Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amtrust Financial Services, Inc.AFSI · Entity 79241 | Director · 10% owner | November 29, 2018 | December 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amtrust Financial Services, Inc.
Report date November 29, 2018 · Filed December 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-29 transaction · row 1
1 source rowRow 1 · 2018-11-29 · Disposition to issuer · Disposed 19,342,572 · Balance 0 F1: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 0 |
Reported balance
After 2018-11-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-11-29 · Disposition to issuer · Disposed 880,000 · Balance 0 F1: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. |
| Common StockSEC Table I · non-derivative | IndirectBy charitable foundation | 0 |
Reported balance
After 2018-11-29 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-11-29 · Disposition to issuer · Disposed 12,215,836 · Balance 0 F1: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. F2: Shares held by Chesed Foundation, a charitable foundation controlled by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share.
F2: Shares held by Chesed Foundation, a charitable foundation controlled by the Reporting Person.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EASTMAN KODAK CO
Report date May 18, 2021 · Filed May 20, 2021
Section 16 reporting ended · disclosed 2021-05-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01SEC Table I · non-derivative | Direct | 4,490,145 |
Reported balance
After 2021-05-18 transaction · row 1
1 source rowRow 1 · 2021-05-18 · Exercise / conversion · Acquired 7,159 · Balance 4,490,145 F1: These restricted stock units convert into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-05-18 | Direct | 0 |
Reported balance
After 2021-05-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-05-18 · Exercise / conversion · Disposed 7,159 · Balance 0 F1: These restricted stock units convert into common stock on a one-for-one basis. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.03 · Expires 2027-05-19 | Direct | 21,081 |
Reported balance
Holding disclosure · report date 2021-05-18 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 21,081 F2: This option has fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.53 · Expires 2027-05-19 | Direct | 6,416 |
Reported balance
Holding disclosure · report date 2021-05-18 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 6,416 F2: This option has fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.03 · Expires 2027-05-19 | Direct | 6,416 |
Reported balance
Holding disclosure · report date 2021-05-18 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 6,416 F2: This option has fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2027-05-19 | Direct | 3,666 |
Reported balance
Holding disclosure · report date 2021-05-18 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 3,666 F2: This option has fully vested as of the date of this report. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units convert into common stock on a one-for-one basis.
F2: This option has fully vested as of the date of this report.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2021 Filed May 20, 2021 23:19 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 7,159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000165 · edgar.xml · derivative · entry 2 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 7,159 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:19 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 7,159 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000165 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,490,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:21 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 7,159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000109 · edgar.xml · derivative · entry 2 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,159 Underlying: Common Stock, par value $.01 · 7,159 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 23:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 46,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000019 · edgar.xml · derivative · entry 3 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 46,729 shares Expires 2021-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 23:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 46,729 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000019 · edgar.xml · nonDerivative · entry 2 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,420,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| July 29, 2020 Filed Jan 12, 2021 23:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GiftCommon Stock, par value $.01 | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000019 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,373,965 Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:36 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 3,666 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000126 · edgar.xml · derivative · entry 5 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,666 Underlying: Common Stock, par value $.01 · 3,666 shares Expires 2027-05-19 F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:36 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 6,416 | $0.00 Strike: $6.03 | $0.00 |
DisclosureSEC source: 0000891839-20-000126 · edgar.xml · derivative · entry 4 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,416 Underlying: Common Stock, par value $.01 · 6,416 shares Expires 2027-05-19 F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:36 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 6,416 | $0.00 Strike: $4.53 | $0.00 |
DisclosureSEC source: 0000891839-20-000126 · edgar.xml · derivative · entry 3 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,416 Underlying: Common Stock, par value $.01 · 6,416 shares Expires 2027-05-19 F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:36 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 21,081 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000891839-20-000126 · edgar.xml · derivative · entry 2 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,081 Underlying: Common Stock, par value $.01 · 21,081 shares Expires 2027-05-19 F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 22:22 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantCommon Stock, par value $.01 | 10,839 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000089 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,373,965 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 21:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 46,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000023 · edgar.xml · derivative · entry 3 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,729 Underlying: Common Stock, par value $.01 · 46,729 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2021, subject to continuous service as a member of the board of directors. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 21:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 52,817 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000023 · edgar.xml · derivative · entry 2 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 52,817 shares Expires 2020-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 21:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 52,817 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000023 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,363,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:15 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantCommon Stock, par value $.01 | 4,033 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000006 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,310,309 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 21:30 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 400,000 | $2.50 | $1,000,000.00 |
DisclosureSEC source: 0000891839-19-000213 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,306,276 F1 · price: Price derived from purchase price for shares recently acquired. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock, par value $.01 | 4,437,605 | $2.50 | $11,094,012.50 |
DisclosureSEC source: 0000891839-19-000208 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,706,276 Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 20:28 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantCommon Stock, par value $.01 | 7,103 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000190 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,268,671 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $18,750, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 21:29 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 52,817 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000009 · edgar.xml · derivative · entry 3 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,817 Underlying: Common Stock, par value $.01 · 52,817 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2020, subject to continuous service as a member of the board of directors. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 21:29 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 48,388 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000009 · edgar.xml · derivative · entry 2 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 48,388 shares Expires 2019-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 21:29 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 48,388 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000009 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,261,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 16:09 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Disposition to issuerCommon Stock | 12,215,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001365555-18-000189 · wf-form4_154387133502203.xml · nonDerivative · entry 3 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By charitable foundation Disclosed balance after: 0 F1 · price: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. F1 · acquired: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. F2 · ownership.nature: Shares held by Chesed Foundation, a charitable foundation controlled by the Reporting Person. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 16:09 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Disposition to issuerCommon Stock | 880,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001365555-18-000189 · wf-form4_154387133502203.xml · nonDerivative · entry 2 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 F1 · price: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. F1 · acquired: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 16:09 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Disposition to issuerCommon Stock | 19,342,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001365555-18-000189 · wf-form4_154387133502203.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. F1 · acquired: Pursuant to the Rollover Agreement dated as of March 1, 2018, among the reporting person and Evergreen Parent, L.P. ("Parent"), the reporting person agreed to contribute these shares to Parent (the "Rollover") in exchange for common limited partnership interests in Parent, effective as of the effective time of the merger contemplated by the Agreement and Plan of Merger dated as of March 1, 2018 and as amended June 6, 2018, by and among AmTrust Financial Services, Inc., Parent and Evergreen Merger Sub, Inc. For purposes of the Rollover, the reporting person's shares were valued at $13.50 per share. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 21:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 9,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000013 · edgar.xml · derivative · entry 2 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 9,804 shares Expires 2018-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 21:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 9,804 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000013 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,213,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 21:20 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 48,388 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000013 · edgar.xml · derivative · entry 3 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,388 Underlying: Common Stock, par value $.01 · 48,388 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/8/2019, subject to continuous service as a member of the board of directors. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:21 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock, par value $.01 | 835,706 | $10.75 | $8,983,839.50 |
DisclosureSEC source: 0000891839-17-000055 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,203,376 Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 22:02 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 9,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000018 · edgar.xml · derivative · entry 3 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,804 Underlying: Common Stock, par value $.01 · 9,804 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 1/9/2018, subject to continuous service as a member of the board of directors. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 22:02 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 14,327 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000018 · edgar.xml · derivative · entry 2 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 14,327 shares Expires 2017-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 08, 2017 Filed Jan 10, 2017 22:02 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 14,327 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000018 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,367,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 23:28 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 2,321 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000007 · edgar.xml · derivative · entry 4 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 2,321 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · shares: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 23:28 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 2,321 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000007 · edgar.xml · nonDerivative · entry 3 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,353,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 07, 2016 Filed Nov 30, 2016 16:46 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Purchase6.95% Non-Cumulative Preferred Stock, Series F | 25,000 | $24.60 | $615,000.00 |
DisclosureSEC source: 0001365555-16-000371 · wf-form4_148054239632796.xml · nonDerivative · entry 4 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By charitable foundation Disclosed balance after: 25,000 F1 · ownership.nature: Shares held by Chesed Foundation of America, a charitable foundation controlled by the Reporting Person. Read SEC document |
| November 07, 2016 Filed Nov 30, 2016 16:46 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Purchase7.50% Non-Cumulative Preferred Stock, Series D | 75,000 | $25.30 | $1,897,500.00 |
DisclosureSEC source: 0001365555-16-000371 · wf-form4_148054239632796.xml · nonDerivative · entry 3 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By charitable foundation Disclosed balance after: 75,000 F1 · ownership.nature: Shares held by Chesed Foundation of America, a charitable foundation controlled by the Reporting Person. Read SEC document |
| November 07, 2016 Filed Nov 30, 2016 16:46 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Purchase7.625% Non-Cumulative Preferred Stock, Series C | 25,000 | $25.40 | $635,000.00 |
DisclosureSEC source: 0001365555-16-000371 · wf-form4_148054239632796.xml · nonDerivative · entry 2 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By charitable foundation Disclosed balance after: 25,000 F1 · ownership.nature: Shares held by Chesed Foundation of America, a charitable foundation controlled by the Reporting Person. Read SEC document |
| October 28, 2016 Filed Nov 30, 2016 16:46 UTC | Amtrust Financial Services, Inc. AFSI · Entity 79241 | Purchase7.75% Non-Cumulative Preferred Stock, Series E | 50,000 | $25.80 | $1,290,000.00 |
DisclosureSEC source: 0001365555-16-000371 · wf-form4_148054239632796.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By charitable foundation Disclosed balance after: 50,000 F1 · ownership.nature: Shares held by Chesed Foundation of America, a charitable foundation controlled by the Reporting Person. Read SEC document |
| February 25, 2015 Filed Jan 4, 2017 23:28 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Grant135% Warrants to purchase Common Stock, par value $.01 · Derivative | 3,110 | $0.00 Strike: $16.12 | $0.00 |
DisclosureSEC source: 0000891839-17-000007 · edgar.xml · derivative · entry 9 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,451 Underlying: Common Stock, par value $.01 · 3,110 shares Expires 2018-09-03 F1 · shares: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan. F4 · balance_after: Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares. Read SEC document |
| February 25, 2015 Filed Jan 4, 2017 23:28 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Grant125% Warrants to purchase Common Stock, par value $.01 · Derivative | 3,110 | $0.00 Strike: $14.93 | $0.00 |
DisclosureSEC source: 0000891839-17-000007 · edgar.xml · derivative · entry 8 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,451 Underlying: Common Stock, par value $.01 · 3,110 shares Expires 2018-09-03 F1 · shares: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan. F4 · balance_after: Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares. Read SEC document |
| February 25, 2015 Filed Jan 4, 2017 23:28 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantCommon Stock, par value $.01 | 8,911 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000007 · edgar.xml · nonDerivative · entry 2 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,351,022 F1 · shares: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan. F1 · price: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan. Read SEC document |
| August 20, 2014 Filed Jan 4, 2017 23:28 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Grant135% Warrants to purchase Common Stock, par value $.01 · Derivative | 3,284 | $0.00 Strike: $16.12 | $0.00 |
DisclosureSEC source: 0000891839-17-000007 · edgar.xml · derivative · entry 7 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,341 Underlying: Common Stock, par value $.01 · 3,284 shares Expires 2018-09-03 F1 · shares: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan. F4 · balance_after: Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares. Read SEC document |
| August 20, 2014 Filed Jan 4, 2017 23:28 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Grant125% Warrants to purchase Common Stock, par value $.01 · Derivative | 3,284 | $0.00 Strike: $14.93 | $0.00 |
DisclosureSEC source: 0000891839-17-000007 · edgar.xml · derivative · entry 6 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,341 Underlying: Common Stock, par value $.01 · 3,284 shares Expires 2018-09-03 F1 · shares: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan. F4 · balance_after: Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares. Read SEC document |
| August 16, 2014 Filed Jan 4, 2017 23:28 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantCommon Stock, par value $.01 | 9,451 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000007 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,342,111 F1 · shares: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan. F1 · price: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.