Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KEYCORP /NEW/KEY · Entity 3220 | Director | May 23, 2019 | May 28, 2019 |
| MODINE MANUFACTURING COMOD · Entity 3547 | Director | August 25, 2021 | August 27, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KEYCORP /NEW/
Report date May 23, 2019 · Filed May 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred SharesSEC Table II · derivative / convertible security | Direct | 84,724 |
Reported balance
After 2019-05-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-05-23 · Grant · Acquired 7,869 · Balance 84,724 F2: Each Deferred Share is the economic equivalent of one Common Share. F4: The Deferred Shares were awarded under the Deferred Share Plan. F3: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Particpant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 23, 2022. F5: Includes approximately 2,663 dividend-equivalent Deferred Shares accrued between June 2018 and March 2019. |
| Common SharesSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2019-05-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 25,000 |
| Common SharesSEC Table I · non-derivative | IndirectBy partnership of spouse | 5 |
Reported balance
Holding disclosure · report date 2019-05-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5 F1: These shares are held by a partnership of which the reporting person's spouse is a partner. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by a partnership of which the reporting person's spouse is a partner.
F2: Each Deferred Share is the economic equivalent of one Common Share.
F3: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Particpant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 23, 2022.
F4: The Deferred Shares were awarded under the Deferred Share Plan.
F5: Includes approximately 2,663 dividend-equivalent Deferred Shares accrued between June 2018 and March 2019.
MODINE MANUFACTURING CO
Report date August 25, 2021 · Filed August 27, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 112,093 |
Ending reported balance
After 2021-08-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-08-25 · Other · Disposed 8,160 · Balance 103,933 F1: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021. Row 2 · 2021-08-25 · Grant · Acquired 8,160 · Balance 112,093 F2: The canceled award described in footnote (1) was replaced with an award of unrestricted shares of MOD common stock, effective August 25, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021.
F2: The canceled award described in footnote (1) was replaced with an award of unrestricted shares of MOD common stock, effective August 25, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2021 Filed Aug 27, 2021 21:01 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 8,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-016434 · doc1.xml · nonDerivative · entry 2 COOLEY CHARLES P · CIK 0001058933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,093 F2 · kind: The canceled award described in footnote (1) was replaced with an award of unrestricted shares of MOD common stock, effective August 25, 2021. F2 · price: The canceled award described in footnote (1) was replaced with an award of unrestricted shares of MOD common stock, effective August 25, 2021. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 21:01 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | OtherCommon stock | 8,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-016434 · doc1.xml · nonDerivative · entry 1 COOLEY CHARLES P · CIK 0001058933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,933 F1 · kind: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021. F1 · price: The award of restricted stock units reported on behalf of the Reporting Person on July 26, 2021 was canceled effective August 25, 2021. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:13 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 8,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-013980 · doc1.xml · nonDerivative · entry 1 COOLEY CHARLES P · CIK 0001058933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,093 F1 · shares: This is an award of restricted stock units which will vest one year from the date of grant. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 22:04 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 23,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013774 · doc1.xml · nonDerivative · entry 1 COOLEY CHARLES P · CIK 0001058933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,933 Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 20:10 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 8,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-015439 · doc1.xml · nonDerivative · entry 1 COOLEY CHARLES P · CIK 0001058933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,941 F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person within 30 days of termination of service with MOD. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:46 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 7,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000039 · edgar.xml · derivative · entry 3 COOLEY CHARLES P · CIK 0001058933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,724 Underlying: Common Shares · 7,869 shares Expires not disclosed F2 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F4 · price: The Deferred Shares were awarded under the Deferred Share Plan. F3 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Particpant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 23, 2022. F3 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the Particpant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 23, 2022. F5 · balance_after: Includes approximately 2,663 dividend-equivalent Deferred Shares accrued between June 2018 and March 2019. Read SEC document |
| July 19, 2018 Filed Jul 20, 2018 19:20 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 7,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-032992 · doc1.xml · nonDerivative · entry 1 COOLEY CHARLES P · CIK 0001058933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,321 F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person within 30 days of termination of service with MOD. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:06 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 5,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000038 · edgar.xml · derivative · entry 3 COOLEY CHARLES P · CIK 0001058933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,192 Underlying: Common Shares · 5,917 shares Expires not disclosed F2 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F4 · price: The Deferred Shares were awarded under the Deferred Share Plan. F3 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the Particpant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 10, 2021. F3 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the Particpant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 10, 2021. F5 · balance_after: Includes approximately 1,396 dividend-equivalent Deferred Shares accrued between June 2017 and March 2018. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 19:16 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 7,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-028458 · doc1.xml · nonDerivative · entry 1 COOLEY CHARLES P · CIK 0001058933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,219 F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person within 30 days of termination of service with MOD. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:28 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 6,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000053 · edgar.xml · derivative · entry 3 COOLEY CHARLES P · CIK 0001058933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,879 Underlying: Common Shares · 6,787 shares Expires not disclosed F2 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F4 · price: The Deferred Shares were awarded under the Deferred Share Plan. F3 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until October 1, 2025. F3 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until October 1, 2025. F5 · balance_after: Includes approximately 278 dividend-equivalent Deferred Shares accrued in March 2017. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:05 UTC | KEYCORP /NEW/ KEY · Entity 3220 | PurchaseCommon Shares | 5 | $18.82 | $94.10 |
DisclosureSEC source: 0001294671-17-000013 · edgar.xml · nonDerivative · entry 1 COOLEY CHARLES P · CIK 0001058933 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership of spouse Disclosed balance after: 5 F1 · ownership.nature: These shares are held by a partnership of which the reporting person's spouse is a partner. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:50 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 1,368 | $18.27 | $24,993.36 |
DisclosureSEC source: 0001294671-17-000001 · edgar.xml · derivative · entry 2 COOLEY CHARLES P · CIK 0001058933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,814 Underlying: Common Shares · 1,368 shares Expires not disclosed F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares. F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of October 1, 2027 or the death of the participant. F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of October 1, 2027 or the death of the participant. F3 · balance_after: Includes approximately 269 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2016. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:07 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 2,054 | $12.17 | $24,997.18 |
DisclosureSEC source: 0001294671-16-000198 · edgar.xml · derivative · entry 2 COOLEY CHARLES P · CIK 0001058933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,177 Underlying: Common Shares · 2,054 shares Expires not disclosed F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares. F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of October 1, 2027 or the death of the participant. F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of October 1, 2027 or the death of the participant. F3 · balance_after: Includes approximately 383 dividend-equivalent deferred shares accrued under the Deferred Share Plan in September 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.