the Reporting Person's options that were otherwise unvested and scheduled to vest on 12/31/2020 (one-third of each tranche). All these options are now vested.

Filing footnotes · ownership attribution and instrument terms

F1: The Compensation, Nominating and Governance Committee (the "Committee") of the Board of Directors (the "Board") approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of the Reporting Person's unvested restricted stock units that were otherwise scheduled to vest on 1/8/2021. These restricted stock units converted into common stock on a one-for-one basis.

F2: The Committee approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of the Reporting Person's options that were otherwise unvested and scheduled to vest on 12/31/2020 (one-third of each tranche). All these options are now vested.

MATTEL INC /DE/

Report date August 09, 2023 · Filed August 10, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,729 Reported balance After 2023-08-09 transaction · row 1
1 source row

Row 1 · 2023-08-09 · Sale · Disposed 12,601 · Balance 12,729

One Equity Partners Open Water I Corp.

Report date January 21, 2021 · Filed January 21, 2021

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2023 Filed Aug 10, 2023 22:09 UTC MATTEL INC /DE/ MAT · Entity 1046 SaleCommon Stock 12,601 $21.37 $269,283.37
Disclosure

SEC source: 0001523711-23-000106 · wf-form4_169170533274894.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,729

Read SEC document
July 31, 2023 Filed Aug 2, 2023 21:10 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 12,601 $0.00 $0.00
Disclosure

SEC source: 0001523711-23-000078 · wf-form4_169101063796378.xml · derivative · entry 2

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 12,601 Restricted Stock Units ("RSUs") on July 31, 2020. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On July 31, 2023, 100% of these RSUs were settled, resulting in the issuance of 12,601 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 12,601 Restricted Stock Units ("RSUs") on July 31, 2020. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On July 31, 2023, 100% of these RSUs were settled, resulting in the issuance of 12,601 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 12,601 Restricted Stock Units ("RSUs") on July 31, 2020. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On July 31, 2023, 100% of these RSUs were settled, resulting in the issuance of 12,601 shares of Mattel, Inc. Common Stock.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 21:10 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 12,601 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-23-000078 · wf-form4_169101063796378.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 12,601 Restricted Stock Units ("RSUs") on July 31, 2020. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On July 31, 2023, 100% of these RSUs were settled, resulting in the issuance of 12,601 shares of Mattel, Inc. Common Stock.

Read SEC document
May 15, 2023 Filed May 18, 2023 00:55 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 8,594 $0.00 $0.00
Disclosure

SEC source: 0001523711-23-000059 · wf-form4_168437128333995.xml · derivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,594

Underlying: Common Stock · 8,594 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 15, 2023, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
August 24, 2022 Filed Aug 24, 2022 20:08 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 GrantCommon Stock 3,695 $0.00 $0.00
Disclosure

SEC source: 0001169561-22-000069 · wf-form4_166137168548731.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,953

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2023 Annual Meeting.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:35 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 6,843 $0.00 $0.00
Disclosure

SEC source: 0001523711-22-000057 · wf-form4_165368373388552.xml · derivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,843

Underlying: Common Stock · 6,843 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 25, 2022, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock.

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:52 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 12,567 $0.00 $0.00
Disclosure

SEC source: 0001523711-22-000047 · wf-form4_165291071476258.xml · derivative · entry 2

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated May 16, 2019 and filed on May 20, 2019, the Reporting Person received a grant of 12,567 Restricted Stock Units ("RSUs") on May 16, 2019. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 16, 2022, 100% of these RSUs were settled, resulting in the issuance of 12,567 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated May 16, 2019 and filed on May 20, 2019, the Reporting Person received a grant of 12,567 Restricted Stock Units ("RSUs") on May 16, 2019. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 16, 2022, 100% of these RSUs were settled, resulting in the issuance of 12,567 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated May 16, 2019 and filed on May 20, 2019, the Reporting Person received a grant of 12,567 Restricted Stock Units ("RSUs") on May 16, 2019. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 16, 2022, 100% of these RSUs were settled, resulting in the issuance of 12,567 shares of Mattel, Inc. Common Stock.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:52 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 12,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-22-000047 · wf-form4_165291071476258.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated May 16, 2019 and filed on May 20, 2019, the Reporting Person received a grant of 12,567 Restricted Stock Units ("RSUs") on May 16, 2019. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 16, 2022, 100% of these RSUs were settled, resulting in the issuance of 12,567 shares of Mattel, Inc. Common Stock.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 22:51 UTC MATTEL INC /DE/ MAT · Entity 1046 SaleCommon Stock 9,000 $24.54 $220,842.00
Disclosure

SEC source: 0001523711-22-000016 · wf-form4_164496544961124.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162

F1 · price: This transaction was executed in multiple trades at prices ranging from $24.48 to $24.59. The price reported reflects the weighted average sale price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 20:07 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 GrantCommon Stock 2,640 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-053104 · doc4.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,258

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2022 Annual Meeting.

F2 · price: Not applicable.

Read SEC document
May 26, 2021 Filed May 28, 2021 22:21 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 7,539 $0.00 $0.00
Disclosure

SEC source: 0001523711-21-000030 · wf-form4_162224047123159.xml · derivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,539

Underlying: Common Stock · 7,539 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 26, 2021, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
May 17, 2021 Filed May 19, 2021 22:19 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 9,162 $0.00 $0.00
Disclosure

SEC source: 0001523711-21-000024 · wf-form4_162146274491336.xml · derivative · entry 2

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated May 17, 2018 and filed on May 21, 2018, the Reporting Person received a grant of 9,162 Restricted Stock Units ("RSUs") on May 17, 2018. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 17, 2021, 100% of these RSUs were settled, resulting in the issuance of 9,162 shares of Mattel Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated May 17, 2018 and filed on May 21, 2018, the Reporting Person received a grant of 9,162 Restricted Stock Units ("RSUs") on May 17, 2018. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 17, 2021, 100% of these RSUs were settled, resulting in the issuance of 9,162 shares of Mattel Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated May 17, 2018 and filed on May 21, 2018, the Reporting Person received a grant of 9,162 Restricted Stock Units ("RSUs") on May 17, 2018. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 17, 2021, 100% of these RSUs were settled, resulting in the issuance of 9,162 shares of Mattel Common Stock.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:19 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 9,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-21-000024 · wf-form4_162146274491336.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated May 17, 2018 and filed on May 21, 2018, the Reporting Person received a grant of 9,162 Restricted Stock Units ("RSUs") on May 17, 2018. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 17, 2021, 100% of these RSUs were settled, resulting in the issuance of 9,162 shares of Mattel Common Stock.

Read SEC document
December 24, 2020 Filed Dec 29, 2020 21:50 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 46,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000323 · edgar.xml · derivative · entry 2

BRADLEY RICHARD TODD · CIK 0001203500 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 46,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation, Nominating and Governance Committee (the "Committee") of the Board of Directors (the "Board") approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of the Reporting Person's unvested restricted stock units that were otherwise scheduled to vest on 1/8/2021. These restricted stock units converted into common stock on a one-for-one basis.

F1 · derivative.exercise_date: The Compensation, Nominating and Governance Committee (the "Committee") of the Board of Directors (the "Board") approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of the Reporting Person's unvested restricted stock units that were otherwise scheduled to vest on 1/8/2021. These restricted stock units converted into common stock on a one-for-one basis.

F1 · derivative.expiration_date: The Compensation, Nominating and Governance Committee (the "Committee") of the Board of Directors (the "Board") approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of the Reporting Person's unvested restricted stock units that were otherwise scheduled to vest on 1/8/2021. These restricted stock units converted into common stock on a one-for-one basis.

Read SEC document
December 24, 2020 Filed Dec 29, 2020 21:50 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 46,729 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000323 · edgar.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Compensation, Nominating and Governance Committee (the "Committee") of the Board of Directors (the "Board") approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of the Reporting Person's unvested restricted stock units that were otherwise scheduled to vest on 1/8/2021. These restricted stock units converted into common stock on a one-for-one basis.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 20:33 UTC COMMVAULT SYSTEMS INC CVLT · Entity 422 GrantCommon Stock 4,618 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-049148 · doc4.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,618

F1 · security: The common stock is being granted as restricted stock units, 100% of which shall vest at the 2021 Annual Meeting.

F2 · price: Not applicable.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:27 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 12,601 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000042 · wf-form4_159657623231227.xml · derivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,601

Underlying: Common Stock · 12,601 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on July 31, 2020, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
May 20, 2020 Filed May 22, 2020 20:37 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 3,666 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000891839-20-000127 · edgar.xml · derivative · entry 5

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,666

Underlying: Common Stock, par value $.01 · 3,666 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:37 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 6,416 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000891839-20-000127 · edgar.xml · derivative · entry 4

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,416

Underlying: Common Stock, par value $.01 · 6,416 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:37 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 6,416 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0000891839-20-000127 · edgar.xml · derivative · entry 3

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,416

Underlying: Common Stock, par value $.01 · 6,416 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

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May 20, 2020 Filed May 22, 2020 20:37 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 21,081 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0000891839-20-000127 · edgar.xml · derivative · entry 2

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,081

Underlying: Common Stock, par value $.01 · 21,081 shares

Expires 2027-05-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020.

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March 31, 2020 Filed Apr 2, 2020 22:24 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantCommon Stock, par value $.01 10,839 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000090 · edgar.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,180

F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

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January 08, 2020 Filed Jan 10, 2020 21:32 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 46,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000024 · edgar.xml · derivative · entry 3

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,729

Underlying: Common Stock, par value $.01 · 46,729 shares

Expires not disclosed

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors.

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January 08, 2020 Filed Jan 10, 2020 21:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 52,817 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000024 · edgar.xml · derivative · entry 2

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 52,817 shares

Expires 2020-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

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January 08, 2020 Filed Jan 10, 2020 21:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 52,817 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000024 · edgar.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

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December 31, 2019 Filed Jan 3, 2020 22:18 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantCommon Stock, par value $.01 4,033 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000008 · edgar.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,524

F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

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September 30, 2019 Filed Oct 1, 2019 20:24 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantCommon Stock, par value $.01 7,103 $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000186 · edgar.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,491

F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3.

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May 16, 2019 Filed May 20, 2019 19:31 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 12,567 $0.00 $0.00
Disclosure

SEC source: 0001523711-19-000037 · wf-form4_155838068831132.xml · derivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,567

Underlying: Common Stock · 12,567 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 16, 2019, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

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January 08, 2019 Filed Jan 10, 2019 21:33 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 52,817 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000013 · edgar.xml · derivative · entry 3

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,817

Underlying: Common Stock, par value $.01 · 52,817 shares

Expires not disclosed

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

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January 08, 2019 Filed Jan 10, 2019 21:33 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 48,388 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000013 · edgar.xml · derivative · entry 2

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires 2019-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 21:33 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 48,388 $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000013 · edgar.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 17, 2018 Filed May 21, 2018 18:00 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 9,162 $0.00 $0.00
Disclosure

SEC source: 0001523711-18-000028 · wf-form4_152692563124089.xml · derivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,162

Underlying: Common Stock · 9,162 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 17, 2018, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the grant date. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the grant date. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

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January 08, 2018 Filed Jan 10, 2018 21:24 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 48,388 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000015 · edgar.xml · derivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,388

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.