DOHENY MATTHEW A.

SEC source: 0001014108-23-000122 · primary_doc.xml · nonDerivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Chief Restructuring Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price listed is an average weighted price. The shares reported herein were sold in multiple transactions at prices ranging from $1.515 to $1.680, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Mr. Doheny was granted 200,000 restricted stock units ("RSUs") on January 15, 2022, which were scheduled to vest in full on January 1, 2025 subject to his continued service on the Company's Board of Directors. Mr. Doheny resigned from the Company's Board of Directors effective July 31, 2023, thus the RSUs have been forfeited. The reported amount has been reduced by 200,000 as compared to Mr. Doheny's prior Form 4 to reflect this forfeiture.

SEC source: 0001014108-23-000020 · primary_doc.xml · nonDerivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,139

F1 · kind: These restricted stock units are fully vested, however, receipt of the vested shares of common stock is deferred until the third anniversary of the grant date.

SEC source: 0001014108-22-000102 · primary_doc.xml · nonDerivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,545

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.80 to $3.87, inclusive. Mr. Doheny undertakes to provide to Yellow Corporation, any security holder of Yellow Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth.

SEC source: 0001014108-22-000013 · primary_doc.xml · nonDerivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,395

F1 · kind: These restricted stock units are fully vested, however, receipt of the vested shares of common stock is deferred until the third anniversary of the grant date.

SEC source: 0001014108-22-000012 · primary_doc.xml · nonDerivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,819

F1 · kind: On January 15, 2022, the Board granted Matthew Doheny, the Company's Chairman of the Board, a one-time retention award of 200,000 restricted stock units ("RSUs"). The Chairman has provided extraordinary services over the years, including through his significant role in helping the Company develop and execute its financial turnaround strategy. As such, the Board wants to ensure Mr. Doheny continues on the Board to oversee the Company's completion of the financial turnaround and many key future Company events. The RSUs vest in full on January 1, 2025 and are subject to certain vesting acceleration provisions as set forth in his award agreement.

SEC source: 0001014108-21-000196 · primary_doc.xml · nonDerivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,819

SEC source: 0001014108-21-000190 · primary_doc.xml · nonDerivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,819

SEC source: 0001014108-21-000047 · primary_doc.xml · nonDerivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,819

F1 · kind: These restricted stock units are fully vested; however, receipt of the vested shares of common stock is deferred until the third anniversary of the grant date.

SEC source: 0001014108-20-000034 · primary_doc.xml · nonDerivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,650

F1 · kind: These restricted stock units are fully vested; however, receipt of the vested shares of common stock is deferred until the earlier of Mr. Doheny leaving the Board or February 28, 2023.

SEC source: 0001014108-19-000183 · primary_doc.xml · nonDerivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,899

F1 · kind: The reporting person is voluntarily forfeiting these performance-based restricted stock units for no value received.

SEC source: 0001014108-19-000012 · primary_doc.xml · nonDerivative · entry 2

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,899

F2 · kind: These restricted stock units are fully vested; however, receipt of the vested shares of common stock is deferred until the earlier of Mr. Doheny leaving the Board or February 11, 2022.

SEC source: 0001014108-19-000012 · primary_doc.xml · nonDerivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,272

F1 · kind: These restricted stock units have both time and performance vesting criteria. They time vest the earlier date of 2019 Annual Stockholders Meeting or June 30, 2019, and they performance vest upon the Company's common stock achieving a 30-calendar day weighted-volume average stock price of $11.75 per share on or before December 31, 2020. These restricted stock units settle in Company common stock upon meeting both vesting criteria.

SEC source: 0000891839-19-000012 · edgar.xml · derivative · entry 3

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,550

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

SEC source: 0000891839-19-000012 · edgar.xml · derivative · entry 2

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires 2019-01-08

F2 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2019, Mr. Doheny deferred the receipt of 48,388 shares of common stock and received instead 48,388 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 48,388 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F2 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2019, Mr. Doheny deferred the receipt of 48,388 shares of common stock and received instead 48,388 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 48,388 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

SEC source: 0000891839-19-000012 · edgar.xml · derivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,817

Underlying: Common Stock, par value $.01 · 52,817 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors.

SEC source: 0001014108-18-000101 · primary_doc.xml · nonDerivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,272

F1 · kind: These restricted stock units are fully vested; however, receipt of the vested shares of common stock is deferred until the earlier of the reporting person's death, disability, or termination of service with the board of directors of the issuer.

SEC source: 0000891839-18-000011 · edgar.xml · derivative · entry 3

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,162

Underlying: Common Stock, par value $.01 · 9,804 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F3 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

SEC source: 0000891839-18-000011 · edgar.xml · derivative · entry 2

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 9,804 shares

Expires 2018-01-09

F2 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/9/2018, Mr. Doheny deferred the receipt of 9,804 shares of common stock and received instead 9,804 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 9,804 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F2 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/9/2018, Mr. Doheny deferred the receipt of 9,804 shares of common stock and received instead 9,804 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 9,804 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

SEC source: 0000891839-18-000011 · edgar.xml · derivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,388

Underlying: Common Stock, par value $.01 · 48,388 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors.

SEC source: 0001014108-17-000085 · primary_doc.xml · nonDerivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,659

F1 · kind: These restricted stock units are fully vested; however, receipt of the vested shares of common stock is deferred until the earlier of the reporting person's death, disability, or termination of service with the board of directors of the issuer.

SEC source: 0001104659-17-005810 · a4.xml · nonDerivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Pursuant to the Agreement and Plan of Merger, dated as of August 22, 2016, among Z Capital Affinity Owner, LLC ("Parent"), Affinity Merger Sub, Inc. and Affinity Gaming (the "Merger Agreement"), at the effective time of the merger of Affinity Merger Sub, Inc. with and into Affinity Gaming (the "Merger") each share of Affinity Gaming common stock converted into the right to receive $17.35 in cash. The Merger is more completely described in the Company's Definitive Proxy Statement filed with the SEC on November 14, 2016.

F2 · security: Includes shares of restricted stock. Pursuant to the Merger Agreement, each restricted stock award outstanding immediately prior to the effective time of the Merger was converted into the right to receive an amount in cash equal to the product of (i) $17.35 and (ii) the number of shares of Affinity Gaming common stock subject to such award.

SEC source: 0000891839-17-000016 · edgar.xml · derivative · entry 3

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,804

Underlying: Common Stock, par value $.01 · 9,804 shares

Expires not disclosed

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors.

SEC source: 0000891839-17-000016 · edgar.xml · derivative · entry 2

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,358

Underlying: Common Stock, par value $.01 · 14,327 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

SEC source: 0000891839-17-000016 · edgar.xml · derivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 14,327 shares

Expires 2017-01-08

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2017, Mr. Doheny deferred the receipt of 14,327 shares of common stock and received instead 14,327 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 14,327 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2017, Mr. Doheny deferred the receipt of 14,327 shares of common stock and received instead 14,327 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 14,327 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

SEC source: 0000891839-17-000005 · edgar.xml · derivative · entry 2

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,031

Underlying: Common Stock, par value $.01 · 2,321 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Doheny in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

SEC source: 0000891839-17-000005 · edgar.xml · derivative · entry 1

DOHENY MATTHEW A. · CIK 0001526937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 2,321 shares

Expires 2017-01-01

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/1/2017, Mr. Doheny deferred the receipt of 2,321 shares of common stock and received instead 2,321 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 2,321 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/1/2017, Mr. Doheny deferred the receipt of 2,321 shares of common stock and received instead 2,321 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Doheny is reporting the disposition of 2,321 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.