Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KEYCORP /NEW/KEY · Entity 3220 | Director | May 15, 2025 | May 19, 2025 |
| Snap-on IncSNA · Entity 3268 | Director | February 12, 2026 | February 12, 2026 |
| Voya Financial, Inc.VOYA · Entity 3571 | Director | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KEYCORP /NEW/
Report date May 15, 2025 · Filed May 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred SharesSEC Table II · derivative / convertible security | Direct | 67,068 |
Reported balance
After 2025-05-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-05-15 · Grant · Acquired 8,798 · Balance 67,068 F4: Each Deferred Share is the economic equivalent of one Common Share. F6: The Deferred Shares were awarded under the Deferred Share Plan. F5: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until October 1, 2029. F7: Includes approximately 2,959 dividend-equivalent Deferred Shares accrued between June 2024 and March 2025. |
| Common SharesSEC Table I · non-derivative | Direct | 62,970 |
Reported balance
Holding disclosure · report date 2025-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 62,970 |
| Common SharesSEC Table I · non-derivative | IndirectBy Trust | 87,715 |
Reported balance
Holding disclosure · report date 2025-05-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 87,715 F1: These shares are held in a living trust. The reporting person is trustee of the trust. |
| Common SharesSEC Table I · non-derivative | IndirectBy Trust | 5,954 |
Reported balance
Holding disclosure · report date 2025-05-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,954 F2: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. |
| Common SharesSEC Table I · non-derivative | IndirectBy Trust | 4,485 |
Reported balance
Holding disclosure · report date 2025-05-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,485 F3: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is trustee of the trust. |
| Common SharesSEC Table I · non-derivative | IndirectBy Trust | 12,900 |
Reported balance
Holding disclosure · report date 2025-05-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 12,900 F2: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held in a living trust. The reporting person is trustee of the trust.
F2: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust.
F3: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is trustee of the trust.
F4: Each Deferred Share is the economic equivalent of one Common Share.
F5: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until October 1, 2029.
F6: The Deferred Shares were awarded under the Deferred Share Plan.
F7: Includes approximately 2,959 dividend-equivalent Deferred Shares accrued between June 2024 and March 2025.
Snap-on Inc
Report date February 12, 2026 · Filed February 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,526.5609 |
Reported balance
After 2026-02-12 transaction · row 1
1 source rowRow 1 · 2026-02-12 · Grant · Acquired 520 · Balance 10,526.5609 F1: Grant of restricted stock from the Company. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 289.7773 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 289.7773 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 370 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 370 |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,064.629 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,064.629 F2: 1 for 1. F3: Scheduled for issuance in a lump sum after the earliest of July 25, 2029, death or a change of control. F4: Includes 53.918 deferred stock units acquired through exempt dividend reinvestments. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock from the Company.
F2: 1 for 1.
F3: Scheduled for issuance in a lump sum after the earliest of July 25, 2029, death or a change of control.
F4: Includes 53.918 deferred stock units acquired through exempt dividend reinvestments.
Voya Financial, Inc.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Fee Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,061.939 |
Reported balance
After 2026-09-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-30 · Grant · Acquired 88.643 · Balance 6,061.939 F2: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3: Includes dividend of 29.108 shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 7,162 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,162 F1: These shares are held in a trust for the benefit of the reporting person. The reporting person is the trustee of the trust. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 29,595 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 29,595 F4: The stock units will vest based on their respective award agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held in a trust for the benefit of the reporting person. The reporting person is the trustee of the trust.
F2: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.
F3: Includes dividend of 29.108 shares.
F4: The stock units will vest based on their respective award agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 3, 2026 00:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 88.643 | $94.48 | $8,374.99 |
DisclosureSEC source: 0001535929-26-000169 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,061.939 Underlying: Common Stock · 88.643 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 29.108 shares. Read SEC document |
| June 30, 2026 Filed Jul 1, 2026 20:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 78.703 | $90.53 | $7,124.98 |
DisclosureSEC source: 0001535929-26-000129 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,944.188 Underlying: Common Stock · 78.703 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 30.092 shares. Read SEC document |
| May 21, 2026 Filed May 26, 2026 20:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 2,062 | $82.42 | $169,950.04 |
DisclosureSEC source: 0001535929-26-000107 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,595 Underlying: Common Stock · 2,062 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2027 Annual Meeting of Shareholders. F2 · derivative.expiration_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2027 Annual Meeting of Shareholders. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 20:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 104.289 | $68.32 | $7,125.02 |
DisclosureSEC source: 0001535929-26-000053 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,835.393 Underlying: Common Stock · 104.289 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 40.402 shares. Read SEC document |
| February 12, 2026 Filed Feb 12, 2026 22:47 UTC | Snap-on Inc SNA · Entity 3268 | GrantCommon Stock | 520 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091440-26-000052 · form4.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,526.5609 F1 · price: Grant of restricted stock from the Company. Read SEC document |
| May 22, 2025 Filed May 27, 2025 20:51 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 2,547 | $66.72 | $169,935.84 |
DisclosureSEC source: 0001127602-25-015692 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,533 Underlying: Common Stock · 2,547 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2026 Annual Meeting of Shareholders. F3 · derivative.expiration_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2026 Annual Meeting of Shareholders. Read SEC document |
| May 15, 2025 Filed May 19, 2025 21:01 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 8,798 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-25-000084 · wk-form4_1747688504.xml · derivative · entry 6 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,068 Underlying: Common Shares · 8,798 shares Expires not disclosed F4 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F6 · price: The Deferred Shares were awarded under the Deferred Share Plan. F5 · derivative.exercise_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until October 1, 2029. F5 · derivative.expiration_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until October 1, 2029. F7 · balance_after: Includes approximately 2,959 dividend-equivalent Deferred Shares accrued between June 2024 and March 2025. Read SEC document |
| February 13, 2025 Filed Feb 14, 2025 02:01 UTC | Snap-on Inc SNA · Entity 3268 | GrantCommon Stock | 493 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-25-004775 · form4.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,006.5609 F1 · price: Grant of restricted stock from the Company. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 2,055 | $73.00 | $150,015.00 |
DisclosureSEC source: 0001127602-24-016695 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,986 Underlying: Common Stock · 2,055 shares Expires not disclosed F2 · derivative.exercise_price: The stock units will vest based on their respective award agreements. F3 · derivative.exercise_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2025 Annual Meeting of Shareholders. F3 · derivative.expiration_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2025 Annual Meeting of Shareholders. Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:28 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 9,283 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-24-000070 · wk-form4_1715632109.xml · derivative · entry 6 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,311 Underlying: Common Shares · 9,283 shares Expires not disclosed F6 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F8 · price: The Deferred Shares were awarded under the Deferred Share Plan. F7 · derivative.exercise_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2027. F7 · derivative.expiration_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until July 1, 2027. F9 · balance_after: Includes approximately 2,929 dividend-equivalent Deferred Shares accrued between June 2023 and March 2024. Read SEC document |
| March 04, 2024 Filed Mar 4, 2024 23:06 UTC | Snap-on Inc SNA · Entity 3268 | GiftCommon Stock | 370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-008250 · form4.xml · nonDerivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 370 F1 · price: Bona fide gift of shares to a trust for the benefit of a grandchild of the Reporting Person. The Reporting Person's spouse serves as the trustee of the trust. Read SEC document |
| March 04, 2024 Filed Mar 4, 2024 23:06 UTC | Snap-on Inc SNA · Entity 3268 | GiftCommon Stock | 370 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-008250 · form4.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,513.5609 F1 · price: Bona fide gift of shares to a trust for the benefit of a grandchild of the Reporting Person. The Reporting Person's spouse serves as the trustee of the trust. Read SEC document |
| February 15, 2024 Filed Feb 15, 2024 22:52 UTC | Snap-on Inc SNA · Entity 3268 | GrantCommon Stock | 599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-005206 · form4.xml · nonDerivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,883.5609 F2 · price: Grant of restricted stock from the Company. F3 · balance_after: Direct ownership includes 2,012 shares previously reported as being indirectly held in a grantor retained annuity trust (GRAT), the Gillis-McGuinnis May 2020 Irrevocable Trust, of which the Reporting Person serves as the trustee and annuitant. F4 · balance_after: Includes 204.7739 shares acquired under a dividend reinvestment plan. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 149.054 | $72.96 | $10,874.98 |
DisclosureSEC source: 0001127602-24-000111 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,422.707 Underlying: Common Stock · 149.054 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 28.665shares. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 20:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 163.657 | $66.45 | $10,875.01 |
DisclosureSEC source: 0001127602-23-025008 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,244.988 Underlying: Common Stock · 163.657 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 30.606 shares. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 21:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 151.652 | $71.71 | $10,874.96 |
DisclosureSEC source: 0001127602-23-020241 · form4.xml · derivative · entry 4 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,050.725 Underlying: Common Stock · 151.652 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| June 28, 2023 Filed Jul 5, 2023 21:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 13.906 | $70.26 | $977.04 |
DisclosureSEC source: 0001127602-23-020241 · form4.xml · derivative · entry 3 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,899.073 Underlying: Common Stock · 13.906 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 2,165 | $69.29 | $150,012.85 |
DisclosureSEC source: 0001127602-23-017105 · form4.xml · derivative · entry 3 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,931 Underlying: Common Stock · 2,165 shares Expires not disclosed F4 · derivative.exercise_price: The stock units will vest based on their respective award agreements. F5 · derivative.exercise_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders. F5 · derivative.expiration_date: 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2024 Annual Meeting of Shareholders. Read SEC document |
| May 11, 2023 Filed May 15, 2023 21:01 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 15,401 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-23-000079 · wk-form4_1684184491.xml · derivative · entry 6 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,099 Underlying: Common Shares · 15,401 shares Expires not disclosed F4 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F6 · price: The Deferred Shares were awarded under the Deferred Share Plan. F5 · derivative.exercise_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 1, 2027. F5 · derivative.expiration_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 1, 2027. F7 · balance_after: Includes approximately 803 dividend-equivalent Deferred Shares accrued between December 2022 and March 2023. Read SEC document |
| March 31, 2023 Filed Jul 5, 2023 21:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 152.183 | $71.46 | $10,875.00 |
DisclosureSEC source: 0001127602-23-020241 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,885.167 Underlying: Common Stock · 152.183 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · date: This Form 4 filing includes a transaction that occurred in March and not accounted for due to an administrative error. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 21:04 UTC | KEYCORP /NEW/ KEY · Entity 3220 | PurchaseCommon Shares | 2,000 | $12.95 | $25,900.00 |
DisclosureSEC source: 0000091576-23-000054 · wf-form4_167900062902639.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 42,961 F1 · balance_after: Includes approximately 2,950 dividend-equivalent common shares accrued since December 2020. F2 · ownership.nature: These shares are held in a living trust. The reporting person is trustee of the trust. Read SEC document |
| February 09, 2023 Filed Feb 10, 2023 21:54 UTC | Snap-on Inc SNA · Entity 3268 | GrantCommon Stock | 640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-004497 · form4.xml · nonDerivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,067.787 F1 · price: Grant of restricted stock from the Company. F2 · balance_after: Includes 145.4996 shares acquired under a dividend reinvestment plan. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:32 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 176.858 | $61.49 | $10,875.00 |
DisclosureSEC source: 0001127602-23-000508 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,719.523 Underlying: Common Stock · 176.858 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 14.513 shares. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 21:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 179.752 | $60.50 | $10,875.00 |
DisclosureSEC source: 0001127602-22-023297 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,528.152 Underlying: Common Stock · 179.752 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 14.229 shares. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 20:43 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 9,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-22-000107 · wf-form4_166491617243122.xml · derivative · entry 7 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,895 Underlying: Common Shares · 9,124 shares Expires 2022-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. F6 · balance_after: Includes approximately 772 dividend-equivalent deferred shares accrued under the Deferred Share Plan in June and September 2022. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 20:43 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 9,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-22-000107 · wf-form4_166491617243122.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 21:50 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 181.462 | $59.93 | $10,875.02 |
DisclosureSEC source: 0001127602-22-018305 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,334.171 Underlying: Common Stock · 181.462 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 13.810 shares. Read SEC document |
| May 26, 2022 Filed Jun 1, 2022 01:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 2,074 | $67.48 | $139,953.52 |
DisclosureSEC source: 0001127602-22-016084 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,766 Underlying: Common Stock · 2,074 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 100% of the restricted stock units will vest on May 26, 2023. F3 · derivative.expiration_date: 100% of the restricted stock units will vest on May 26, 2023. Read SEC document |
| May 12, 2022 Filed May 16, 2022 20:09 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 7,285 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-22-000075 · wf-form4_165273175125435.xml · derivative · entry 7 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,247 Underlying: Common Shares · 7,285 shares Expires not disclosed F5 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F7 · price: The Deferred Shares were awarded under the Deferred Share Plan. F6 · derivative.exercise_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until April 1, 2029. F6 · derivative.expiration_date: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until April 1, 2029. F8 · balance_after: Includes approximately 459 dividend-equivalent Deferred Shares accrued between December 2021 and March 2022. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 20:17 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 163.904 | $66.35 | $10,875.03 |
DisclosureSEC source: 0001127602-22-010844 · form4.xml · derivative · entry 3 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,138.899 Underlying: Common Stock · 163.904 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 20:17 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 11.742 | $67.51 | $792.70 |
DisclosureSEC source: 0001127602-22-010844 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,974.995 Underlying: Common Stock · 11.742 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 21:47 UTC | Snap-on Inc SNA · Entity 3268 | GrantCommon Stock | 725 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-004587 · form4.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,282.2874 F1 · price: Grant of restricted stock from the Company. F2 · balance_after: Includes 81.0196 shares acquired under a dividend reinvestment plan. F3 · balance_after: Direct ownership includes 2,688 shares previously reported as being indirectly held in a grantor retained annuity trust (GRAT), the Gillis-McGuinnis May 2020 Irrevocable Trust, of which the Reporting Person serves as the trustee and annuitant. F4 · balance_after: Direct ownership includes 455 shares previously reported as being indirectly held in a grantor retained annuity trust (GRAT), the Gillis-McGuinnis Family 2019 Irrevocable Trust, of which the Reporting Person serves as the trustee and annuitant. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 164.002 | $66.31 | $10,874.97 |
DisclosureSEC source: 0001127602-22-000077 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,963.253 Underlying: Common Stock · 164.002 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 11.399 shares. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 8,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-21-000123 · wf-form4_163346666639436.xml · derivative · entry 7 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,503 Underlying: Common Shares · 8,247 shares Expires 2021-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F1 · price: Each Deferred Share is the economic equivalent of one Common Share. F6 · balance_after: Includes approximately 312 dividend-equivalent deferred shares accrued under the Deferred Share Plan in September 2021. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 8,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-21-000123 · wf-form4_163346666639436.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Deferred Share is the economic equivalent of one Common Share. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:02 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 177.146 | $61.39 | $10,874.99 |
DisclosureSEC source: 0001127602-21-026251 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,787.852 Underlying: Common Stock · 177.146 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 9.643 shares. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 22:47 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 6,781 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-21-000103 · wf-form4_162561163751906.xml · derivative · entry 7 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,438 Underlying: Common Shares · 6,781 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F1 · price: Each Deferred Share is the economic equivalent of one Common Share. F6 · balance_after: Includes approximately 357 dividend-equivalent deferred shares accrued under the Deferred Share Plan in June 2021. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 22:47 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 6,781 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000091576-21-000103 · wf-form4_162561163751906.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Deferred Share is the economic equivalent of one Common Share. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:08 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 176.829 | $61.50 | $10,874.98 |
DisclosureSEC source: 0001127602-21-021213 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,601.063 Underlying: Common Stock · 176.829 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 20:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 9.267 | $60.80 | $563.43 |
DisclosureSEC source: 0001127602-21-020852 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,424.234 Underlying: Common Stock · 9.267 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 2,147 | $65.18 | $139,941.46 |
DisclosureSEC source: 0001127602-21-018491 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,692 Underlying: Common Stock · 2,147 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 100% of the restricted stock units will vest on May 27, 2022. F3 · derivative.expiration_date: 100% of the restricted stock units will vest on May 27, 2022. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:56 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 5,654 | $0.00 | $0.00 |
DisclosureSEC source: 0000091576-21-000090 · wf-form4_162128499397190.xml · derivative · entry 7 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,862 Underlying: Common Shares · 5,654 shares Expires not disclosed F5 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F7 · price: The Deferred Shares were awarded under the Deferred Share Plan. F6 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 1, 2028. F6 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until January 1, 2028. F8 · balance_after: Includes approximately 736 dividend-equivalent Deferred Shares accrued between December 2020 and March 2021. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 170.883 | $63.64 | $10,874.99 |
DisclosureSEC source: 0001127602-21-012601 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,414.967 Underlying: Common Stock · 170.883 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 8.523 shares. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 21:52 UTC | Snap-on Inc SNA · Entity 3268 | GrantCommon Stock | 762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-005896 · form4.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,333.2678 F1 · price: Grant of restricted stock from the Company. F2 · balance_after: Includes 186.4363 shares acquired under a dividend reinvestment plan. F3 · balance_after: Direct ownership includes 745 shares previously reported as being indirectly held in a grantor retained annuity trust (GRAT), the Gillis-McGuinnis Family 2019 Irrevocable Trust, of which the Reporting person serves as the trustee and annuitant. F4 · balance_after: 4,700 shares previously reported as directly owned were transferred to a GRAT, the Gillis-McGinnis May 2020 Irrevocable Trust, of which the Reporting Person serves as the trustee and annuitant. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 184.917 | $58.81 | $10,874.97 |
DisclosureSEC source: 0001127602-21-000178 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,235.561 Underlying: Common Stock · 184.917 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 7.860 shares. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 11,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000073 · edgar.xml · derivative · entry 8 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,471 Underlying: Common Shares · 11,307 shares Expires 2020-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F1 · price: Each Deferred Share is the economic equivalent of one Common Share. F6 · balance_after: Includes approximately 681 dividend-equivalent Deferred Shares accrued in September 2020. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 20:44 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 11,307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001799551-20-000073 · edgar.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Deferred Share is the economic equivalent of one Common Share. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 20:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Fee Plan Issuer Stock Units · Derivative | 226.893 | $47.93 | $10,874.98 |
DisclosureSEC source: 0001127602-20-025999 · form4.xml · derivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,042.784 Underlying: Common Stock · 226.893 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. F3 · balance_after: Includes dividend of 8.776 shares. Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 20:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GiftCommon Shares | 4,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000065 · edgar.xml · nonDerivative · entry 2 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,485 F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is trustee of the trust. Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 20:08 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GiftCommon Shares | 4,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001799551-20-000065 · edgar.xml · nonDerivative · entry 1 GILLIS RUTH ANN M · CIK 0001185158 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,112 F1 · ownership.nature: These shares are held in a living trust. The reporting person is trustee of the trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.