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Bullwinkle David E

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46264
SEC CIK
0001678634

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Reported relationships

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CompanyLast reported asReport datePublished
EASTMAN KODAK COKODK · Entity 5053CFO and Senior Vice PresidentMay 17, 2026May 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EASTMAN KODAK CO

Report date May 17, 2026 · Filed May 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01SEC Table I · non-derivativeDirect133,441 Ending reported balance After 2026-05-17 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-05-17 · Exercise / conversion · Acquired 16,668 · Balance 107,475

F1: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

Row 2 · 2026-05-17 · Tax withholding · Disposed 6,009 · Balance 101,466

F2: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Row 3 · 2026-05-17 · Exercise / conversion · Acquired 50,000 · Balance 151,466

F3: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

Row 4 · 2026-05-17 · Tax withholding · Disposed 18,025 · Balance 133,441

F4: Shares withheld to cover tax withholding obligations on the vesting of performance stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-05-17 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-05-17 · Exercise / conversion · Disposed 16,668 · Balance 0

F1: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-05-17 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-05-17 · Exercise / conversion · Disposed 50,000 · Balance 0

F3: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.53 · Expires 2029-02-19Direct10,000 Reported balance Holding disclosure · report date 2026-05-17 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 10,000

F5: This option has fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.03 · Expires 2029-02-19Direct10,000 Reported balance Holding disclosure · report date 2026-05-17 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 10,000

F5: This option has fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2029-02-19Direct10,000 Reported balance Holding disclosure · report date 2026-05-17 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 10,000

F5: This option has fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.24 · Expires 2026-06-30Direct45,942 Reported balance Holding disclosure · report date 2026-05-17 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 45,942

F5: This option has fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2027-09-13Direct355,330 Reported balance Holding disclosure · report date 2026-05-17 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 355,330

F5: This option has fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2028-12-03Direct72,017 Reported balance Holding disclosure · report date 2026-05-17 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 72,017

F5: This option has fully vested as of the date of this report.

Filing footnotes · ownership attribution and instrument terms

F1: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

F2: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

F3: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

F4: Shares withheld to cover tax withholding obligations on the vesting of performance stock units.

F5: This option has fully vested as of the date of this report.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2026 Filed May 19, 2026 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionPerformance Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000174 · form4.xml · derivative · entry 6

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

F3 · derivative.exercise_date: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

F3 · derivative.expiration_date: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

Read SEC document
May 17, 2026 Filed May 19, 2026 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 16,668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000174 · form4.xml · derivative · entry 5

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 16,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

Read SEC document
May 17, 2026 Filed May 19, 2026 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 18,025 $9.69 $174,662.25
Disclosure

SEC source: 0000891839-26-000174 · form4.xml · nonDerivative · entry 4

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,441

F4 · shares: Shares withheld to cover tax withholding obligations on the vesting of performance stock units.

Read SEC document
May 17, 2026 Filed May 19, 2026 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 50,000 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000174 · form4.xml · nonDerivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

Read SEC document
May 17, 2026 Filed May 19, 2026 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 6,009 $9.69 $58,227.21
Disclosure

SEC source: 0000891839-26-000174 · form4.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,466

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
May 17, 2026 Filed May 19, 2026 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 16,668 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000174 · form4.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0000891839-26-000022 · form4.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise.

F2 · derivative.exercise_date: This option has fully vested as of the date of this report.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 9,421 $8.42 $79,324.82
Disclosure

SEC source: 0000891839-26-000022 · form4.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,807

F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:30 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 15,000 $3.03 $45,450.00
Disclosure

SEC source: 0000891839-26-000022 · form4.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise.

Read SEC document
May 17, 2025 Filed May 20, 2025 20:36 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 16,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-009892 · form4.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Stock, par value $.01 · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.

F3 · derivative.expiration_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.

Read SEC document
May 17, 2025 Filed May 20, 2025 20:36 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 6,009 $6.49 $38,998.41
Disclosure

SEC source: 0001062993-25-009892 · form4.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,228

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
May 17, 2025 Filed May 20, 2025 20:36 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 16,666 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-009892 · form4.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:37 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 16,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010897 · form4.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock, par value $.01 · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on each of 5/17/2025 and 5/17/2026.

F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on each of 5/17/2025 and 5/17/2026.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:37 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 6,009 $4.98 $29,924.82
Disclosure

SEC source: 0001062993-24-010897 · form4.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,571

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:37 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 16,666 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010897 · form4.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 22:26 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 569 $4.57 $2,600.33
Disclosure

SEC source: 0001062993-24-007381 · form4.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,914

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 22:26 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantCommon Stock, par value $.01 1,500 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007381 · form4.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,483

F1 · shares: Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
December 06, 2023 Filed Dec 7, 2023 21:33 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-022084 · form4.xml · derivative · entry 5

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2026-02-19

F3 · kind: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F3 · price: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F3 · derivative.exercise_date: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

Read SEC document
December 06, 2023 Filed Dec 7, 2023 21:33 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-022084 · form4.xml · derivative · entry 4

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2029-02-19

F3 · kind: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F3 · price: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F3 · derivative.exercise_date: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:05 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantPerformance Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011854 · form4.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock, par value $.01 · 50,000 shares

Expires not disclosed

F2 · derivative.exercise_price: These performance stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price.

F2 · derivative.exercise_date: These performance stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price.

F2 · derivative.expiration_date: These performance stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:05 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011854 · form4.xml · derivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock, par value $.01 · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:41 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 72,017 Not disclosed Strike: $3.90 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 15

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,017

Underlying: Common Stock, par value $.01 · 72,017 shares

Expires 2028-12-03

F4 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

F4 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

F4 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:41 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 72,017 Not disclosed Strike: $3.90 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 14

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 72,017 shares

Expires 2025-12-03

F4 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

F4 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

F4 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:41 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 355,330 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 13

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,330

Underlying: Common Stock, par value $.01 · 355,330 shares

Expires 2027-09-13

F3 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F3 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F3 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:41 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 355,330 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 12

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 355,330 shares

Expires 2024-09-13

F3 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F3 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F3 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:41 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 45,942 Not disclosed Strike: $16.24 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 11

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,942

Underlying: Common Stock, par value $.01 · 45,942 shares

Expires 2026-06-30

F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 1, 2016 and is fully vested.

F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 1, 2016 and is fully vested.

F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 1, 2016 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:41 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 45,942 Not disclosed Strike: $16.24 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 10

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 45,942 shares

Expires 2023-06-30

F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 1, 2016 and is fully vested.

F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 1, 2016 and is fully vested.

F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 1, 2016 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:41 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 9

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2029-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:41 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 8

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:41 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 7

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2029-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:41 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 6

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:41 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 5

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2029-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:41 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 4

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:41 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2029-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:41 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2026-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 22:08 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 14,958 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000272 · edgar.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 14,958 shares

Expires 2021-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 22:08 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 5,762 $7.22 $41,601.64
Disclosure

SEC source: 0000891839-21-000272 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,925

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 22:08 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 14,958 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000272 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 03, 2021 Filed Sep 24, 2021 20:19 UTC Amendment EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 5,704 $7.22 $41,182.88
Disclosure

SEC source: 0000891839-21-000303 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,983

F1 · shares: These shares were withheld to cover tax withholding obligations on the vesting of restricted stock units. Amended to correct the number of shares withheld for taxes previously overreported due to an administrative error.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 22:50 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 14,957 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000262 · edgar.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,958

Underlying: Common Stock, par value $.01 · 14,957 shares

Expires 2021-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 22:50 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 5,081 $6.46 $32,823.26
Disclosure

SEC source: 0000891839-20-000262 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,729

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 22:50 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 14,957 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000262 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 23:27 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000891839-20-000221 · edgar.xml · derivative · entry 5

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 23:27 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0000891839-20-000221 · edgar.xml · derivative · entry 4

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 23:27 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0000891839-20-000221 · edgar.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 23:27 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0000891839-20-000221 · edgar.xml · derivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

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May 18, 2020 Filed May 20, 2020 23:07 UTC EASTMAN KODAK CO KODK · Entity 5053 PurchaseCommon Stock, par value $.01 2,872 $2.64 $7,582.08
Disclosure

SEC source: 0000891839-20-000125 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,853

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.64 to $2.65, inclusive. Mr. Bullwinkle undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 03, 2019 Filed Sep 5, 2019 20:29 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 14,957 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000160 · edgar.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,915

Underlying: Common Stock, par value $.01 · 14,957 shares

Expires 2021-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vest one-third on each of 9/3/2020 and 9/3/2021.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on 9/3/2019 and vest one-third on each of 9/3/2020 and 9/3/2021.

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September 03, 2019 Filed Sep 5, 2019 20:29 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 5,081 $2.38 $12,092.78
Disclosure

SEC source: 0000891839-19-000160 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,981

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

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September 03, 2019 Filed Sep 5, 2019 20:29 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 14,957 $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000160 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.