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Highsmith Carlton L

Disclosed activity across 1 company

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47838
SEC CIK
0001379848

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KEYCORP /NEW/KEY · Entity 3220DirectorMay 11, 2026May 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KEYCORP /NEW/

Report date May 11, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect46,236 Ending reported balance After 2026-05-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-05-11 · Exercise / conversion · Acquired 18,118 · Balance 55,295

F1: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 11, 2026, 9,059 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 9,058 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Row 2 · 2026-05-11 · Disposition to issuer · Disposed 9,059 · Balance 46,236

Deferred SharesSEC Table II · derivative / convertible securityDirect19,425 Reported balance After 2026-05-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-11 · Exercise / conversion · Disposed 18,118 · Balance 19,425

F1: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 11, 2026, 9,059 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 9,058 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F2: Includes approximately 1,637 dividend-equivalent Deferred Shares accrued between June 2025 and March 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 11, 2026, 9,059 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 9,058 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F2: Includes approximately 1,637 dividend-equivalent Deferred Shares accrued between June 2025 and March 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2026 Filed May 13, 2026 20:21 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 18,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001379848-26-000001 · wk-form4_1778703700.xml · derivative · entry 3

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,425

Underlying: Common Shares · 18,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 11, 2026, 9,059 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 9,058 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 11, 2026, 9,059 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 9,058 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.exercise_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 11, 2026, 9,059 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 9,058 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.expiration_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 11, 2026, 9,059 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 9,058 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F2 · balance_after: Includes approximately 1,637 dividend-equivalent Deferred Shares accrued between June 2025 and March 2026.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:21 UTC KEYCORP /NEW/ KEY · Entity 3220 Disposition to issuerCommon Shares 9,059 $21.41 $193,953.19
Disclosure

SEC source: 0001379848-26-000001 · wk-form4_1778703700.xml · nonDerivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,236

Read SEC document
May 11, 2026 Filed May 13, 2026 20:21 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 18,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001379848-26-000001 · wk-form4_1778703700.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 11, 2026, 9,059 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 9,058 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 15, 2025 Filed May 19, 2025 20:43 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 8,798 $0.00 $0.00
Disclosure

SEC source: 0000091576-25-000074 · wk-form4_1747687399.xml · derivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,905

Underlying: Common Shares · 8,798 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 15, 2028.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 15, 2028.

Read SEC document
May 13, 2025 Filed May 14, 2025 21:04 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 5,000 $16.60 $83,000.00
Disclosure

SEC source: 0000091576-25-000065 · wk-form4_1747256664.xml · nonDerivative · entry 3

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,177

Read SEC document
May 12, 2025 Filed May 14, 2025 21:04 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 8,626 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-25-000065 · wk-form4_1747256664.xml · derivative · entry 4

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,107

Underlying: Common Shares · 8,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 12, 2025, 4,312 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 4,314 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 12, 2025, 4,312 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 4,314 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.exercise_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 12, 2025, 4,312 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 4,314 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.expiration_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 12, 2025, 4,312 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 4,314 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F2 · balance_after: Includes approximately 1,815 dividend-equivalent Deferred Shares accrued between June 2024 and March 2025.

Read SEC document
May 12, 2025 Filed May 14, 2025 21:04 UTC KEYCORP /NEW/ KEY · Entity 3220 Disposition to issuerCommon Shares 4,312 $14.70 $63,386.40
Disclosure

SEC source: 0000091576-25-000065 · wk-form4_1747256664.xml · nonDerivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,178

Read SEC document
May 12, 2025 Filed May 14, 2025 21:04 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 8,626 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-25-000065 · wk-form4_1747256664.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 12, 2025, 4,312 of the Reporting Person's Deferred Shares were settled for cash based upon the average of the closing price of KeyCorp Common Shares over the 30 trading days immediately prior to (and including if such date is a trading day) the payment date, and the remaining 4,314 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
November 05, 2024 Filed Nov 7, 2024 21:28 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 9,000 $17.14 $154,260.00
Disclosure

SEC source: 0000091576-24-000109 · wk-form4_1731014870.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,864

Read SEC document
August 16, 2024 Filed Aug 20, 2024 21:10 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 10,000 $16.21 $162,100.00
Disclosure

SEC source: 0001628280-24-037909 · wk-form4_1724188245.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,864

Read SEC document
May 13, 2024 Filed May 15, 2024 21:25 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 6,573 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-24-000083 · wk-form4_1715808342.xml · derivative · entry 3

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,918

Underlying: Common Shares · 6,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 13, 2024, 3,287 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,287 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 13, 2024, 3,287 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,287 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.exercise_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 13, 2024, 3,287 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,287 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.expiration_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 13, 2024, 3,287 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,287 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 13, 2024 Filed May 15, 2024 21:25 UTC KEYCORP /NEW/ KEY · Entity 3220 Disposition to issuerCommon Shares 3,287 $14.86 $48,844.82
Disclosure

SEC source: 0000091576-24-000083 · wk-form4_1715808342.xml · nonDerivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,864

Read SEC document
May 13, 2024 Filed May 15, 2024 21:25 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 6,573 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-24-000083 · wk-form4_1715808342.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 13, 2024, 3,287 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,287 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:32 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 9,283 $0.00 $0.00
Disclosure

SEC source: 0000091576-24-000072 · wk-form4_1715632340.xml · derivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,492

Underlying: Common Shares · 9,283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 9, 2027.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 9, 2027.

F4 · balance_after: Includes approximately 1,986 dividend-equivalent Deferred Shares accrued between June 2023 and March 2024

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:45 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 7,500 $15.10 $113,250.00
Disclosure

SEC source: 0000091576-24-000050 · wk-form4_1710276309.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,577

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:06 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 10,000 $12.28 $122,800.00
Disclosure

SEC source: 0000091576-23-000127 · wk-form4_1700687201.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,077

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.28 to $12.29.

F2 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 19, 2023 Filed May 23, 2023 21:05 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 13,876 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000089 · wk-form4_1684875913.xml · derivative · entry 3

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,223

Underlying: Common Shares · 13,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 19, 2023, 6,938 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 6,938 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 19, 2023, 6,938 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 6,938 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.exercise_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 19, 2023, 6,938 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 6,938 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.expiration_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 19, 2023, 6,938 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 6,938 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 19, 2023 Filed May 23, 2023 21:05 UTC KEYCORP /NEW/ KEY · Entity 3220 Disposition to issuerCommon Shares 6,938 $10.67 $74,028.46
Disclosure

SEC source: 0000091576-23-000089 · wk-form4_1684875913.xml · nonDerivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,077

Read SEC document
May 19, 2023 Filed May 23, 2023 21:05 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 13,876 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000089 · wk-form4_1684875913.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 19, 2023, 6,938 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 6,938 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:05 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 15,401 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000081 · wk-form4_1684184703.xml · derivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,099

Underlying: Common Shares · 15,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 11, 2026.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 11, 2026.

F4 · balance_after: Includes approximately 1,379 dividend-equivalent deferred shares accrued under the Deferred Share Plan between June 2022 and March 2023.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 19:46 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 5,200 $17.59 $91,468.00
Disclosure

SEC source: 0000091576-22-000105 · wf-form4_166335754192810.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,139

Read SEC document
May 23, 2022 Filed May 24, 2022 20:07 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 8,928 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000085 · wf-form4_165342280458505.xml · derivative · entry 3

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,319

Underlying: Common Shares · 8,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 23, 2022, 4,463 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 4,465 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 23, 2022, 4,463 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 4,465 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.exercise_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 23, 2022, 4,463 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 4,465 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · derivative.expiration_date: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 23, 2022, 4,463 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 4,465 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 23, 2022 Filed May 24, 2022 20:07 UTC KEYCORP /NEW/ KEY · Entity 3220 Disposition to issuerCommon Shares 4,463 $19.81 $88,412.03
Disclosure

SEC source: 0000091576-22-000085 · wf-form4_165342280458505.xml · nonDerivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,339

Read SEC document
May 23, 2022 Filed May 24, 2022 20:07 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 8,928 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000085 · wf-form4_165342280458505.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 23, 2022, 4,463 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 4,465 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 12, 2022 Filed May 16, 2022 20:10 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 7,285 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000077 · wf-form4_165273180924828.xml · derivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,247

Underlying: Common Shares · 7,285 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 12, 2025.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 12, 2025.

F4 · balance_after: Includes approximately 930 dividend-equivalent deferred shares accrued under the Deferred Share Plan between June 2021 and March 2022.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 22:02 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 5,362 $22.86 $122,575.32
Disclosure

SEC source: 0000091576-22-000058 · wf-form4_164686332536426.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,874

Read SEC document
May 13, 2021 Filed May 17, 2021 20:51 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 5,654 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000080 · wf-form4_162128468952109.xml · derivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,032

Underlying: Common Shares · 5,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 13, 2024.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:49 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 0 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000075 · wf-form4_162085255136451.xml · derivative · entry 3

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,378

Underlying: Common Shares · 6,723 shares

Expires 2021-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F2 · balance_after: Includes approximately 1,342 dividend-equivalent Deferred Shares accrued between June 2020 and March 2021.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:49 UTC KEYCORP /NEW/ KEY · Entity 3220 Disposition to issuerCommon Shares 3,361 $20.94 $70,379.34
Disclosure

SEC source: 0000091576-21-000075 · wf-form4_162085255136451.xml · nonDerivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,236

Read SEC document
May 10, 2021 Filed May 12, 2021 20:49 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 6,723 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000075 · wf-form4_162085255136451.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 10, 2021, 3,361 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,362 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
May 26, 2020 Filed May 29, 2020 00:44 UTC KEYCORP /NEW/ KEY · Entity 3220 PurchaseCommon Shares 2,000 $11.89 $23,780.00
Disclosure

SEC source: 0001799551-20-000059 · edgar.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,874

Read SEC document
May 21, 2020 Filed May 26, 2020 22:31 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 12,138 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000054 · edgar.xml · derivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,759

Underlying: Common Shares · 12,138 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 21, 2023.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 21, 2023.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:59 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionDeferred Shares · Derivative 7,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000045 · edgar.xml · derivative · entry 3

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,621

Underlying: Common Shares · 7,497 shares

Expires 2020-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 18, 2020, 3,748 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,749 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 18, 2020, 3,748 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,749 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

F2 · balance_after: Includes approximately 943 dividend-equivalent Deferred Shares accrued between June 2019 and March 2020.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:59 UTC KEYCORP /NEW/ KEY · Entity 3220 Disposition to issuerCommon Shares 3,748 $10.71 $40,141.08
Disclosure

SEC source: 0001799551-20-000045 · edgar.xml · nonDerivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,874

Read SEC document
May 18, 2020 Filed May 20, 2020 21:59 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 7,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000045 · edgar.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 18, 2020, 3,748 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,749 Deferred Shares were settled for an equal number of KeyCorp Common Shares.

Read SEC document
October 24, 2019 Filed Oct 28, 2019 21:14 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 9,515 Not disclosed Strike: $11.38 Not disclosed
Disclosure

SEC source: 0001294671-19-000070 · edgar.xml · derivative · entry 3

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,515 shares

Expires 2019-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.

F1 · derivative.exercise_date: This option vested in three equal annual installments ending on November 2, 2012.

Read SEC document
October 24, 2019 Filed Oct 28, 2019 21:14 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 9,515 $18.07 $171,936.05
Disclosure

SEC source: 0001294671-19-000070 · edgar.xml · nonDerivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,125

Read SEC document
October 24, 2019 Filed Oct 28, 2019 21:14 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 9,515 $11.38 $108,280.70
Disclosure

SEC source: 0001294671-19-000070 · edgar.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2019 Filed May 28, 2019 20:50 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 7,869 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000046 · edgar.xml · derivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,176

Underlying: Common Shares · 7,869 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 23, 2022.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 23, 2022.

F4 · balance_after: Includes approximately 461 dividend-equivalent Deferred Shares accrued between June 2018 and March 2019.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 21:37 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 6,963 Not disclosed Strike: $13.93 Not disclosed
Disclosure

SEC source: 0001294671-18-000080 · edgar.xml · derivative · entry 3

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,963 shares

Expires 2018-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.

F1 · derivative.exercise_date: This option vested in three equal annual installments ending on November 3, 2011.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 21:37 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 6,963 $18.37 $127,910.31
Disclosure

SEC source: 0001294671-18-000080 · edgar.xml · nonDerivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,125

Read SEC document
November 02, 2018 Filed Nov 6, 2018 21:37 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 6,963 $13.93 $96,994.59
Disclosure

SEC source: 0001294671-18-000080 · edgar.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:12 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 5,917 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000045 · edgar.xml · derivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,846

Underlying: Common Shares · 5,917 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 10, 2021.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 10, 2021.

F4 · balance_after: Includes approximately 142 dividend-equivalent Deferred Shares accrued between June 2017 and March 2018.

Read SEC document
November 03, 2017 Filed Nov 6, 2017 21:28 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares · Derivative 7,600 Not disclosed Strike: $13.06 Not disclosed
Disclosure

SEC source: 0001294671-17-000098 · edgar.xml · derivative · entry 3

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,600 shares

Expires 2017-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.

F1 · derivative.exercise_date: This option vested in three equal annual installments ending on November 5, 2010.

Read SEC document
November 03, 2017 Filed Nov 6, 2017 21:28 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 7,600 $18.39 $139,764.00
Disclosure

SEC source: 0001294671-17-000098 · edgar.xml · nonDerivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,125

Read SEC document
November 03, 2017 Filed Nov 6, 2017 21:28 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 7,600 $13.06 $99,256.00
Disclosure

SEC source: 0001294671-17-000098 · edgar.xml · nonDerivative · entry 1

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:46 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantDeferred Shares · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000060 · edgar.xml · derivative · entry 2

Highsmith Carlton L · CIK 0001379848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,787

Underlying: Common Shares · 6,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · price: The Deferred Shares were awarded under the Deferred Share Plan.

F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.