Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAZ GP Stakes FundNONE · Entity 60078 | Trustee | January 23, 2026 | January 23, 2026 |
| CAZ GP Stakes Growth FundNONE · Entity 41573 | Trustee | May 27, 2026 | June 03, 2026 |
| CAZ Strategic Opportunities FundNONE · Entity 70867 | Trustee | January 09, 2024 | January 09, 2024 |
| KEYCORP /NEW/KEY · Entity 3220 | Director | May 18, 2017 | May 22, 2017 |
| Spectra Energy Corp.SE · Entity 178342 | Director | February 27, 2017 | February 28, 2017 |
| Vistance Networks, Inc.COMM · Entity 4717 | Director | May 08, 2020 | May 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAZ GP Stakes Fund
Report date January 23, 2026 · Filed January 23, 2026
This filing explicitly reported no securities owned.
CAZ GP Stakes Growth Fund
Report date May 27, 2026 · Filed June 03, 2026
This filing explicitly reported no securities owned.
CAZ Strategic Opportunities Fund
Report date January 09, 2024 · Filed January 09, 2024
This filing explicitly reported no securities owned.
KEYCORP /NEW/
Report date May 18, 2017 · Filed May 22, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred SharesSEC Table II · derivative / convertible security | Direct | 6,787 |
Reported balance
After 2017-05-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-05-18 · Grant · Acquired 6,787 · Balance 6,787 F2: Each Deferred Share is the economic equivalent of one Common Share. F4: The Deferred Shares were awarded under the Deferred Share Plan. F3: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020. |
| Common SharesSEC Table I · non-derivative | Direct | 31,245 |
Reported balance
Holding disclosure · report date 2017-05-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 31,245 F1: Includes approximately 232 shares acquired through dividend reinvestment between September 2016 and March 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes approximately 232 shares acquired through dividend reinvestment between September 2016 and March 2017.
F2: Each Deferred Share is the economic equivalent of one Common Share.
F3: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.
F4: The Deferred Shares were awarded under the Deferred Share Plan.
Spectra Energy Corp.
Report date February 27, 2017 · Filed February 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 1
1 source rowRow 1 · 2017-02-27 · Disposition to issuer · Disposed 46,676 · Balance 0 F1: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Phantom Shares DspSEC Table II · derivative / convertible security | IndirectBy Trustee Director Savings Plan | 0 |
Reported balance
After 2017-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-02-27 · Disposition to issuer · Disposed 19,208 · Balance 0 F2: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").
F2: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement.
Vistance Networks, Inc.
Report date May 08, 2020 · Filed May 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,200 |
Reported balance
After 2020-05-08 transaction · row 1
1 source rowRow 1 · 2020-05-08 · Grant · Acquired 16,100 · Balance 55,200 F1: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 8, 2021; and (ii) the date of the issuer's 2021 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 8, 2021; and (ii) the date of the issuer's 2021 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date October 01, 2006 · Filed October 03, 2006
Section 16 reporting ended · disclosed 2006-10-03. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2020 Filed May 12, 2020 16:12 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 16,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028482 · doc4.xml · nonDerivative · entry 1 ADAMS AUSTIN A · CIK 0001195339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,200 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 8, 2021; and (ii) the date of the issuer's 2021 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 16:19 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 11,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-038913 · doc4.xml · nonDerivative · entry 1 ADAMS AUSTIN A · CIK 0001195339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,100 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) June 21, 2020; and (ii) the date of the issuer's 2020 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 14, 2018 Filed May 16, 2018 16:12 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 5,000 | $29.90 | $149,500.00 |
DisclosureSEC source: 0001209191-18-030484 · doc4.xml · nonDerivative · entry 1 ADAMS AUSTIN A · CIK 0001195339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,858 F1 · balance_after: As previously reported, includes 5,712 restricted stock units granted on May 4, 2018 pursuant to the issuer's non-employee director compensation plan, which vest on May 4, 2019, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 04, 2018 Filed May 8, 2018 16:17 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 5,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028564 · doc4.xml · nonDerivative · entry 1 ADAMS AUSTIN A · CIK 0001195339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,858 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on May 4, 2019, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:26 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 6,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000051 · edgar.xml · derivative · entry 2 ADAMS AUSTIN A · CIK 0001195339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,787 Underlying: Common Shares · 6,787 shares Expires not disclosed F2 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F4 · price: The Deferred Shares were awarded under the Deferred Share Plan. F3 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020. F3 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020. Read SEC document |
| May 05, 2017 Filed May 9, 2017 16:16 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 4,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030924 · doc4.xml · nonDerivative · entry 1 ADAMS AUSTIN A · CIK 0001195339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,146 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on May 5, 2018, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 20:01 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerPhantom Shares Dsp · Derivative | 19,208 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005675 · doc4.xml · derivative · entry 2 ADAMS AUSTIN A · CIK 0001195339 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trustee Director Savings Plan Disclosed balance after: 0 Underlying: Common Stock · 19,208 shares Expires not disclosed F2 · derivative.exercise_price: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement. F2 · price: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement. F2 · derivative.exercise_date: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement. F2 · derivative.expiration_date: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 20:01 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerCommon Stock | 46,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005675 · doc4.xml · nonDerivative · entry 1 ADAMS AUSTIN A · CIK 0001195339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 20:00 UTC | Spectra Energy Corp. SE · Entity 178342 | GrantPhantom Stock Dsp · Derivative | 167.7316 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000373 · form4.xml · derivative · entry 1 ADAMS AUSTIN A · CIK 0001195339 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trustee Director Savings Plan Disclosed balance after: 15,436.0461 Underlying: Common Stock · 167.7316 shares Expires not disclosed F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis. F2 · derivative.exercise_date: Payable upon termination of service or occurence of other events as specified in the Directors' Savings Plan, subject to any holding periods required by law. F3 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 16:33 UTC | Spectra Energy Corp. SE · Entity 178342 | GrantPhantom Stock Dsp · Derivative | 160.8187 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-063675 · form4.xml · derivative · entry 1 ADAMS AUSTIN A · CIK 0001195339 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trustee Director Savings Plan Disclosed balance after: 15,268.3145 Underlying: Common Stock · 160.8187 shares Expires not disclosed F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis. F2 · derivative.exercise_date: Payable upon termination of service or occurence of other events as specified in the Directors' Savings Plan, subject to any holding periods required by law. F3 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| July 01, 2006 Filed Jul 5, 2006 15:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 43,032 | $42.50 | $1,828,644.84 |
DisclosureSEC source: 0000019617-06-000414 · ada862.xml · nonDerivative · entry 1 ADAMS AUSTIN A · CIK 0001195339 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,191 Read SEC document |
| January 21, 2006 Filed Jan 24, 2006 13:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 7,470 | $38.05 | $284,233.50 |
DisclosureSEC source: 0000019617-06-000070 · ada799.xml · nonDerivative · entry 1 ADAMS AUSTIN A · CIK 0001195339 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,223 Read SEC document |
| January 19, 2006 Filed Jan 20, 2006 17:11 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 36,732 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-06-000032 · ada765.xml · nonDerivative · entry 1 ADAMS AUSTIN A · CIK 0001195339 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,693 F1 · kind: This award of restricted stock units will vest 50% on January 25, 2008 and 50% on January 25, 2009. All other award terms are substantially the same as those of the restricted stock units granted on January 20, 2005. Read SEC document |
| October 20, 2005 Filed Oct 24, 2005 16:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 150,000 | $0.00 Strike: $34.78 | $0.00 |
DisclosureSEC source: 0000019617-05-000562 · ada718.xml · derivative · entry 1 ADAMS AUSTIN A · CIK 0001195339 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2015-10-20 F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 20, 2008. Read SEC document |
| February 28, 2005 Filed Mar 1, 2005 14:24 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 6,268 | $36.97 | $231,727.96 |
DisclosureSEC source: 0000019617-05-000277 · ada643.xml · nonDerivative · entry 1 ADAMS AUSTIN A · CIK 0001195339 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,961 Read SEC document |
| January 20, 2005 Filed Jan 24, 2005 15:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 32,693 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-05-000042 · ada583.xml · nonDerivative · entry 1 ADAMS AUSTIN A · CIK 0001195339 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,229 Read SEC document |
| January 18, 2005 Filed Jan 19, 2005 16:01 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 3,150 | $37.81 | $119,101.50 |
DisclosureSEC source: 0000019617-05-000016 · ada576.xml · nonDerivative · entry 1 ADAMS AUSTIN A · CIK 0001195339 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,536 Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 14:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option (right to buy) · Derivative | 66,000 | $0.00 Strike: $29.96 | $0.00 |
DisclosureSEC source: 0001225208-04-001116 · doc4.xml · derivative · entry 4 ADAMS AUSTIN A · CIK 0001195339 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Underlying: Common Stock · 66,000 shares Expires 2009-08-15 F3 · price: See Remarks. F4 · derivative.exercise_date: Option vests over 3 years in one-third annual increments from date of grant. The date exercisable reported in the table is the first vesting date. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 14:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantEmployee Stock Option (right to buy) · Derivative | 528,000 | $0.00 Strike: $27.23 | $0.00 |
DisclosureSEC source: 0001225208-04-001116 · doc4.xml · derivative · entry 3 ADAMS AUSTIN A · CIK 0001195339 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,000 Underlying: Common Stock · 528,000 shares Expires 2011-02-28 F3 · price: See Remarks. F2 · derivative.exercise_date: Option vests over 5 years in 20% annual increments from date of grant. The date exercisable reported in the table is the first vesting date. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 14:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 95,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001116 · doc4.xml · nonDerivative · entry 2 ADAMS AUSTIN A · CIK 0001195339 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,686 F1 · price: See Remarks Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 14:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 98,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-04-001116 · doc4.xml · nonDerivative · entry 1 ADAMS AUSTIN A · CIK 0001195339 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,245 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.