Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KEYCORP /NEW/KEY · Entity 3220 | General Counsel | December 05, 2019 | December 09, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KEYCORP /NEW/
Report date December 05, 2019 · Filed December 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 70,675 |
Reported balance
After 2019-12-05 transaction · row 1
1 source rowRow 1 · 2019-12-05 · Gift · Disposed 2,663 · Balance 70,675 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2019 Filed Dec 9, 2019 21:04 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GiftCommon Shares | 2,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000078 · edgar.xml · nonDerivative · entry 1 Harris Paul N · CIK 0001294671 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,675 Read SEC document |
| October 31, 2019 Filed Oct 31, 2019 20:27 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GiftCommon Shares | 5,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000072 · edgar.xml · nonDerivative · entry 2 Harris Paul N · CIK 0001294671 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,338 Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 20:27 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 173,777 | $18.50 | $3,214,874.50 |
DisclosureSEC source: 0001294671-19-000072 · edgar.xml · nonDerivative · entry 1 Harris Paul N · CIK 0001294671 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,811 Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:57 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 38,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000021 · edgar.xml · derivative · entry 9 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,549 Underlying: Common Shares · 38,549 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F11 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. F11 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:57 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 10,067 | $17.51 | $176,273.17 |
DisclosureSEC source: 0001294671-19-000021 · edgar.xml · nonDerivative · entry 4 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,585 Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 21:57 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantCommon Shares | 32,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-19-000021 · edgar.xml · nonDerivative · entry 3 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,652 F2 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 15, 2016. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:57 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 3,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000021 · edgar.xml · derivative · entry 8 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,564 Underlying: Common Shares · 3,189 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F9 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F9 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F10 · balance_after: Includes approximately 384 dividend-equivalent restricted stock units accrued between March and December 2018. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:57 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 3,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000021 · edgar.xml · derivative · entry 7 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,213 Underlying: Common Shares · 3,607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F7 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F7 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F8 · balance_after: Includes approximately 325 dividend-equivalent restricted stock units accrued between March and December 2018. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:57 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 6,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000021 · edgar.xml · derivative · entry 6 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,687 Underlying: Common Shares · 6,687 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F5 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F5 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F6 · balance_after: Includes approximately 402 dividend-equivalent restricted stock units accrued between March and December 2018. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:57 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 4,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000021 · edgar.xml · derivative · entry 5 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 4,684 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F3 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019. F3 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019. F4 · derivative.underlying_shares: Includes approximately 141 dividend-equivalent restricted stock units accrued between March and December 2018. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:57 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 5,515 | $17.51 | $96,567.65 |
DisclosureSEC source: 0001294671-19-000021 · edgar.xml · nonDerivative · entry 2 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,852 Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 21:57 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 18,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-19-000021 · edgar.xml · nonDerivative · entry 1 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:37 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantOption to Buy · Derivative | 12,695 | $0.00 Strike: $21.02 | $0.00 |
DisclosureSEC source: 0001294671-18-000022 · edgar.xml · derivative · entry 10 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,695 Underlying: Common Shares · 12,695 shares Expires 2028-02-19 F12 · derivative.exercise_date: The options to buy, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:37 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantRestricted Stock Units · Derivative | 12,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000022 · edgar.xml · derivative · entry 9 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,369 Underlying: Common Shares · 12,369 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F11 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. F11 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:37 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 7,398 | $21.02 | $155,505.96 |
DisclosureSEC source: 0001294671-18-000022 · edgar.xml · nonDerivative · entry 4 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,201 Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 22:37 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantCommon Shares | 24,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000022 · edgar.xml · nonDerivative · entry 3 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,599 F2 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 16, 2015. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:37 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 3,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000022 · edgar.xml · derivative · entry 8 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,495 Underlying: Common Shares · 3,499 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F9 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F9 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018. F10 · balance_after: Includes approximately 281 dividend-equivalent restricted stock units accrued between March and December 2017. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:37 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 6,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000022 · edgar.xml · derivative · entry 7 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,972 Underlying: Common Shares · 6,486 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F7 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F7 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017. F8 · balance_after: Includes approximately 391 dividend-equivalent restricted stock units accrued between March and December 2017. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:37 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 4,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000022 · edgar.xml · derivative · entry 6 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,543 Underlying: Common Shares · 4,543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F5 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016. F5 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016. F6 · balance_after: Includes approximately 183 dividend-equivalent restricted stock units accrued between March and December 2017. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:37 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionRestricted Stock Units · Derivative | 5,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000022 · edgar.xml · derivative · entry 5 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 5,052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. F3 · derivative.exercise_date: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018. F3 · derivative.expiration_date: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018. F4 · derivative.underlying_shares: Includes approximately 102 dividend-equivalent restricted stock units accrued between March and December 2017. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:37 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 5,945 | $21.02 | $124,963.90 |
DisclosureSEC source: 0001294671-18-000022 · edgar.xml · nonDerivative · entry 2 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,226 Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 22:37 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 19,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000022 · edgar.xml · nonDerivative · entry 1 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 20:49 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 140 | $18.27 | $2,557.80 |
DisclosureSEC source: 0001294671-17-000096 · edgar.xml · nonDerivative · entry 2 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,591 Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:49 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 2,618 | $18.55 | $48,563.90 |
DisclosureSEC source: 0001294671-17-000096 · edgar.xml · nonDerivative · entry 1 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,731 F1 · balance_after: Includes approximately 65 common shares acquired through dividend reinvestment between March and September 2017. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 12,989 | $0.00 Strike: $7.98 | $0.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · derivative · entry 29 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 12,989 shares Expires 2022-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option vested in four equal annual installments ending on March 2, 2016. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 27,350 | $0.00 Strike: $9.26 | $0.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · derivative · entry 28 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 27,350 shares Expires 2021-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option vested in four equal annual installments ending on March 4, 2015. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 11,876 | $0.00 Strike: $8.42 | $0.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · derivative · entry 27 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 11,876 shares Expires 2020-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option vested in three equal annual installments ending on July 27, 2013. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 18,019 | $0.00 Strike: $5.55 | $0.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · derivative · entry 26 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 18,019 shares Expires 2019-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in three equal annual installments ending on July 27, 2012. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 8,962 | $0.00 Strike: $11.16 | $0.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · derivative · entry 25 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 8,962 shares Expires 2018-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in three equal annual installments ending on July 25, 2011. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 5,656 | $18.33 | $103,674.48 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 18 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,284 Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 12,989 | $7.98 | $103,652.22 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 17 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 13,786 | $18.37 | $253,248.82 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 16 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,951 Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 27,350 | $9.26 | $253,261.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 15 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 5,443 | $18.37 | $99,987.91 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 14 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,387 Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 11,876 | $8.42 | $99,995.92 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 13 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 5,438 | $18.39 | $100,004.82 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 12 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,954 Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 18,019 | $5.55 | $100,005.45 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 11 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Tax withholdingCommon Shares | 5,447 | $18.36 | $100,006.92 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 10 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,373 Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 8,962 | $11.16 | $100,015.92 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 9 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 16,901 | $0.00 Strike: $9.33 | $0.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · derivative · entry 24 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 16,901 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: This option vested in four equal annual installments ending on March 1, 2017. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 40,236 | $0.00 Strike: $7.98 | $0.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · derivative · entry 23 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,989 Underlying: Common Shares · 40,236 shares Expires 2022-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option vested in four equal annual installments ending on March 2, 2016. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 15,056 | $0.00 Strike: $9.26 | $0.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · derivative · entry 22 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,350 Underlying: Common Shares · 15,056 shares Expires 2021-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option vested in four equal annual installments ending on March 4, 2015. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 38,262 | $0.00 Strike: $8.42 | $0.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · derivative · entry 21 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,876 Underlying: Common Shares · 38,262 shares Expires 2020-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option vested in three equal annual installments ending on July 27, 2013. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 48,531 | $0.00 Strike: $5.55 | $0.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · derivative · entry 20 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,019 Underlying: Common Shares · 48,531 shares Expires 2019-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in three equal annual installments ending on July 27, 2012. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionOption to Buy · Derivative | 46,038 | $0.00 Strike: $11.16 | $0.00 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · derivative · entry 19 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,962 Underlying: Common Shares · 46,038 shares Expires 2018-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in three equal annual installments ending on July 25, 2011. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | SaleCommon Shares | 205,024 | $18.56 | $3,805,245.44 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 8 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,858 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.55 to $18.57. F3 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 16,901 | $9.33 | $157,686.33 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 7 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 40,236 | $7.98 | $321,083.28 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 6 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 15,056 | $9.26 | $139,418.56 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 5 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:33 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 38,262 | $8.42 | $322,166.04 |
DisclosureSEC source: 0001294671-17-000085 · edgar.xml · nonDerivative · entry 4 Harris Paul N · CIK 0001294671 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.