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Mahe Eric-Yves

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156777
SEC CIK
0001630350

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CompanyLast reported asReport datePublished
EASTMAN KODAK COKODK · Entity 5053Senior Vice PresidentJune 11, 2019June 13, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EASTMAN KODAK CO

Report date June 11, 2019 · Filed June 13, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01SEC Table I · non-derivativeDirect59,762 Reported balance After 2019-06-11 transaction · row 1
1 source row

Row 1 · 2019-06-11 · Exercise / conversion · Acquired 6,410 · Balance 59,762

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-06-11Direct12,821 Reported balance After 2019-06-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-06-11 · Exercise / conversion · Disposed 6,410 · Balance 12,821

F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/11/2018 grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-04-28Direct5,304 Reported balance Holding disclosure · report date 2019-06-11 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 5,304

F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-04-28Direct22,877 Reported balance Holding disclosure · report date 2019-06-11 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 22,877

F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.44 · Expires 2022-04-27Direct17,508 Reported balance Holding disclosure · report date 2019-06-11 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 17,508

F4: This option vests one-third on each of the first three anniversaries of the 4/28/2015 grant date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.95 · Expires 2022-05-11Direct7,003 Reported balance Holding disclosure · report date 2019-06-11 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 7,003

F5: This option vests one-third on each of the first three anniversaries of the 5/12/2015 grant date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.32 · Expires 2023-04-27Direct33,461 Reported balance Holding disclosure · report date 2019-06-11 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 33,461

F6: This option vests one-third on each of the first three anniversaries of the 4/28/2016 grant date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2024-04-27Direct39,683 Reported balance Holding disclosure · report date 2019-06-11 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 39,683

F7: This option vests one-third on each of the first three anniversaries of the 4/28/2017 grant date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.10 · Expires 2025-04-27Direct53,847 Reported balance Holding disclosure · report date 2019-06-11 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 53,847

F8: This option vests one-third on each of the first three anniversaries of the 4/28/2018 grant date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.20 · Expires 2025-06-10Direct30,212 Reported balance Holding disclosure · report date 2019-06-11 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 30,212

F9: This option vests one-third on each of the first three anniversaries of the 6/11/2018 grant date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.45 · Expires 2026-04-27Direct54,348 Reported balance Holding disclosure · report date 2019-06-11 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 54,348

F10: This option vests one-third on each of the first three anniversaries of the 4/28/2019 grant date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.95 · Expires 2026-04-27Direct62,950 Reported balance Holding disclosure · report date 2019-06-11 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 62,950

F10: This option vests one-third on each of the first three anniversaries of the 4/28/2019 grant date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.45 · Expires 2026-04-27Direct70,565 Reported balance Holding disclosure · report date 2019-06-11 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 70,565

F10: This option vests one-third on each of the first three anniversaries of the 4/28/2019 grant date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2026-04-27Direct101,745 Reported balance Holding disclosure · report date 2019-06-11 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 101,745

F10: This option vests one-third on each of the first three anniversaries of the 4/28/2019 grant date.

Filing footnotes · ownership attribution and instrument terms

F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date.

F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date.

F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/11/2018 grant date.

F4: This option vests one-third on each of the first three anniversaries of the 4/28/2015 grant date.

F5: This option vests one-third on each of the first three anniversaries of the 5/12/2015 grant date.

F6: This option vests one-third on each of the first three anniversaries of the 4/28/2016 grant date.

F7: This option vests one-third on each of the first three anniversaries of the 4/28/2017 grant date.

F8: This option vests one-third on each of the first three anniversaries of the 4/28/2018 grant date.

F9: This option vests one-third on each of the first three anniversaries of the 6/11/2018 grant date.

F10: This option vests one-third on each of the first three anniversaries of the 4/28/2019 grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2019 Filed Jun 13, 2019 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 6,410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000127 · edgar.xml · derivative · entry 4

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,821

Underlying: Common Stock, par value $.01 · 6,410 shares

Expires 2021-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/11/2018 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/11/2018 grant date.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 6,410 $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000127 · edgar.xml · nonDerivative · entry 1

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 101,745 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000891839-19-000061 · edgar.xml · derivative · entry 17

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,745

Underlying: Common Stock, par value $.01 · 101,745 shares

Expires 2026-04-27

F11 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2019 grant date.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 70,565 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0000891839-19-000061 · edgar.xml · derivative · entry 16

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,565

Underlying: Common Stock, par value $.01 · 70,565 shares

Expires 2026-04-27

F11 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2019 grant date.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 62,950 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0000891839-19-000061 · edgar.xml · derivative · entry 15

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,950

Underlying: Common Stock, par value $.01 · 62,950 shares

Expires 2026-04-27

F11 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2019 grant date.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 54,348 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0000891839-19-000061 · edgar.xml · derivative · entry 14

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,348

Underlying: Common Stock, par value $.01 · 54,348 shares

Expires 2026-04-27

F11 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2019 grant date.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 11,437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000061 · edgar.xml · derivative · entry 6

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,877

Underlying: Common Stock, par value $.01 · 11,437 shares

Expires 2021-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 5,303 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000061 · edgar.xml · derivative · entry 5

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,304

Underlying: Common Stock, par value $.01 · 5,303 shares

Expires 2020-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 4,737 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000061 · edgar.xml · derivative · entry 4

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 4,737 shares

Expires 2019-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 11,437 $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000061 · edgar.xml · nonDerivative · entry 3

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 5,303 $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000061 · edgar.xml · nonDerivative · entry 2

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 4,737 $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000061 · edgar.xml · nonDerivative · entry 1

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 20:35 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 0 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0000891839-18-000071 · edgar.xml · derivative · entry 11

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2025-06-10

F10 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 6/11/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

F10 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 6/11/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

F10 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 6/11/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

F10 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 6/11/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 20:35 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 19,231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000071 · edgar.xml · derivative · entry 5

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,231

Underlying: Common Stock, par value $.01 · 19,231 shares

Expires 2021-06-11

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 6/11/2018 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 6/11/2018 grant date.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 20:52 UTC Amendment EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 30,212 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0000891839-18-000072 · edgar.xml · derivative · entry 1

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,212

Underlying: Common Stock, par value $.01 · 30,212 shares

Expires 2025-06-10

F1 · shares: This option was previously reported by Mr. Mahe on his 6/12/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · derivative.exercise_date: This option was previously reported by Mr. Mahe on his 6/12/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · derivative.underlying_shares: This option was previously reported by Mr. Mahe on his 6/12/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · balance_after: This option was previously reported by Mr. Mahe on his 6/12/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

Read SEC document
May 12, 2018 Filed May 15, 2018 20:26 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 930 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000029 · edgar.xml · derivative · entry 2

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 930 shares

Expires 2018-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/2015 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/2015 grant date.

Read SEC document
May 12, 2018 Filed May 15, 2018 20:26 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 930 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000029 · edgar.xml · nonDerivative · entry 1

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2018 Filed May 1, 2018 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 0 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0000891839-18-000026 · edgar.xml · derivative · entry 13

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2025-04-27

F10 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

F10 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

F10 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

F10 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

Read SEC document
April 28, 2018 Filed May 1, 2018 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 34,314 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000026 · edgar.xml · derivative · entry 8

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,314

Underlying: Common Stock, par value $.01 · 34,314 shares

Expires 2021-04-28

F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date.

F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date.

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April 28, 2018 Filed May 1, 2018 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 5,303 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000026 · edgar.xml · derivative · entry 7

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,607

Underlying: Common Stock, par value $.01 · 5,303 shares

Expires 2020-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date.

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April 28, 2018 Filed May 1, 2018 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 4,734 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000026 · edgar.xml · derivative · entry 6

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,737

Underlying: Common Stock, par value $.01 · 4,734 shares

Expires 2019-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date.

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April 28, 2018 Filed May 1, 2018 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 2,040 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000026 · edgar.xml · derivative · entry 4

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 2,040 shares

Expires 2018-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2015 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2015 grant date.

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April 28, 2018 Filed May 1, 2018 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 5,303 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000026 · edgar.xml · nonDerivative · entry 3

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2018 Filed May 1, 2018 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 4,734 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000026 · edgar.xml · nonDerivative · entry 2

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2018 Filed May 1, 2018 20:27 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 2,040 $0.00 $0.00
Disclosure

SEC source: 0000891839-18-000026 · edgar.xml · nonDerivative · entry 1

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 28, 2018 Filed May 15, 2018 20:24 UTC Amendment EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 53,847 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0000891839-18-000028 · edgar.xml · derivative · entry 1

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,847

Underlying: Common Stock, par value $.01 · 53,847 shares

Expires 2025-04-27

F1 · shares: This option was previously reported by Mr. Mahe on his 5/1/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · derivative.exercise_date: This option was previously reported by Mr. Mahe on his 5/1/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · derivative.underlying_shares: This option was previously reported by Mr. Mahe on his 5/1/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

F1 · balance_after: This option was previously reported by Mr. Mahe on his 5/1/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option.

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May 12, 2017 Filed May 16, 2017 20:22 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 928 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000064 · edgar.xml · derivative · entry 3

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930

Underlying: Common Stock, par value $.01 · 928 shares

Expires 2018-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/2015 grant date.

F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/2015 grant date.

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May 12, 2017 Filed May 16, 2017 20:22 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 928 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000064 · edgar.xml · nonDerivative · entry 1

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:48 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 0 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0000891839-17-000056 · edgar.xml · derivative · entry 12

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 0 shares

Expires 2024-04-27

F8 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2017 grant date. The number of shares underlying the option canot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2017 grant date. The number of shares underlying the option canot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

F8 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2017 grant date. The number of shares underlying the option canot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

F8 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2017 grant date. The number of shares underlying the option canot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report.

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April 28, 2017 Filed May 2, 2017 20:48 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 15,910 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000056 · edgar.xml · derivative · entry 8

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,910

Underlying: Common Stock, par value $.01 · 15,910 shares

Expires 2020-04-28

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date.

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April 28, 2017 Filed May 2, 2017 20:48 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 4,734 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000056 · edgar.xml · derivative · entry 7

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,471

Underlying: Common Stock, par value $.01 · 4,734 shares

Expires 2019-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:48 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 2,038 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000056 · edgar.xml · derivative · entry 5

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,040

Underlying: Common Stock, par value $.01 · 2,038 shares

Expires 2018-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2015 grant date.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2015 grant date.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:48 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 4,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000056 · edgar.xml · derivative · entry 4

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 4,995 shares

Expires 2017-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:48 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 4,734 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000056 · edgar.xml · nonDerivative · entry 3

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:48 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 2,038 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000056 · edgar.xml · nonDerivative · entry 2

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2017 Filed May 2, 2017 20:48 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 4,995 $0.00 $0.00
Disclosure

SEC source: 0000891839-17-000056 · edgar.xml · nonDerivative · entry 1

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2017 Filed May 16, 2017 20:15 UTC Amendment EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 39,683 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0000891839-17-000063 · edgar.xml · derivative · entry 1

Mahe Eric-Yves · CIK 0001630350 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,683

Underlying: Common Stock, par value $.01 · 39,683 shares

Expires 2024-04-27

F1 · derivative.exercise_date: Mr. Mahe previously reported this option on his 4/28/2017 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Mahe is filing this amendment to report the number of shares underlying the option.

F1 · derivative.underlying_shares: Mr. Mahe previously reported this option on his 4/28/2017 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Mahe is filing this amendment to report the number of shares underlying the option.

F1 · balance_after: Mr. Mahe previously reported this option on his 4/28/2017 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Mahe is filing this amendment to report the number of shares underlying the option.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.