Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARNES & NOBLE INCBKS · Entity 17123 | Director · Chief Executive Officer | July 14, 2017 | July 18, 2017 |
| KEYCORP /NEW/KEY · Entity 3220 | Director | May 21, 2018 | May 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARNES & NOBLE INC
Report date July 14, 2017 · Filed July 18, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 270,853 |
Reported balance
After 2017-07-14 transaction · row 1
1 source rowRow 1 · 2017-07-14 · Tax withholding · Disposed 3,649 · Balance 270,853 F1: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.
KEYCORP /NEW/
Report date May 21, 2018 · Filed May 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 20,435 |
Ending reported balance
After 2018-05-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-05-21 · Exercise / conversion · Acquired 6,448 · Balance 23,659 F1: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 21, 2018, 3,224 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,224 Deferred Shares were settled for an equal number of KeyCorp Common Shares. Row 2 · 2018-05-21 · Disposition to issuer · Disposed 3,224 · Balance 20,435 |
| Deferred SharesSEC Table II · derivative / convertible security · Expires 2018-05-21 | Direct | 22,123 |
Reported balance
After 2018-05-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-05-21 · Exercise / conversion · Disposed 6,448 · Balance 22,123 F1: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 21, 2018, 3,224 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,224 Deferred Shares were settled for an equal number of KeyCorp Common Shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 21, 2018, 3,224 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,224 Deferred Shares were settled for an equal number of KeyCorp Common Shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2018 Filed May 22, 2018 20:15 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 6,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000057 · edgar.xml · derivative · entry 3 PARNEROS DEMOS · CIK 0001183208 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,123 Underlying: Common Shares · 6,448 shares Expires 2018-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 21, 2018, 3,224 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,224 Deferred Shares were settled for an equal number of KeyCorp Common Shares. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 21, 2018, 3,224 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,224 Deferred Shares were settled for an equal number of KeyCorp Common Shares. Read SEC document |
| May 21, 2018 Filed May 22, 2018 20:15 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Disposition to issuerCommon Shares | 3,224 | $20.25 | $65,286.00 |
DisclosureSEC source: 0001294671-18-000057 · edgar.xml · nonDerivative · entry 2 PARNEROS DEMOS · CIK 0001183208 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,435 Read SEC document |
| May 21, 2018 Filed May 22, 2018 20:15 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 6,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000057 · edgar.xml · nonDerivative · entry 1 PARNEROS DEMOS · CIK 0001183208 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 21, 2018, 3,224 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,224 Deferred Shares were settled for an equal number of KeyCorp Common Shares. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:15 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 5,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000048 · edgar.xml · derivative · entry 2 PARNEROS DEMOS · CIK 0001183208 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,571 Underlying: Common Shares · 5,917 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F3 · price: The Deferred Shares were awarded under the Deferred Share Plan. F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 10, 2021. F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 10, 2021. F4 · balance_after: Includes approximately 463 dividend-equivalent Deferred Shares accrued between June 2017 and March 2018. Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 17:22 UTC | BARNES & NOBLE INC BKS · Entity 17123 | Tax withholdingCommon Stock | 3,649 | $7.40 | $27,002.60 |
DisclosureSEC source: 0000950138-17-000581 · edgar.xml · nonDerivative · entry 1 PARNEROS DEMOS · CIK 0001183208 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,853 F1 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 14:25 UTC | BARNES & NOBLE INC BKS · Entity 17123 | GrantCommon Stock | 244,897 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000572 · edgar.xml · nonDerivative · entry 1 PARNEROS DEMOS · CIK 0001183208 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,502 F1 · shares: Grant of restricted stock units (payable solely in common stock of the Issuer on each vesting date), vesting in three equal annual installments on July 13 of each of the years 2018 through 2020. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:39 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 6,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000068 · edgar.xml · derivative · entry 3 PARNEROS DEMOS · CIK 0001183208 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,191 Underlying: Common Shares · 6,421 shares Expires 2017-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 22, 2017, 3,210 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,211 Deferred Shares were settled for an equal number of KeyCorp Common Shares. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 22, 2017, 3,210 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,211 Deferred Shares were settled for an equal number of KeyCorp Common Shares. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:39 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Disposition to issuerCommon Shares | 3,210 | $17.71 | $56,849.10 |
DisclosureSEC source: 0001294671-17-000068 · edgar.xml · nonDerivative · entry 2 PARNEROS DEMOS · CIK 0001183208 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,211 Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:39 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 6,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000068 · edgar.xml · nonDerivative · entry 1 PARNEROS DEMOS · CIK 0001183208 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 22, 2017, 3,210 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,211 Deferred Shares were settled for an equal number of KeyCorp Common Shares. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:55 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 6,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000064 · edgar.xml · derivative · entry 2 PARNEROS DEMOS · CIK 0001183208 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,612 Underlying: Common Shares · 6,787 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F3 · price: The Deferred Shares were awarded under the Deferred Share Plan. F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020. F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020. F4 · balance_after: Includes approximately 504 dividend-equivalent Deferred Shares accrued between June 2016 and March 2017. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 14:47 UTC | BARNES & NOBLE INC BKS · Entity 17123 | GrantCommon Stock | 29,605 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-16-001475 · edgar.xml · nonDerivative · entry 1 PARNEROS DEMOS · CIK 0001183208 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,605 F1 · shares: Grant of restricted stock units (payable solely in common stock of the Issuer on each vesting date), vesting in three equal annual installments on July 14 of each of the years 2017 through 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.