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Ryan Kevin Thomas

Disclosed activity across 1 company

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129920
SEC CIK
0001669910

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KEYCORP /NEW/KEY · Entity 3220Chief Risk Review OfficerFebruary 24, 2022February 28, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KEYCORP /NEW/

Report date February 24, 2022 · Filed February 28, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect114,852 Ending reported balance After 2022-02-24 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-02-24 · Exercise / conversion · Acquired 2,160 · Balance 115,622

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Row 2 · 2022-02-24 · Tax withholding · Disposed 770 · Balance 114,852

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,319 Reported balance After 2022-02-24 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-02-24 · Exercise / conversion · Disposed 2,160 · Balance 4,319

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4: Includes approximately 220 dividend-equivalent restricted stock units accrued between March and December 2021.

Common SharesSEC Table I · non-derivativeIndirect401(k) Plan14,647 Reported balance Holding disclosure · report date 2022-02-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 14,647

F2: Reported as of February 15, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2: Reported as of February 15, 2022.

F3: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4: Includes approximately 220 dividend-equivalent restricted stock units accrued between March and December 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2022 Filed Feb 28, 2022 21:28 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 2,160 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000054 · wf-form4_164608367179361.xml · derivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,319

Underlying: Common Shares · 2,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · balance_after: Includes approximately 220 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:28 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 770 $24.13 $18,580.10
Disclosure

SEC source: 0000091576-22-000054 · wf-form4_164608367179361.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,852

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:28 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 2,160 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000054 · wf-form4_164608367179361.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:30 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 1,527 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000041 · wf-form4_164556898914627.xml · derivative · entry 6

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,579

Underlying: Common Shares · 1,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F7 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F8 · balance_after: Includes approximately 207 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:30 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 2,076 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000041 · wf-form4_164556898914627.xml · derivative · entry 5

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,077

Underlying: Common Shares · 2,076 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F5 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F6 · balance_after: Includes approximately 141 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:30 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 1,783 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000041 · wf-form4_164556898914627.xml · derivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022.

F3 · derivative.expiration_date: These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022.

F4 · derivative.underlying_shares: Includes approximately 60 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:30 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 1,637 $25.73 $42,120.01
Disclosure

SEC source: 0000091576-22-000041 · wf-form4_164556898914627.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,462

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:30 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 5,386 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000041 · wf-form4_164556898914627.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:50 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 19,297 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000023 · wf-form4_164504819786282.xml · derivative · entry 3

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,297

Underlying: Common Shares · 19,297 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F3 · derivative.expiration_date: The restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 2,087 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000055 · edgar.xml · derivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,259

Underlying: Common Shares · 2,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · balance_after: Includes approximately 443 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 634 $21.54 $13,656.36
Disclosure

SEC source: 0000091576-21-000055 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,713

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 2,087 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000055 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:14 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 2,007 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000041 · edgar.xml · derivative · entry 6

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,012

Underlying: Common Shares · 2,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F7 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F8 · balance_after: Includes approximately 320 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:14 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 1,723 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000041 · edgar.xml · derivative · entry 5

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,723

Underlying: Common Shares · 1,723 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F5 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F6 · balance_after: Includes approximately 183 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:14 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 2,113 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000041 · edgar.xml · derivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vested in four equal annual installments ending on February 17, 2021.

F3 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vested in four equal annual installments ending on February 17, 2021.

F4 · derivative.underlying_shares: Includes approximately 112 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:14 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 1,775 $19.72 $35,003.00
Disclosure

SEC source: 0000091576-21-000041 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,260

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:14 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 5,843 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000041 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:52 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 11,094 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0000091576-21-000026 · edgar.xml · derivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,094

Underlying: Common Shares · 11,094 shares

Expires 2031-02-17

F4 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:52 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 5,899 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000026 · edgar.xml · derivative · entry 3

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,899

Underlying: Common Shares · 5,899 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F3 · derivative.expiration_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:24 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 12,850 $0.00 Strike: $10.49 $0.00
Disclosure

SEC source: 0000091576-21-000014 · edgar.xml · derivative · entry 7

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,850 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments ending on February 15, 2020.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:24 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 5,633 $0.00 Strike: $9.33 $0.00
Disclosure

SEC source: 0000091576-21-000014 · edgar.xml · derivative · entry 6

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,633 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal annual installments ending on March 1, 2017.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:24 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 9,128 $18.55 $169,324.40
Disclosure

SEC source: 0000091576-21-000014 · edgar.xml · nonDerivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,193

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:24 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 12,850 $10.49 $134,796.50
Disclosure

SEC source: 0000091576-21-000014 · edgar.xml · nonDerivative · entry 3

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:24 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 3,842 $18.55 $71,269.10
Disclosure

SEC source: 0000091576-21-000014 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,471

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:24 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 5,633 $9.33 $52,555.89
Disclosure

SEC source: 0000091576-21-000014 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 20:02 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 6,000 $0.00 Strike: $7.98 $0.00
Disclosure

SEC source: 0001799551-20-000076 · edgar.xml · derivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,000 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal annual installments ending on March 2, 2016.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 20:02 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 3,659 $13.09 $47,896.31
Disclosure

SEC source: 0001799551-20-000076 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,680

Read SEC document
October 22, 2020 Filed Oct 26, 2020 20:02 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 6,000 $7.98 $47,880.00
Disclosure

SEC source: 0001799551-20-000076 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:28 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 12,668 $0.00 Strike: $18.98 $0.00
Disclosure

SEC source: 0001799551-20-000035 · edgar.xml · derivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,668

Underlying: Common Shares · 12,668 shares

Expires 2030-02-24

F4 · derivative.exercise_date: The option to buy, granted on February 24, 2020, vests in four equal annual installments beginning on February 24, 2021.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:28 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 7,903 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000035 · edgar.xml · derivative · entry 3

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,903

Underlying: Common Shares · 7,903 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 1,900 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000020 · edgar.xml · derivative · entry 9

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,699

Underlying: Common Shares · 1,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F10 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F11 · balance_after: Includes approximately 290 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 1,631 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000020 · edgar.xml · derivative · entry 8

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,263

Underlying: Common Shares · 1,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F8 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F9 · balance_after: Includes approximately 187 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 2,001 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000020 · edgar.xml · derivative · entry 7

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,001

Underlying: Common Shares · 2,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F6 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F7 · balance_after: Includes approximately 152 dividend-equivalent restricted stock units accrued between March and December 2019.

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February 17, 2020 Filed Feb 19, 2020 21:48 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 4,412 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000020 · edgar.xml · derivative · entry 6

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F4 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F5 · derivative.underlying_shares: Includes approximately 168 dividend-equivalent restricted stock units accrued between March and December 2019.

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February 17, 2020 Filed Feb 19, 2020 21:48 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 2,398 $19.73 $47,312.54
Disclosure

SEC source: 0001799551-20-000020 · edgar.xml · nonDerivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,339

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantCommon Shares 7,901 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000020 · edgar.xml · nonDerivative · entry 3

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,737

F2 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 20, 2017.

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February 17, 2020 Filed Feb 19, 2020 21:48 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 3,014 $19.73 $59,466.22
Disclosure

SEC source: 0001799551-20-000020 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,836

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:48 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 9,944 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000020 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 768 $0.00 Strike: $8.42 $0.00
Disclosure

SEC source: 0001799551-20-000006 · edgar.xml · derivative · entry 7

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 768 shares

Expires 2020-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in three equal annual installments ending on July 27, 2013.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 6,419 $0.00 Strike: $7.98 $0.00
Disclosure

SEC source: 0001799551-20-000006 · edgar.xml · derivative · entry 6

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Shares · 6,419 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal annual installments ending on March 2, 2016.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:17 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 768 $19.88 $15,267.84
Disclosure

SEC source: 0001799551-20-000006 · edgar.xml · nonDerivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,906

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 768 $8.42 $6,466.56
Disclosure

SEC source: 0001799551-20-000006 · edgar.xml · nonDerivative · entry 3

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 2,577 $19.88 $51,230.76
Disclosure

SEC source: 0001799551-20-000006 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,906

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:17 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 6,419 $7.98 $51,223.62
Disclosure

SEC source: 0001799551-20-000006 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2019 Filed Oct 22, 2019 20:37 UTC KEYCORP /NEW/ KEY · Entity 3220 GiftCommon Shares 1,715 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000066 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,065

Read SEC document
February 18, 2019 Filed Feb 20, 2019 21:56 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 10,423 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001294671-19-000020 · edgar.xml · derivative · entry 9

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,423

Underlying: Common Shares · 10,423 shares

Expires 2029-02-18

F12 · derivative.exercise_date: The options to buy, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 21:56 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 7,310 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000020 · edgar.xml · derivative · entry 8

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,310

Underlying: Common Shares · 7,310 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F11 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F11 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 21:56 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000020 · edgar.xml · derivative · entry 7

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,708

Underlying: Common Shares · 1,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F9 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F10 · balance_after: Includes approximately 189 dividend-equivalent restricted stock units accrued between March and December 2018.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 21:56 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 1,924 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000020 · edgar.xml · derivative · entry 6

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,849

Underlying: Common Shares · 1,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F7 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F8 · balance_after: Includes approximately 174 dividend-equivalent restricted stock units accrued between March and December 2018.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 21:56 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 4,244 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000020 · edgar.xml · derivative · entry 5

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,244

Underlying: Common Shares · 4,244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F5 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F6 · balance_after: Includes approximately 255 dividend-equivalent restricted stock units accrued between March and December 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.