Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EASTMAN KODAK COKODK · Entity 5053 | Senior Vice President | April 16, 2018 | April 18, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EASTMAN KODAK CO
Report date April 16, 2018 · Filed April 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01SEC Table I · non-derivative | Direct | 15,781 |
Reported balance
After 2018-04-16 transaction · row 1
1 source rowRow 1 · 2018-04-16 · Sale · Disposed 3,400 · Balance 15,781 F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on March 24, 2017. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectBy Spouse | 1,628 |
Reported balance
Holding disclosure · report date 2018-04-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,628 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-09-03 | Direct | 10,176 |
Reported balance
Holding disclosure · report date 2018-04-16 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 10,176 F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-09-03 | Direct | 17,973 |
Reported balance
Holding disclosure · report date 2018-04-16 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 17,973 F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-09-03 | Direct | 27,632 |
Reported balance
Holding disclosure · report date 2018-04-16 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 27,632 F4: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/2018 and one-third on each of the first two anniversaries of such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-08-24 | IndirectBy Spouse | 2,437 |
Reported balance
Holding disclosure · report date 2018-04-16 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,437 F5: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 8/24/2015 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.78 · Expires 2021-09-02 | Direct | 53,232 |
Reported balance
Holding disclosure · report date 2018-04-16 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 53,232 F6: This option vests one-third on each of the first three anniversaries of the 9/3/2014 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.76 · Expires 2022-09-02 | Direct | 73,044 |
Reported balance
Holding disclosure · report date 2018-04-16 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 73,044 F7: This option vests one-third on each of the first three anniversaries of the 9/3/2015 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.58 · Expires 2023-09-02 | Direct | 71,308 |
Reported balance
Holding disclosure · report date 2018-04-16 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 71,308 F8: This option vests one-third on each of the first three anniversaries of the 9/3/2016 grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.20 · Expires 2023-11-14 | Direct | 65,935 |
Reported balance
Holding disclosure · report date 2018-04-16 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 65,935 F9: This option vests one-third on 9/3/2018 and one-third on each of the first two anniversaries of such date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2024-09-13 | IndirectBy Spouse | 101,523 |
Reported balance
Holding disclosure · report date 2018-04-16 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 101,523 F10: This option vests one-third on each of the first three anniversaries of the 9/14/2017 grant date. |
| 125% Warrants to purchase Common Stock, par value $.01SEC Table II · derivative / convertible security · Conversion / exercise price $14.93 · Expires 2018-09-03 | Direct | 943 |
Reported balance
Holding disclosure · report date 2018-04-16 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 943 F11: Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares. |
| 135% Warrants to purchase Common Stock, par value $.01SEC Table II · derivative / convertible security · Conversion / exercise price $16.12 · Expires 2018-09-03 | Direct | 943 |
Reported balance
Holding disclosure · report date 2018-04-16 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 943 F11: Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares. |
| 125% Warrants to purchase Common Stock, par value $.01SEC Table II · derivative / convertible security · Conversion / exercise price $14.93 · Expires 2018-09-03 | IndirectBy Spouse | 31 |
Reported balance
Holding disclosure · report date 2018-04-16 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 31 F11: Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares. |
| 135% Warrants to purchase Common Stock, par value $.01SEC Table II · derivative / convertible security · Conversion / exercise price $16.12 · Expires 2018-09-03 | IndirectBy Spouse | 31 |
Reported balance
Holding disclosure · report date 2018-04-16 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 31 F11: Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on March 24, 2017. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.
F4: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/2018 and one-third on each of the first two anniversaries of such date.
F5: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 8/24/2015 grant date.
F6: This option vests one-third on each of the first three anniversaries of the 9/3/2014 grant date.
F7: This option vests one-third on each of the first three anniversaries of the 9/3/2015 grant date.
F8: This option vests one-third on each of the first three anniversaries of the 9/3/2016 grant date.
F9: This option vests one-third on 9/3/2018 and one-third on each of the first two anniversaries of such date.
F10: This option vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.
F11: Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2018 Filed Apr 18, 2018 20:42 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 3,400 | $5.18 | $17,612.00 |
DisclosureSEC source: 0000891839-18-000024 · edgar.xml · nonDerivative · entry 1 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,781 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on March 24, 2017. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:21 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 3,400 | $8.37 | $28,458.00 |
DisclosureSEC source: 0000891839-18-000016 · edgar.xml · nonDerivative · entry 1 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,181 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on March 24, 2017. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 20:48 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 3,400 | $6.67 | $22,678.00 |
DisclosureSEC source: 0000891839-17-000139 · edgar.xml · nonDerivative · entry 1 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,581 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 3/24/2017. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 20:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 101,523 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000891839-17-000129 · edgar.xml · derivative · entry 11 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 101,523 Underlying: Common Stock, par value $.01 · 101,523 shares Expires 2024-09-13 F9 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 9/14/2017 grant date. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:23 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 8,985 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000124 · edgar.xml · derivative · entry 10 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,973 Underlying: Common Stock, par value $.01 · 8,985 shares Expires 2019-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/16 grant date. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/16 grant date. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:23 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 10,174 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000124 · edgar.xml · derivative · entry 9 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,176 Underlying: Common Stock, par value $.01 · 10,174 shares Expires 2018-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:23 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 5,888 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000124 · edgar.xml · derivative · entry 8 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 5,888 shares Expires 2017-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:23 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 3,322 | $7.80 | $25,911.60 |
DisclosureSEC source: 0000891839-17-000124 · edgar.xml · nonDerivative · entry 6 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,981 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:23 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 8,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000124 · edgar.xml · nonDerivative · entry 5 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/16 grant date. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:23 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 3,762 | $7.80 | $29,343.60 |
DisclosureSEC source: 0000891839-17-000124 · edgar.xml · nonDerivative · entry 4 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,318 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:23 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 10,174 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000124 · edgar.xml · nonDerivative · entry 3 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:23 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 2,177 | $7.80 | $16,980.60 |
DisclosureSEC source: 0000891839-17-000124 · edgar.xml · nonDerivative · entry 2 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,906 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| September 03, 2017 Filed Sep 6, 2017 20:23 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 5,888 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000124 · edgar.xml · nonDerivative · entry 1 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date. Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 20:16 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 2,434 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000121 · edgar.xml · derivative · entry 8 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,437 Underlying: Common Stock, par value $.01 · 2,434 shares Expires 2018-08-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 8/24/15 grant date. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 8/24/15 grant date. Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 20:16 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 896 | $7.95 | $7,123.20 |
DisclosureSEC source: 0000891839-17-000121 · edgar.xml · nonDerivative · entry 3 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,628 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 20:16 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 2,434 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000121 · edgar.xml · nonDerivative · entry 2 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 8/24/15 grant date. Read SEC document |
| July 14, 2017 Filed Jul 17, 2017 20:34 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 3,400 | $9.05 | $30,770.00 |
DisclosureSEC source: 0000891839-17-000104 · edgar.xml · nonDerivative · entry 1 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,195 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 3/24/17. F2 · price: The price reported is a weighted average price. Mr. Kruchten sold these shares in multiple transactions at prices ranging from $9.00 to $9.10 per share, inclusive. Mr. Kruchten undertakes to provide to Eastman Kodak Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 20:26 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 3,400 | $10.56 | $35,904.00 |
DisclosureSEC source: 0000891839-17-000054 · edgar.xml · nonDerivative · entry 1 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,595 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 3/24/17. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:57 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 1,900 | $14.88 | $28,272.00 |
DisclosureSEC source: 0000891839-17-000026 · edgar.xml · nonDerivative · entry 4 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,995 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:57 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 600 | $14.97 | $8,982.00 |
DisclosureSEC source: 0000891839-17-000026 · edgar.xml · nonDerivative · entry 3 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,895 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:57 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 300 | $14.86 | $4,458.00 |
DisclosureSEC source: 0000891839-17-000026 · edgar.xml · nonDerivative · entry 2 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,495 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:57 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 600 | $14.92 | $8,952.00 |
DisclosureSEC source: 0000891839-17-000026 · edgar.xml · nonDerivative · entry 1 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,795 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 23:10 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 1,534 | $15.50 | $23,777.00 |
DisclosureSEC source: 0000891839-16-000281 · edgar.xml · nonDerivative · entry 2 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 90 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:10 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 0 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0000891839-16-000281 · edgar.xml · derivative · entry 11 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 0 shares Expires 2023-11-14 F9 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report. F9 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report. F9 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report. F9 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:10 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 27,632 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000281 · edgar.xml · derivative · entry 6 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,632 Underlying: Common Stock, par value $.01 · 27,632 shares Expires 2020-09-03 F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. Read SEC document |
| November 15, 2016 Filed Jan 11, 2017 22:41 UTC Amendment | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 65,935 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0000891839-17-000021 · edgar.xml · derivative · entry 11 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,935 Underlying: Common Stock, par value $.01 · 65,935 shares Expires 2023-11-14 F9 · derivative.exercise_price: Mr. Kruchten previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. F9 · date: Mr. Kruchten previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. F9 · kind: Mr. Kruchten previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. F9 · shares: Mr. Kruchten previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. F9 · derivative.exercise_date: Mr. Kruchten previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. F9 · derivative.underlying_shares: Mr. Kruchten previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. F9 · balance_after: Mr. Kruchten previously reported this option on his 11/15/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option.This option vests one-third on 9/3/18 and one-third on each of the first two anniversaries of such date. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 20:45 UTC | EASTMAN KODAK CO KODK · Entity 5053 | SaleCommon Stock, par value $.01 | 3,400 | $14.09 | $47,899.20 |
DisclosureSEC source: 0000891839-16-000273 · edgar.xml · nonDerivative · entry 1 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,395 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 0 | $0.00 Strike: $15.58 | $0.00 |
DisclosureSEC source: 0000891839-16-000256 · edgar.xml · derivative · entry 15 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 0 shares Expires 2023-09-03 F9 · shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report. F9 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report. F9 · derivative.underlying_shares: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report. F9 · balance_after: This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the grant date. The number of shares underlying the option cannot be determined at this time, but will be based on $420,000 divided by the Black-Scholes valuation of the option on the grant date. Once the number is determined, Mr. Kruchten will file an amendment to this report. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 26,958 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000256 · edgar.xml · derivative · entry 12 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,958 Underlying: Common Stock, par value $.01 · 26,958 shares Expires 2019-09-03 F6 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date. F6 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vest one-third on each of the first three anniversaries of the grant date. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 10,174 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000256 · edgar.xml · derivative · entry 10 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,350 Underlying: Common Stock, par value $.01 · 10,174 shares Expires 2018-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 5,887 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000256 · edgar.xml · derivative · entry 9 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,888 Underlying: Common Stock, par value $.01 · 5,887 shares Expires 2017-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 9,236 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000256 · edgar.xml · derivative · entry 8 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 9,236 shares Expires 2016-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 3,762 | $15.58 | $58,611.96 |
DisclosureSEC source: 0000891839-16-000256 · edgar.xml · nonDerivative · entry 6 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,795 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 10,174 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000256 · edgar.xml · nonDerivative · entry 5 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. F4 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 2,177 | $15.58 | $33,917.66 |
DisclosureSEC source: 0000891839-16-000256 · edgar.xml · nonDerivative · entry 4 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,383 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 5,887 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000256 · edgar.xml · nonDerivative · entry 3 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Tax withholdingCommon Stock, par value $.01 | 3,415 | $15.58 | $53,205.70 |
DisclosureSEC source: 0000891839-16-000256 · edgar.xml · nonDerivative · entry 2 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,673 F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| September 03, 2016 Filed Sep 7, 2016 23:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 9,236 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000256 · edgar.xml · nonDerivative · entry 1 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 03, 2016 Filed Sep 30, 2016 21:24 UTC Amendment | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 71,308 | $0.00 Strike: $15.58 | $0.00 |
DisclosureSEC source: 0000891839-16-000268 · edgar.xml · derivative · entry 1 Kruchten Brad · CIK 0001467811 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,308 Underlying: Common Stock, par value $.01 · 71,308 shares Expires 2023-09-02 F1 · derivative.exercise_price: Mr. Kruchten previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option. F1 · date: Mr. Kruchten previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option. F1 · kind: Mr. Kruchten previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option. F1 · shares: Mr. Kruchten previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option. F1 · derivative.exercise_date: Mr. Kruchten previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option. F1 · derivative.underlying_shares: Mr. Kruchten previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option. F1 · balance_after: Mr. Kruchten previously reported this option on his 9/3/16 Form 4; however, at that time, the number of shares underlying the option could not be determined. Mr. Kruchten is filing this amendment to report the number of shares underlying the option. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.