Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EASTMAN KODAK COKODK · Entity 5053 | CAO and Controller | September 03, 2020 | September 08, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EASTMAN KODAK CO
Report date September 03, 2020 · Filed September 08, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01SEC Table I · non-derivative | Direct | 22,512 |
Ending reported balance
After 2020-09-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-09-03 · Exercise / conversion · Acquired 4,273 · Balance 23,926 F1: These restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2020-09-03 · Tax withholding · Disposed 1,414 · Balance 22,512 F2: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-09-03 | Direct | 4,275 |
Reported balance
After 2020-09-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-09-03 · Exercise / conversion · Disposed 4,273 · Balance 4,275 F3: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.78 · Expires 2021-09-02 | Direct | 19,012 |
Reported balance
Holding disclosure · report date 2020-09-03 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 19,012 F4: These securities are fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.76 · Expires 2022-09-02 | Direct | 26,087 |
Reported balance
Holding disclosure · report date 2020-09-03 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 26,087 F4: These securities are fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.58 · Expires 2023-09-02 | Direct | 25,467 |
Reported balance
Holding disclosure · report date 2020-09-03 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 25,467 F4: These securities are fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.10 · Expires 2024-03-20 | Direct | 11,161 |
Reported balance
Holding disclosure · report date 2020-09-03 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 11,161 F4: These securities are fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2024-09-13 | Direct | 101,523 |
Reported balance
Holding disclosure · report date 2020-09-03 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 101,523 F5: This option vested one-third on each of 9/14/2018 and 9/14/2019 and vests one-third on 9/14/2020. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2025-12-03 | Direct | 20,577 |
Reported balance
Holding disclosure · report date 2020-09-03 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 20,577 F6: This option vested one-third on each of 9/3/2019 and 9/3/2020 and vests one-third on 9/3/2021. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.
F4: These securities are fully vested as of the date of this report.
F5: This option vested one-third on each of 9/14/2018 and 9/14/2019 and vests one-third on 9/14/2020.
F6: This option vested one-third on each of 9/3/2019 and 9/3/2020 and vests one-third on 9/3/2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2020 Filed Sep 8, 2020 22:53 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 4,273 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000264 · edgar.xml · derivative · entry 3 Samuels Eric · CIK 0001466099 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,275 Underlying: Common Stock, par value $.01 · 4,273 shares Expires 2021-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 22:53 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 1,414 | $6.46 | $9,134.44 |
DisclosureSEC source: 0000891839-20-000264 · edgar.xml · nonDerivative · entry 2 Samuels Eric · CIK 0001466099 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,512 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 22:53 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 4,273 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000264 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 21, 2020 Filed Mar 24, 2020 20:54 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 1,503 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000081 · edgar.xml · derivative · entry 3 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 1,503 shares Expires 2020-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: These securities are fully vested as of the date of this report. Read SEC document |
| March 21, 2020 Filed Mar 24, 2020 20:54 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 591 | $1.59 | $939.69 |
DisclosureSEC source: 0000891839-20-000081 · edgar.xml · nonDerivative · entry 2 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,653 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| March 21, 2020 Filed Mar 24, 2020 20:54 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000081 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 4,273 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000162 · edgar.xml · derivative · entry 7 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,548 Underlying: Common Stock, par value $.01 · 4,273 shares Expires 2021-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vest one-third on each of 9/3/2020 and 9/3/2021. F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vest one-third on each of 9/3/2020 and 9/3/2021. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 3,210 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000162 · edgar.xml · derivative · entry 5 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 3,210 shares Expires 2019-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These securities are fully vested as of the date of this report. F3 · derivative.exercise_date: These securities are fully vested as of the date of this report. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 1,452 | $2.38 | $3,455.76 |
DisclosureSEC source: 0000891839-19-000162 · edgar.xml · nonDerivative · entry 4 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,741 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 4,273 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000162 · edgar.xml · nonDerivative · entry 3 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 1,091 | $2.38 | $2,596.58 |
DisclosureSEC source: 0000891839-19-000162 · edgar.xml · nonDerivative · entry 2 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,920 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 3,210 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000162 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:44 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 1,501 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000054 · edgar.xml · derivative · entry 4 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,503 Underlying: Common Stock, par value $.01 · 1,501 shares Expires 2020-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 3/21/2017 grant date. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 3/21/2017 grant date. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:44 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 590 | $3.18 | $1,876.20 |
DisclosureSEC source: 0000891839-19-000054 · edgar.xml · nonDerivative · entry 2 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,801 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:44 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 1,501 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000054 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 21:25 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 20,326 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0000891839-18-000116 · edgar.xml · derivative · entry 10 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,326 Underlying: Common Stock, par value $.01 · 20,326 shares Expires 2025-12-03 F9 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 21:25 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 12,821 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000116 · edgar.xml · derivative · entry 4 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,821 Underlying: Common Stock, par value $.01 · 12,821 shares Expires 2021-09-03 F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date. Read SEC document |
| December 04, 2018 Filed Feb 8, 2019 21:30 UTC Amendment | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 20,577 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0000891839-19-000030 · edgar.xml · derivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,577 Underlying: Common Stock, par value $.01 · 20,577 shares Expires 2025-12-03 F1 · shares: This option was previously reported by Mr. Samuels. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 20,326 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date. F1 · derivative.exercise_date: This option was previously reported by Mr. Samuels. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 20,326 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date. F1 · derivative.underlying_shares: This option was previously reported by Mr. Samuels. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 20,326 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date. F1 · balance_after: This option was previously reported by Mr. Samuels. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 20,326 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date. Read SEC document |
| September 03, 2018 Filed Sep 5, 2018 20:34 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 3,209 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000080 · edgar.xml · derivative · entry 6 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,210 Underlying: Common Stock, par value $.01 · 3,209 shares Expires 2019-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date. Read SEC document |
| September 03, 2018 Filed Sep 5, 2018 20:34 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 3,636 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000080 · edgar.xml · derivative · entry 5 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 3,636 shares Expires 2018-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date. Read SEC document |
| September 03, 2018 Filed Sep 5, 2018 20:34 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 1,089 | $3.25 | $3,539.25 |
DisclosureSEC source: 0000891839-18-000080 · edgar.xml · nonDerivative · entry 4 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,890 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| September 03, 2018 Filed Sep 5, 2018 20:34 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 3,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000080 · edgar.xml · nonDerivative · entry 3 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date. Read SEC document |
| September 03, 2018 Filed Sep 5, 2018 20:34 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 1,234 | $3.25 | $4,010.50 |
DisclosureSEC source: 0000891839-18-000080 · edgar.xml · nonDerivative · entry 2 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,770 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| September 03, 2018 Filed Sep 5, 2018 20:34 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 3,636 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000080 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 20:41 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 1,501 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000023 · edgar.xml · derivative · entry 5 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,004 Underlying: Common Stock, par value $.01 · 1,501 shares Expires 2020-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 3/21/2017 grant date. F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 3/21/2017 grant date. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 20:41 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 590 | $5.30 | $3,127.00 |
DisclosureSEC source: 0000891839-18-000023 · edgar.xml · nonDerivative · entry 2 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,368 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 20:41 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 1,501 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000023 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 20:51 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 545 | $6.75 | $3,678.75 |
DisclosureSEC source: 0000891839-17-000140 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,457 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/2016. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 20:41 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 540 | $7.70 | $4,158.00 |
DisclosureSEC source: 0000891839-17-000130 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,002 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/2016. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 20:41 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 101,523 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000891839-17-000130 · edgar.xml · derivative · entry 9 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,523 Underlying: Common Stock, par value $.01 · 101,523 shares Expires 2024-09-13 F9 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 9/14/2017 grant date. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 3,209 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000123 · edgar.xml · derivative · entry 9 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,419 Underlying: Common Stock, par value $.01 · 3,209 shares Expires 2019-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 3,633 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000123 · edgar.xml · derivative · entry 8 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,636 Underlying: Common Stock, par value $.01 · 3,633 shares Expires 2018-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 2,104 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000123 · edgar.xml · derivative · entry 7 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 2,104 shares Expires 2017-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2014 grant date. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2014 grant date. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 1,187 | $7.80 | $9,258.60 |
DisclosureSEC source: 0000891839-17-000123 · edgar.xml · nonDerivative · entry 6 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,542 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 3,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000123 · edgar.xml · nonDerivative · entry 5 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 1,344 | $7.80 | $10,483.20 |
DisclosureSEC source: 0000891839-17-000123 · edgar.xml · nonDerivative · entry 4 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,520 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 3,633 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000123 · edgar.xml · nonDerivative · entry 3 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 778 | $7.80 | $6,068.40 |
DisclosureSEC source: 0000891839-17-000123 · edgar.xml · nonDerivative · entry 2 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,231 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 2,104 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000123 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2014 grant date. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:34 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 540 | $7.70 | $4,158.00 |
DisclosureSEC source: 0000891839-17-000110 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,905 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/2016. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 540 | $9.10 | $4,914.00 |
DisclosureSEC source: 0000891839-17-000105 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,445 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/2016. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 20:18 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 540 | $9.45 | $5,103.00 |
DisclosureSEC source: 0000891839-17-000098 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,985 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/2016. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:30 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 540 | $9.80 | $5,292.00 |
DisclosureSEC source: 0000891839-17-000067 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,525 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/2016. Read SEC document |
| April 17, 2017 Filed Apr 18, 2017 20:29 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 540 | $9.65 | $5,211.00 |
DisclosureSEC source: 0000891839-17-000051 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,065 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/2016. Read SEC document |
| March 21, 2017 Filed Apr 5, 2017 20:33 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 11,161 | $0.00 Strike: $11.10 | $0.00 |
DisclosureSEC source: 0000891839-17-000049 · edgar.xml · derivative · entry 9 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,161 Underlying: Common Stock, par value $.01 · 11,161 shares Expires 2024-03-20 F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 3/21/2017 grant date. Read SEC document |
| March 21, 2017 Filed Apr 5, 2017 20:33 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 4,505 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000049 · edgar.xml · derivative · entry 5 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,505 Underlying: Common Stock, par value $.01 · 4,505 shares Expires 2020-03-21 F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 3/21/2017 grant date. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the 3/21/2017 grant date. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 540 | $11.80 | $6,372.00 |
DisclosureSEC source: 0000891839-17-000048 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,605 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/16. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:25 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 540 | $14.55 | $7,857.00 |
DisclosureSEC source: 0000891839-17-000039 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,145 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/16. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 21:59 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 540 | $15.20 | $8,208.00 |
DisclosureSEC source: 0000891839-17-000028 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,685 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/16. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 21:57 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 540 | $16.70 | $9,018.00 |
DisclosureSEC source: 0000891839-16-000288 · edgar.xml · nonDerivative · entry 1 Samuels Eric · CIK 0001466099 · CAO and Corp. Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,225 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/4/15. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.