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KEYCORP /NEW/

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3220
SEC CIK
0000091576
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868

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2017 Filed Jul 5, 2017 23:21 UTC Exercise / conversionCommon Shares 6,454 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000073 · edgar.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share.

F2 · balance_after: Includes approximately 68 common shares acquired through dividend reinvestment in June 2017.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:20 UTC GrantDeferred Shares · Derivative 1,200 $18.74 $22,488.00
Disclosure

SEC source: 0001294671-17-000072 · edgar.xml · derivative · entry 2

GISEL WILLIAM G JR · CIK 0001223879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,111

Underlying: Common Shares · 1,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of October 1, 2021 or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of October 1, 2021 or the death of the participant.

F3 · balance_after: Includes approximately 237 dividend-equivalent deferred shares accrued under the Deferred Share Plan in June 2017.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:19 UTC GrantDeferred Shares · Derivative 867 $18.74 $16,247.58
Disclosure

SEC source: 0001294671-17-000070 · edgar.xml · derivative · entry 2

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,417

Underlying: Common Shares · 867 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2022 or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2022 or the death of the participant.

F3 · balance_after: Includes approximately 357 dividend-equivalent deferred shares accrued under the Deferred Share Plan in June 2017.

Read SEC document
May 22, 2017 Filed May 23, 2017 20:39 UTC Exercise / conversionDeferred Shares · Derivative 6,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000068 · edgar.xml · derivative · entry 3

PARNEROS DEMOS · CIK 0001183208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,191

Underlying: Common Shares · 6,421 shares

Expires 2017-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 22, 2017, 3,210 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,211 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 22, 2017, 3,210 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,211 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 22, 2017 Filed May 23, 2017 20:39 UTC Disposition to issuerCommon Shares 3,210 $17.71 $56,849.10
Disclosure

SEC source: 0001294671-17-000068 · edgar.xml · nonDerivative · entry 2

PARNEROS DEMOS · CIK 0001183208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,211

Read SEC document
May 22, 2017 Filed May 23, 2017 20:39 UTC Exercise / conversionCommon Shares 6,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000068 · edgar.xml · nonDerivative · entry 1

PARNEROS DEMOS · CIK 0001183208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 22, 2017, 3,210 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,211 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 22, 2017 Filed May 23, 2017 20:31 UTC Exercise / conversionDeferred Shares · Derivative 6,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000067 · edgar.xml · derivative · entry 3

Dallas H James · CIK 0001324953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,191

Underlying: Common Shares · 6,421 shares

Expires 2017-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 22, 2017, 3,210 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,211 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 22, 2017, 3,210 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,211 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 22, 2017 Filed May 23, 2017 20:31 UTC Disposition to issuerCommon Shares 3,210 $17.71 $56,849.10
Disclosure

SEC source: 0001294671-17-000067 · edgar.xml · nonDerivative · entry 2

Dallas H James · CIK 0001324953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,157

Read SEC document
May 22, 2017 Filed May 23, 2017 20:31 UTC Exercise / conversionCommon Shares 6,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000067 · edgar.xml · nonDerivative · entry 1

Dallas H James · CIK 0001324953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 22, 2017, 3,210 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,211 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:57 UTC GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000066 · edgar.xml · derivative · entry 2

Wilson David K · CIK 0001613813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,191

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 1, 2021.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 1, 2021.

F4 · balance_after: Includes approximately 356 dividend-equivalent Deferred Shares accrued between June 2016 and March 2017.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:56 UTC GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000065 · edgar.xml · derivative · entry 2

Snyder Barbara R · CIK 0001496583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,839

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2025.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2025.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:55 UTC GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000064 · edgar.xml · derivative · entry 2

PARNEROS DEMOS · CIK 0001183208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,612

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

F4 · balance_after: Includes approximately 504 dividend-equivalent Deferred Shares accrued between June 2016 and March 2017.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:53 UTC GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000063 · edgar.xml · derivative · entry 2

MANOS KRISTEN L · CIK 0001203997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,849

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred untill January 1, 2025.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred untill January 1, 2025.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:46 UTC GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000061 · edgar.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,815

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2022.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2022.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:46 UTC GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000060 · edgar.xml · derivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,787

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:40 UTC GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000058 · edgar.xml · derivative · entry 6

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,664

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F6 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F5 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2020.

F5 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2020.

F7 · balance_after: Includes approximately 309 dividend-equivalent Deferred Shares accrued in March 2017.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:43 UTC GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000059 · edgar.xml · derivative · entry 2

GISEL WILLIAM G JR · CIK 0001223879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,674

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until October 1, 2021.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until October 1, 2021.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:39 UTC GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000057 · edgar.xml · derivative · entry 2

Gile Elizabeth R. · CIK 0001487311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,568

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

F4 · balance_after: Includes approximately 1,034 dividend-equivalent Deferred Shares accrued between June 2016 and March 2017.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:37 UTC GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000056 · edgar.xml · derivative · entry 2

Dallas H James · CIK 0001324953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,612

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

F4 · balance_after: Includes approximately 348 dividend-equivalent Deferred Shares accrued between September 2016 and March 2017.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:32 UTC GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000055 · edgar.xml · derivative · entry 2

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,193

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2022.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2022.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:29 UTC GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000054 · edgar.xml · derivative · entry 3

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,787

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:28 UTC GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000053 · edgar.xml · derivative · entry 3

COOLEY CHARLES P · CIK 0001058933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,879

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F4 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F3 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until October 1, 2025.

F3 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until October 1, 2025.

F5 · balance_after: Includes approximately 278 dividend-equivalent Deferred Shares accrued in March 2017.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:28 UTC GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000052 · edgar.xml · derivative · entry 2

BROUSSARD BRUCE D · CIK 0001185643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,191

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the Particpant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the Particpant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

F4 · balance_after: Includes approximately 356 dividend-equivalent Deferred Shares accrued between June 2016 and March 2017.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:26 UTC GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000051 · edgar.xml · derivative · entry 2

ADAMS AUSTIN A · CIK 0001195339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,787

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F4 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F3 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

F3 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

Read SEC document
May 09, 2017 Filed May 11, 2017 20:43 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionOption to Buy · Derivative 4,000 $0.00 Strike: $9.26 $0.00
Disclosure

SEC source: 0001294671-17-000050 · edgar.xml · derivative · entry 5

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,950

Underlying: Common Shares · 4,000 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments ending on ending on March 4, 2015.

Read SEC document
May 09, 2017 Filed May 11, 2017 20:43 UTC
Schosser Douglas MChief Accounting Officer
SaleCommon Shares 12,913 $18.59 $240,052.67
Disclosure

SEC source: 0001294671-17-000050 · edgar.xml · nonDerivative · entry 3

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,517

Read SEC document
May 09, 2017 Filed May 11, 2017 20:43 UTC
Schosser Douglas MChief Accounting Officer
Tax withholdingCommon Shares 1,989 $18.62 $37,035.18
Disclosure

SEC source: 0001294671-17-000050 · edgar.xml · nonDerivative · entry 2

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,430

Read SEC document
May 09, 2017 Filed May 11, 2017 20:43 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionCommon Shares 4,000 $9.26 $37,040.00
Disclosure

SEC source: 0001294671-17-000050 · edgar.xml · nonDerivative · entry 1

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes approximately 7 common shares acquired through dividend reinvestment in March 2017.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:42 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionOption to Buy · Derivative 4,400 $0.00 Strike: $5.55 $0.00
Disclosure

SEC source: 0001294671-17-000049 · edgar.xml · derivative · entry 7

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,725

Underlying: Common Shares · 4,400 shares

Expires 2019-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in four equal annual installments ending on July 27, 2013.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:42 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionOption to Buy · Derivative 12,500 $0.00 Strike: $11.16 $0.00
Disclosure

SEC source: 0001294671-17-000049 · edgar.xml · derivative · entry 6

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,500 shares

Expires 2018-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments ending on July 25, 2012.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:42 UTC
Ryan Kevin ThomasChief Risk Review Officer
Tax withholdingCommon Shares 1,332 $18.32 $24,402.24
Disclosure

SEC source: 0001294671-17-000049 · edgar.xml · nonDerivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,243

Read SEC document
April 28, 2017 Filed May 1, 2017 20:42 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionCommon Shares 4,400 $5.55 $24,420.00
Disclosure

SEC source: 0001294671-17-000049 · edgar.xml · nonDerivative · entry 3

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:42 UTC
Ryan Kevin ThomasChief Risk Review Officer
Tax withholdingCommon Shares 7,620 $18.31 $139,522.20
Disclosure

SEC source: 0001294671-17-000049 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,175

Read SEC document
April 28, 2017 Filed May 1, 2017 20:42 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionCommon Shares 12,500 $11.16 $139,500.00
Disclosure

SEC source: 0001294671-17-000049 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes approximately 11 common shares acquired through dividend reinvestment in March 2017.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 20:11 UTC
Paine Andrew J IIICo-Head Corporate Bank
GiftCommon Shares 2,576 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000048 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 29,230

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:47 UTC GrantDeferred Shares · Derivative 1,124 $17.78 $19,984.72
Disclosure

SEC source: 0001294671-17-000047 · edgar.xml · derivative · entry 2

Snyder Barbara R · CIK 0001496583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,052

Underlying: Common Shares · 1,124 shares

Expires not disclosed

F2 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F3 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2025 or the death of the participant.

F3 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2025 or the death of the participant.

F4 · balance_after: Includes approximately 295 dividend-equivalent deferred shares accrued under the Deferred Share Plan in March 2017.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:46 UTC GrantDeferred Shares · Derivative 1,265 $17.78 $22,491.70
Disclosure

SEC source: 0001294671-17-000045 · edgar.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,028

Underlying: Common Shares · 1,265 shares

Expires not disclosed

F2 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F3 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2023 or the death of the participant.

F3 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2023 or the death of the participant.

F4 · balance_after: Includes approximately 895 dividend-equivalent deferred shares accrued under the Deferred Share Plan between June 2016 and March 2017.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:47 UTC GrantDeferred Shares · Derivative 1,265 $17.78 $22,491.70
Disclosure

SEC source: 0001294671-17-000046 · edgar.xml · derivative · entry 2

MANOS KRISTEN L · CIK 0001203997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,062

Underlying: Common Shares · 1,265 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 1, 2021 or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 1, 2021 or the death of the participant.

F3 · balance_after: Includes approximately 303 dividend-equivalent deferred shares accrued under the Deferred Share Plan in March 2017.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:46 UTC GrantDeferred Shares · Derivative 1,124 $17.78 $19,984.72
Disclosure

SEC source: 0001294671-17-000044 · edgar.xml · derivative · entry 2

GISEL WILLIAM G JR · CIK 0001223879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,887

Underlying: Common Shares · 1,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of October 1, 2021 or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of October 1, 2021 or the death of the participant.

F3 · balance_after: Includes approximately 895 dividend-equivalent deferred shares accrued under the Deferred Share Plan between June 2016 and March 2017.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:45 UTC GrantDeferred Shares · Derivative 913 $17.78 $16,233.14
Disclosure

SEC source: 0001294671-17-000043 · edgar.xml · derivative · entry 2

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,406

Underlying: Common Shares · 913 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2022 or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2022 or the death of the participant.

F3 · balance_after: Includes approximately 289 dividend-equivalent deferred shares accrued under the Deferred Share Plan in March 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:45 UTC
Harris Paul NGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 7,058 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000036 · edgar.xml · derivative · entry 4

Harris Paul N · CIK 0001294671 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · shares: Includes approximately 223 dividend-equivalent restricted stock units accrued between March and December 2016.

F4 · derivative.exercise_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017.

F4 · derivative.expiration_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:45 UTC
Harris Paul NGeneral Counsel & Secretary
Tax withholdingCommon Shares 2,354 $19.36 $45,573.44
Disclosure

SEC source: 0001294671-17-000036 · edgar.xml · nonDerivative · entry 2

Harris Paul N · CIK 0001294671 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,837

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:45 UTC
Harris Paul NGeneral Counsel & Secretary
Exercise / conversionCommon Shares 7,058 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000036 · edgar.xml · nonDerivative · entry 1

Harris Paul N · CIK 0001294671 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:48 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionRestricted Stock Units · Derivative 3,528 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000041 · edgar.xml · derivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · shares: Includes approximately 65 dividend-equivalent restricted stock units accrued between June and December 2016.

F4 · derivative.exercise_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017.

F4 · derivative.expiration_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:48 UTC
Ryan Kevin ThomasChief Risk Review Officer
Tax withholdingCommon Shares 1,177 $19.36 $22,786.72
Disclosure

SEC source: 0001294671-17-000041 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,284

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:48 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionCommon Shares 3,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000041 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:49 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,734 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000042 · edgar.xml · derivative · entry 4

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · shares: Includes approximately 86 dividend-equivalent restricted stock units accrued between March and December 2016.

F4 · derivative.exercise_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017.

F4 · derivative.expiration_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:49 UTC
Schosser Douglas MChief Accounting Officer
Tax withholdingCommon Shares 912 $19.36 $17,656.32
Disclosure

SEC source: 0001294671-17-000042 · edgar.xml · nonDerivative · entry 2

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,412

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:49 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionCommon Shares 2,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000042 · edgar.xml · nonDerivative · entry 1

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:48 UTC
Paine Andrew J IIICo-Head Corporate Bank
Exercise / conversionRestricted Stock Units · Derivative 7,940 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000040 · edgar.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Co-Head Corporate Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · shares: Includes approximately 147 dividend-equivalent restricted stock units accrued between June and December 2016.

F4 · derivative.exercise_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017.

F4 · derivative.expiration_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.