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Crosby Gary M

Disclosed activity across 1 company

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139529
SEC CIK
0001468118

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KEYCORP /NEW/KEY · Entity 3220DirectorMay 10, 2021May 12, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KEYCORP /NEW/

Report date May 10, 2021 · Filed May 12, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect7,111 Ending reported balance After 2021-05-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-05-10 · Exercise / conversion · Acquired 6,723 · Balance 10,472

F1: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Row 2 · 2021-05-10 · Disposition to issuer · Disposed 3,361 · Balance 7,111

Deferred SharesSEC Table II · derivative / convertible security · Expires 2021-05-10Direct21,378 Reported balance After 2021-05-10 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-05-10 · Exercise / conversion · Disposed 6,723 · Balance 21,378

F1: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F3: Includes approximately 1,342 dividend-equivalent Deferred Shares accrued between June 2020 and March 2021.

Common SharesSEC Table I · non-derivativeIndirectBy Trust536,348 Reported balance Holding disclosure · report date 2021-05-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 536,348

F2: These shares are held in a living trust. The reporting person is trustee of the trust.

Common SharesSEC Table I · non-derivativeIndirect401(k) Plan641 Reported balance Holding disclosure · report date 2021-05-10 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 641

Filing footnotes · ownership attribution and instrument terms

F1: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F2: These shares are held in a living trust. The reporting person is trustee of the trust.

F3: Includes approximately 1,342 dividend-equivalent Deferred Shares accrued between June 2020 and March 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2021 Filed May 12, 2021 20:49 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 6,723 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000074 · wf-form4_162085253150821.xml · derivative · entry 5

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,378

Underlying: Common Shares · 6,723 shares

Expires 2021-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F3 · balance_after: Includes approximately 1,342 dividend-equivalent Deferred Shares accrued between June 2020 and March 2021.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:49 UTC KEYCORP /NEW/ KEY · Entity 3220 Disposition to issuerCommon Shares 3,361 $20.94 $70,379.34
Disclosure

SEC source: 0000091576-21-000074 · wf-form4_162085253150821.xml · nonDerivative · entry 2

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,111

Read SEC document
May 10, 2021 Filed May 12, 2021 20:49 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 6,723 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000074 · wf-form4_162085253150821.xml · nonDerivative · entry 1

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 21, 2020 Filed May 26, 2020 22:28 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 12,138 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000049 · edgar.xml · derivative · entry 4

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,759

Underlying: Common Shares · 12,138 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F4 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F3 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 21, 2023.

F3 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 21, 2023.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:58 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 7,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000044 · edgar.xml · derivative · entry 5

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,621

Underlying: Common Shares · 7,497 shares

Expires 2020-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 18, 2020, 3,748 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,749 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F2 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 18, 2020, 3,748 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,749 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F3 · balance_after: Includes approximately 943 dividend-equivalent Deferred Shares accrued between June 2019 and March 2020.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:58 UTC KEYCORP /NEW/ KEY · Entity 3220 Disposition to issuerCommon Shares 3,748 $10.71 $40,141.08
Disclosure

SEC source: 0001799551-20-000044 · edgar.xml · nonDerivative · entry 2

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,749

Read SEC document
May 18, 2020 Filed May 20, 2020 21:58 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 7,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000044 · edgar.xml · nonDerivative · entry 1

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 18, 2020, 3,748 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,749 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 23, 2019 Filed May 28, 2019 20:46 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 7,869 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000040 · edgar.xml · derivative · entry 3

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,176

Underlying: Common Shares · 7,869 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 23, 2022.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 23, 2022.

F4 · balance_after: Includes approximately 461 dividend-equivalent Deferred Shares accrued between June 2018 and March 2019.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:07 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 5,917 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000039 · edgar.xml · derivative · entry 3

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,846

Underlying: Common Shares · 5,917 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 10, 2021.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 10, 2021.

F4 · balance_after: Includes approximately 142 dividend-equivalent Deferred Shares accrued between June 2017 and March 2018.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:29 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000054 · edgar.xml · derivative · entry 3

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,787

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 19:14 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 306,202 $18.27 $5,594,310.54
Disclosure

SEC source: 0001294671-17-000009 · edgar.xml · nonDerivative · entry 1

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,348

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 214,844 Not disclosed Strike: $10.54 Not disclosed
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · derivative · entry 19

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 214,844 shares

Expires 2017-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.

F8 · derivative.exercise_date: This option fully vested on August 5, 2016 in connection with the merger of KeyCorp and FNFG.

F6 · derivative.expiration_date: The expiration date of this option was accelerated in connection with the merger of KeyCorp and FNFG pursuant to the terms of the plan under which the option was granted.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 101,382 Not disclosed Strike: $10.07 Not disclosed
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · derivative · entry 18

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 101,382 shares

Expires 2017-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.

F7 · derivative.exercise_date: This option vested in three equal annual installments ending on March 28, 2016.

F6 · derivative.expiration_date: The expiration date of this option was accelerated in connection with the merger of KeyCorp and FNFG pursuant to the terms of the plan under which the option was granted.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 72,784 Not disclosed Strike: $11.19 Not disclosed
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · derivative · entry 17

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 72,784 shares

Expires 2021-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.

F5 · derivative.exercise_date: This option vested in three equal annual installments ending on March 30, 2015.

F6 · derivative.expiration_date: The expiration date of this option was accelerated in connection with the merger of KeyCorp and FNFG pursuant to the terms of the plan under which the option was granted.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 40,421 Not disclosed Strike: $15.68 Not disclosed
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · derivative · entry 16

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 40,421 shares

Expires 2021-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.

F4 · derivative.exercise_date: This option vested in three equal annual installments ending on January 24, 2014.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 31,157 Not disclosed Strike: $16.41 Not disclosed
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · derivative · entry 15

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 31,157 shares

Expires 2020-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.

F3 · derivative.exercise_date: This option vested in three equal annual installments ending on January 25, 2013.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 21,149 Not disclosed Strike: $12.83 Not disclosed
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · derivative · entry 14

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 21,149 shares

Expires 2019-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.

F1 · derivative.exercise_date: This option vested in three equal annual installments ending on July 13, 2012.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 171,203 $18.16 $3,109,046.48
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 12

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,550

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 214,844 $10.54 $2,264,455.76
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 11

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 77,702 $18.14 $1,409,514.28
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 10

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,909

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 101,382 $10.07 $1,020,916.74
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 9

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 55,192 $18.15 $1,001,734.80
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 8

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,229

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 72,784 $11.19 $814,452.96
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 7

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 36,949 $18.14 $670,254.86
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 6

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,637

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 40,421 $15.68 $633,801.28
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 5

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 29,328 $18.12 $531,423.36
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 4

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,165

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 31,157 $16.41 $511,286.37
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 3

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 17,575 $18.15 $318,986.25
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 2

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,336

Read SEC document
February 01, 2017 Filed Feb 3, 2017 18:53 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 21,149 $12.83 $271,341.67
Disclosure

SEC source: 0001294671-17-000008 · edgar.xml · nonDerivative · entry 1

Crosby Gary M · CIK 0001468118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.