Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EASTMAN KODAK COKODK · Entity 5053 | Senior Vice President | June 11, 2019 | June 13, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EASTMAN KODAK CO
Report date June 11, 2019 · Filed June 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01SEC Table I · non-derivative | Direct | 59,762 |
Reported balance
After 2019-06-11 transaction · row 1
1 source rowRow 1 · 2019-06-11 · Exercise / conversion · Acquired 6,410 · Balance 59,762 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-06-11 | Direct | 12,821 |
Reported balance
After 2019-06-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-06-11 · Exercise / conversion · Disposed 6,410 · Balance 12,821 F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/11/2018 grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-04-28 | Direct | 5,304 |
Reported balance
Holding disclosure · report date 2019-06-11 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 5,304 F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-04-28 | Direct | 22,877 |
Reported balance
Holding disclosure · report date 2019-06-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 22,877 F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.44 · Expires 2022-04-27 | Direct | 17,508 |
Reported balance
Holding disclosure · report date 2019-06-11 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 17,508 F4: This option vests one-third on each of the first three anniversaries of the 4/28/2015 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.95 · Expires 2022-05-11 | Direct | 7,003 |
Reported balance
Holding disclosure · report date 2019-06-11 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 7,003 F5: This option vests one-third on each of the first three anniversaries of the 5/12/2015 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.32 · Expires 2023-04-27 | Direct | 33,461 |
Reported balance
Holding disclosure · report date 2019-06-11 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 33,461 F6: This option vests one-third on each of the first three anniversaries of the 4/28/2016 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2024-04-27 | Direct | 39,683 |
Reported balance
Holding disclosure · report date 2019-06-11 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 39,683 F7: This option vests one-third on each of the first three anniversaries of the 4/28/2017 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.10 · Expires 2025-04-27 | Direct | 53,847 |
Reported balance
Holding disclosure · report date 2019-06-11 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 53,847 F8: This option vests one-third on each of the first three anniversaries of the 4/28/2018 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.20 · Expires 2025-06-10 | Direct | 30,212 |
Reported balance
Holding disclosure · report date 2019-06-11 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 30,212 F9: This option vests one-third on each of the first three anniversaries of the 6/11/2018 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.45 · Expires 2026-04-27 | Direct | 54,348 |
Reported balance
Holding disclosure · report date 2019-06-11 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 54,348 F10: This option vests one-third on each of the first three anniversaries of the 4/28/2019 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.95 · Expires 2026-04-27 | Direct | 62,950 |
Reported balance
Holding disclosure · report date 2019-06-11 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 62,950 F10: This option vests one-third on each of the first three anniversaries of the 4/28/2019 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.45 · Expires 2026-04-27 | Direct | 70,565 |
Reported balance
Holding disclosure · report date 2019-06-11 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 70,565 F10: This option vests one-third on each of the first three anniversaries of the 4/28/2019 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2026-04-27 | Direct | 101,745 |
Reported balance
Holding disclosure · report date 2019-06-11 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 101,745 F10: This option vests one-third on each of the first three anniversaries of the 4/28/2019 grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date.
F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/11/2018 grant date.
F4: This option vests one-third on each of the first three anniversaries of the 4/28/2015 grant date.
F5: This option vests one-third on each of the first three anniversaries of the 5/12/2015 grant date.
F6: This option vests one-third on each of the first three anniversaries of the 4/28/2016 grant date.
F7: This option vests one-third on each of the first three anniversaries of the 4/28/2017 grant date.
F8: This option vests one-third on each of the first three anniversaries of the 4/28/2018 grant date.
F9: This option vests one-third on each of the first three anniversaries of the 6/11/2018 grant date.
F10: This option vests one-third on each of the first three anniversaries of the 4/28/2019 grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2019 Filed Jun 13, 2019 20:32 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 6,410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000127 · edgar.xml · derivative · entry 4 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,821 Underlying: Common Stock, par value $.01 · 6,410 shares Expires 2021-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/11/2018 grant date. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/11/2018 grant date. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 20:32 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 6,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000127 · edgar.xml · nonDerivative · entry 1 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2019 Filed Apr 30, 2019 20:32 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 101,745 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000061 · edgar.xml · derivative · entry 17 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,745 Underlying: Common Stock, par value $.01 · 101,745 shares Expires 2026-04-27 F11 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2019 grant date. Read SEC document |
| April 28, 2019 Filed Apr 30, 2019 20:32 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 70,565 | $0.00 Strike: $5.45 | $0.00 |
DisclosureSEC source: 0000891839-19-000061 · edgar.xml · derivative · entry 16 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,565 Underlying: Common Stock, par value $.01 · 70,565 shares Expires 2026-04-27 F11 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2019 grant date. Read SEC document |
| April 28, 2019 Filed Apr 30, 2019 20:32 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 62,950 | $0.00 Strike: $3.95 | $0.00 |
DisclosureSEC source: 0000891839-19-000061 · edgar.xml · derivative · entry 15 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,950 Underlying: Common Stock, par value $.01 · 62,950 shares Expires 2026-04-27 F11 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2019 grant date. Read SEC document |
| April 28, 2019 Filed Apr 30, 2019 20:32 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 54,348 | $0.00 Strike: $2.45 | $0.00 |
DisclosureSEC source: 0000891839-19-000061 · edgar.xml · derivative · entry 14 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,348 Underlying: Common Stock, par value $.01 · 54,348 shares Expires 2026-04-27 F11 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2019 grant date. Read SEC document |
| April 28, 2019 Filed Apr 30, 2019 20:32 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 11,437 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000061 · edgar.xml · derivative · entry 6 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,877 Underlying: Common Stock, par value $.01 · 11,437 shares Expires 2021-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date. Read SEC document |
| April 28, 2019 Filed Apr 30, 2019 20:32 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 5,303 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000061 · edgar.xml · derivative · entry 5 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,304 Underlying: Common Stock, par value $.01 · 5,303 shares Expires 2020-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date. Read SEC document |
| April 28, 2019 Filed Apr 30, 2019 20:32 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 4,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000061 · edgar.xml · derivative · entry 4 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 4,737 shares Expires 2019-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date. Read SEC document |
| April 28, 2019 Filed Apr 30, 2019 20:32 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 11,437 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000061 · edgar.xml · nonDerivative · entry 3 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2019 Filed Apr 30, 2019 20:32 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 5,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000061 · edgar.xml · nonDerivative · entry 2 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2019 Filed Apr 30, 2019 20:32 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 4,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000061 · edgar.xml · nonDerivative · entry 1 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2018 Filed Jun 12, 2018 20:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 0 | $0.00 Strike: $5.20 | $0.00 |
DisclosureSEC source: 0000891839-18-000071 · edgar.xml · derivative · entry 11 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 0 shares Expires 2025-06-10 F10 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 6/11/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report. F10 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 6/11/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report. F10 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 6/11/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report. F10 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 6/11/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report. Read SEC document |
| June 11, 2018 Filed Jun 12, 2018 20:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 19,231 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000071 · edgar.xml · derivative · entry 5 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,231 Underlying: Common Stock, par value $.01 · 19,231 shares Expires 2021-06-11 F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 6/11/2018 grant date. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 6/11/2018 grant date. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 20:52 UTC Amendment | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 30,212 | $0.00 Strike: $5.20 | $0.00 |
DisclosureSEC source: 0000891839-18-000072 · edgar.xml · derivative · entry 1 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,212 Underlying: Common Stock, par value $.01 · 30,212 shares Expires 2025-06-10 F1 · shares: This option was previously reported by Mr. Mahe on his 6/12/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option. F1 · derivative.exercise_date: This option was previously reported by Mr. Mahe on his 6/12/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option. F1 · derivative.underlying_shares: This option was previously reported by Mr. Mahe on his 6/12/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option. F1 · balance_after: This option was previously reported by Mr. Mahe on his 6/12/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option. Read SEC document |
| May 12, 2018 Filed May 15, 2018 20:26 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 930 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000029 · edgar.xml · derivative · entry 2 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 930 shares Expires 2018-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/2015 grant date. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/2015 grant date. Read SEC document |
| May 12, 2018 Filed May 15, 2018 20:26 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 930 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000029 · edgar.xml · nonDerivative · entry 1 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2018 Filed May 1, 2018 20:27 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 0 | $0.00 Strike: $5.10 | $0.00 |
DisclosureSEC source: 0000891839-18-000026 · edgar.xml · derivative · entry 13 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 0 shares Expires 2025-04-27 F10 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report. F10 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report. F10 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report. F10 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2018 grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report. Read SEC document |
| April 28, 2018 Filed May 1, 2018 20:27 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 34,314 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000026 · edgar.xml · derivative · entry 8 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,314 Underlying: Common Stock, par value $.01 · 34,314 shares Expires 2021-04-28 F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date. F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 4/28/2018 grant date. Read SEC document |
| April 28, 2018 Filed May 1, 2018 20:27 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 5,303 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000026 · edgar.xml · derivative · entry 7 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,607 Underlying: Common Stock, par value $.01 · 5,303 shares Expires 2020-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date. Read SEC document |
| April 28, 2018 Filed May 1, 2018 20:27 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 4,734 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000026 · edgar.xml · derivative · entry 6 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,737 Underlying: Common Stock, par value $.01 · 4,734 shares Expires 2019-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date. Read SEC document |
| April 28, 2018 Filed May 1, 2018 20:27 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 2,040 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000026 · edgar.xml · derivative · entry 4 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 2,040 shares Expires 2018-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2015 grant date. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2015 grant date. Read SEC document |
| April 28, 2018 Filed May 1, 2018 20:27 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 5,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000026 · edgar.xml · nonDerivative · entry 3 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2018 Filed May 1, 2018 20:27 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 4,734 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000026 · edgar.xml · nonDerivative · entry 2 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2018 Filed May 1, 2018 20:27 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 2,040 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000026 · edgar.xml · nonDerivative · entry 1 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2018 Filed May 15, 2018 20:24 UTC Amendment | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 53,847 | $0.00 Strike: $5.10 | $0.00 |
DisclosureSEC source: 0000891839-18-000028 · edgar.xml · derivative · entry 1 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,847 Underlying: Common Stock, par value $.01 · 53,847 shares Expires 2025-04-27 F1 · shares: This option was previously reported by Mr. Mahe on his 5/1/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option. F1 · derivative.exercise_date: This option was previously reported by Mr. Mahe on his 5/1/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option. F1 · derivative.underlying_shares: This option was previously reported by Mr. Mahe on his 5/1/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option. F1 · balance_after: This option was previously reported by Mr. Mahe on his 5/1/2018 Form 4; however, at that time, the number of shares underlying the option could not be determined. This amendment is being filed to report the number of shares underlying the option. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:22 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 928 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000064 · edgar.xml · derivative · entry 3 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930 Underlying: Common Stock, par value $.01 · 928 shares Expires 2018-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/2015 grant date. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 5/12/2015 grant date. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:22 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000064 · edgar.xml · nonDerivative · entry 1 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:48 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 0 | $0.00 Strike: $11.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000056 · edgar.xml · derivative · entry 12 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 0 shares Expires 2024-04-27 F8 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2017 grant date. The number of shares underlying the option canot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report. F8 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2017 grant date. The number of shares underlying the option canot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report. F8 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2017 grant date. The number of shares underlying the option canot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report. F8 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vests one-third on each of the first three anniversaries of the 4/28/2017 grant date. The number of shares underlying the option canot be determined at this time, but will be based on $175,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Mahe will file an amendment to this report. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:48 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 15,910 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000056 · edgar.xml · derivative · entry 8 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,910 Underlying: Common Stock, par value $.01 · 15,910 shares Expires 2020-04-28 F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or Mr. Mahe's employment agreement, vest one-third on each of the first three anniversaries of the 4/28/2017 grant date. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:48 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 4,734 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000056 · edgar.xml · derivative · entry 7 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,471 Underlying: Common Stock, par value $.01 · 4,734 shares Expires 2019-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2016 grant date. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:48 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 2,038 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000056 · edgar.xml · derivative · entry 5 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,040 Underlying: Common Stock, par value $.01 · 2,038 shares Expires 2018-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2015 grant date. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 4/28/2015 grant date. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:48 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 4,995 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000056 · edgar.xml · derivative · entry 4 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 4,995 shares Expires 2017-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:48 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 4,734 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000056 · edgar.xml · nonDerivative · entry 3 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:48 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 2,038 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000056 · edgar.xml · nonDerivative · entry 2 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:48 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 4,995 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000056 · edgar.xml · nonDerivative · entry 1 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 16, 2017 20:15 UTC Amendment | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 39,683 | $0.00 Strike: $11.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000063 · edgar.xml · derivative · entry 1 Mahe Eric-Yves · CIK 0001630350 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,683 Underlying: Common Stock, par value $.01 · 39,683 shares Expires 2024-04-27 F1 · derivative.exercise_date: Mr. Mahe previously reported this option on his 4/28/2017 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Mahe is filing this amendment to report the number of shares underlying the option. F1 · derivative.underlying_shares: Mr. Mahe previously reported this option on his 4/28/2017 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Mahe is filing this amendment to report the number of shares underlying the option. F1 · balance_after: Mr. Mahe previously reported this option on his 4/28/2017 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Mahe is filing this amendment to report the number of shares underlying the option. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.