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Vandagriff Randy

Disclosed activity across 1 company

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128834
SEC CIK
0001705175

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Reported relationships

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CompanyLast reported asReport datePublished
EASTMAN KODAK COKODK · Entity 5053Vice PresidentMarch 22, 2022March 24, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EASTMAN KODAK CO

Report date March 22, 2022 · Filed March 24, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01SEC Table I · non-derivativeDirect4,625 Reported balance After 2022-03-22 transaction · row 1
1 source row

Row 1 · 2022-03-22 · Sale · Disposed 16,736 · Balance 4,625

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.07 to $6.09, inclusive. Mr. Vandagriff undertakes to provide Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.03 · Expires 2026-02-19Direct15,000 Reported balance Holding disclosure · report date 2022-03-22 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 15,000

F2: This option vested one-third on 7/27/2021 and vests one-third on each of 7/27/2022 and 7/27/2023.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.53 · Expires 2026-02-19Direct10,000 Reported balance Holding disclosure · report date 2022-03-22 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 10,000

F2: This option vested one-third on 7/27/2021 and vests one-third on each of 7/27/2022 and 7/27/2023.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.03 · Expires 2026-02-19Direct10,000 Reported balance Holding disclosure · report date 2022-03-22 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 10,000

F2: This option vested one-third on 7/27/2021 and vests one-third on each of 7/27/2022 and 7/27/2023.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2026-02-19Direct10,000 Reported balance Holding disclosure · report date 2022-03-22 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 10,000

F2: This option vested one-third on 7/27/2021 and vests one-third on each of 7/27/2022 and 7/27/2023.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.63 · Expires 2022-12-14Direct7,921 Reported balance Holding disclosure · report date 2022-03-22 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 7,921

F3: These securities are fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2024-09-13Direct152,285 Reported balance Holding disclosure · report date 2022-03-22 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 152,285

F3: These securities are fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2025-12-03Direct30,865 Reported balance Holding disclosure · report date 2022-03-22 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 30,865

F3: These securities are fully vested as of the date of this report.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.07 to $6.09, inclusive. Mr. Vandagriff undertakes to provide Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: This option vested one-third on 7/27/2021 and vests one-third on each of 7/27/2022 and 7/27/2023.

F3: These securities are fully vested as of the date of this report.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2022 Filed Mar 24, 2022 20:45 UTC EASTMAN KODAK CO KODK · Entity 5053 SaleCommon Stock, par value $.01 16,736 $6.08 $101,754.88
Disclosure

SEC source: 0001062993-22-008507 · form4.xml · nonDerivative · entry 1

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,625

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.07 to $6.09, inclusive. Mr. Vandagriff undertakes to provide Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 22:10 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 6,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000273 · edgar.xml · derivative · entry 3

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 6,411 shares

Expires 2021-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 22:10 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 1,786 $7.22 $12,894.92
Disclosure

SEC source: 0000891839-21-000273 · edgar.xml · nonDerivative · entry 2

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,361

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 22:10 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 6,411 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000273 · edgar.xml · nonDerivative · entry 1

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 22:51 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 6,410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000263 · edgar.xml · derivative · entry 3

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,411

Underlying: Common Stock, par value $.01 · 6,410 shares

Expires 2021-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 22:51 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 1,879 $6.46 $12,138.34
Disclosure

SEC source: 0000891839-20-000263 · edgar.xml · nonDerivative · entry 2

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,736

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 22:51 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 6,410 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000263 · edgar.xml · nonDerivative · entry 1

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 23:23 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000891839-20-000219 · edgar.xml · derivative · entry 5

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 23:23 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000891839-20-000219 · edgar.xml · derivative · entry 4

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 23:23 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0000891839-20-000219 · edgar.xml · derivative · entry 3

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 23:23 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0000891839-20-000219 · edgar.xml · derivative · entry 2

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 21:33 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 4,000 $2.48 $9,920.00
Disclosure

SEC source: 0000891839-19-000196 · edgar.xml · nonDerivative · entry 1

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,205

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 6,410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000164 · edgar.xml · derivative · entry 3

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,821

Underlying: Common Stock, par value $.01 · 6,410 shares

Expires 2021-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vests one-third on each of 9/3/2020 and 9/3/2021.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vests one-third on each of 9/3/2020 and 9/3/2021.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 1,930 $2.38 $4,593.40
Disclosure

SEC source: 0000891839-19-000164 · edgar.xml · nonDerivative · entry 2

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,205

F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 6,410 $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000164 · edgar.xml · nonDerivative · entry 1

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:31 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 1,058 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000119 · edgar.xml · derivative · entry 3

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 1,058 shares

Expires 2018-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:31 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 319 $2.84 $905.96
Disclosure

SEC source: 0000891839-18-000119 · edgar.xml · nonDerivative · entry 2

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,725

F2 · shares: Shares withheld to cover withholding obligations upon vesting of restricted stock units.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:31 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 1,058 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000119 · edgar.xml · nonDerivative · entry 1

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:23 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 30,488 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0000891839-18-000114 · edgar.xml · derivative · entry 7

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,488

Underlying: Common Stock, par value $.01 · 30,488 shares

Expires 2025-12-03

F6 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:23 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 19,231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000114 · edgar.xml · derivative · entry 3

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,231

Underlying: Common Stock, par value $.01 · 19,231 shares

Expires 2021-09-03

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

Read SEC document
December 04, 2018 Filed Feb 8, 2019 21:31 UTC Amendment EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 30,865 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0000891839-19-000031 · edgar.xml · derivative · entry 1

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,865

Underlying: Common Stock, par value $.01 · 30,865 shares

Expires 2025-12-03

F1 · shares: This option was previously reported by Mr. Vandagriff. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 30,488 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · derivative.exercise_date: This option was previously reported by Mr. Vandagriff. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 30,488 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · derivative.underlying_shares: This option was previously reported by Mr. Vandagriff. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 30,488 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

F1 · balance_after: This option was previously reported by Mr. Vandagriff. However, due to a Black-Scholes calculation error, the number of shares underlying the option was incorrectly reported as 30,488 on the previous Form 4. This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:37 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 1,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000146 · edgar.xml · derivative · entry 6

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,058

Underlying: Common Stock, par value $.01 · 1,055 shares

Expires 2018-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-half on each of the second and third anniversary of the 12/15/2015 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-half on each of the second and third anniversary of the 12/15/2015 grant date.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:37 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 1,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000146 · edgar.xml · derivative · entry 5

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 1,400 shares

Expires 2017-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:37 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 350 $3.35 $1,172.50
Disclosure

SEC source: 0000891839-17-000146 · edgar.xml · nonDerivative · entry 4

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,265

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:37 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 1,055 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000146 · edgar.xml · nonDerivative · entry 3

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:37 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 464 $3.35 $1,554.40
Disclosure

SEC source: 0000891839-17-000146 · edgar.xml · nonDerivative · entry 2

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,560

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:37 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 1,400 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000146 · edgar.xml · nonDerivative · entry 1

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 20:44 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 152,285 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0000891839-17-000132 · edgar.xml · derivative · entry 6

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,285

Underlying: Common Stock, par value $.01 · 152,285 shares

Expires 2024-09-13

F5 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.

Read SEC document
May 12, 2017 Filed May 16, 2017 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 SaleCommon Stock, par value $.01 400 $9.83 $3,932.00
Disclosure

SEC source: 0000891839-17-000066 · edgar.xml · nonDerivative · entry 2

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,624

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May 12, 2017 Filed May 16, 2017 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 SaleCommon Stock, par value $.01 830 $9.82 $8,150.60
Disclosure

SEC source: 0000891839-17-000066 · edgar.xml · nonDerivative · entry 1

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,024

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.