KDP

SEC source: 0001209191-20-035498 · doc4.xml · nonDerivative · entry 4

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,501

SEC source: 0001209191-20-035498 · doc4.xml · nonDerivative · entry 3

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,001

SEC source: 0001209191-20-035496 · doc4.xml · nonDerivative · entry 1

Arboleda Mauricio Leyva · CIK 0001806427 · Pres.,Int'l & Bus. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,400

SEC source: 0001209191-20-035498 · doc4.xml · nonDerivative · entry 2

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,501

SEC source: 0001209191-20-035498 · doc4.xml · nonDerivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,001

SEC source: 0001104659-20-065480 · tm2020752-3_4.xml · derivative · entry 3

JAB Holdings B.V. · CIK 0001579134 · 10% owner

JAB Forest B.V. · CIK 0001576735 · 10% owner

JAB Investments S.a r.l. · CIK 0001747036 · 10% owner

JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner

Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,387,013

Underlying: Common Stock · 10,479,705 shares

Expires not disclosed

F6 · security: JAB Forest B.V. holds and beneficially owns ordinary shares K (the "Ordinary Shares K") of Acorn Holdings B.V. Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn Holdings B.V. from time to time (or the cash value thereof). On May 22, 2020, JAB Forest B.V. agreed to sell Ordinary Shares K then representing an interest in 10,479,705 Shares.

F6 · derivative.exercise_price: JAB Forest B.V. holds and beneficially owns ordinary shares K (the "Ordinary Shares K") of Acorn Holdings B.V. Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn Holdings B.V. from time to time (or the cash value thereof). On May 22, 2020, JAB Forest B.V. agreed to sell Ordinary Shares K then representing an interest in 10,479,705 Shares.

F6 · kind: JAB Forest B.V. holds and beneficially owns ordinary shares K (the "Ordinary Shares K") of Acorn Holdings B.V. Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn Holdings B.V. from time to time (or the cash value thereof). On May 22, 2020, JAB Forest B.V. agreed to sell Ordinary Shares K then representing an interest in 10,479,705 Shares.

F6 · derivative.exercise_date: JAB Forest B.V. holds and beneficially owns ordinary shares K (the "Ordinary Shares K") of Acorn Holdings B.V. Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn Holdings B.V. from time to time (or the cash value thereof). On May 22, 2020, JAB Forest B.V. agreed to sell Ordinary Shares K then representing an interest in 10,479,705 Shares.

F6 · derivative.expiration_date: JAB Forest B.V. holds and beneficially owns ordinary shares K (the "Ordinary Shares K") of Acorn Holdings B.V. Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn Holdings B.V. from time to time (or the cash value thereof). On May 22, 2020, JAB Forest B.V. agreed to sell Ordinary Shares K then representing an interest in 10,479,705 Shares.

F7 · ownership.direct: These Ordinary Shares K are held and beneficially owned by JAB Forest B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Ordinary Shares K held by JAB Forest B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Ordinary Shares K, except to the extent of its pecuniary interests therein.

SEC source: 0001104659-20-065480 · tm2020752-3_4.xml · nonDerivative · entry 2

JAB Holdings B.V. · CIK 0001579134 · 10% owner

JAB Forest B.V. · CIK 0001576735 · 10% owner

JAB Investments S.a r.l. · CIK 0001747036 · 10% owner

JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner

Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,780,000

F4 · shares: On May 22, 2020, JAB Holdings B.V. purchased 7,380,000 Shares from the Underwriter.

F5 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein, other than JAB Forest B.V. As such, each other Reporting Person herein, other than JAB Forest B.V., may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001104659-20-065482 · tm2020752-2_4.xml · nonDerivative · entry 1

Maple Holdings B.V. · CIK 0001746478 · 10% owner

Acorn Holdings B.V. · CIK 0001746728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,745,095

F1 · shares: On May 20, 2020, Maple Holdings B.V. agreed to sell 40,000,000 shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares") to Goldman Sachs & Co. LLC (the "Underwriter"), pursuant to an Underwriting Agreement, by and among Maple Holdings B.V., Keurig Dr Pepper Inc. and the Underwriter.

F2 · ownership.direct: The Shares described in this report are held and beneficially owned by Maple Holdings B.V., a direct subsidiary of Acorn Holdings B.V. As such, Acorn Holdings B.V. may be deemed a beneficial owner of Shares held by Maple Holdings B.V. Acorn Holdings B.V. disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001104659-20-065480 · tm2020752-3_4.xml · nonDerivative · entry 1

JAB Holdings B.V. · CIK 0001579134 · 10% owner

JAB Forest B.V. · CIK 0001576735 · 10% owner

JAB Investments S.a r.l. · CIK 0001747036 · 10% owner

JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner

Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 868,745,095

F1 · shares: On May 20, 2020, Maple Holdings B.V. agreed to sell (the "Share Sale") 40,000,000 shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares") to Goldman Sachs & Co. LLC (the "Underwriter"), pursuant to an Underwriting Agreement, by and among Maple Holdings B.V., Keurig Dr Pepper Inc. and the Underwriter.

F2 · shares: On the basis of JAB Forest B.V.'s beneficial ownership of Ordinary Shares K of Acorn Holdings B.V. (as described in footnote 7 herein), the Share Sale may be deemed a sale of Shares by each Reporting Person herein to the extent of such Reporting Person's pecuniary interest therein.

F3 · ownership.nature: These Shares are held by Maple Holdings B.V. On the basis of JAB Forest B.V.'s beneficial ownership of Ordinary Shares K of Acorn Holdings B.V. (as described in footnote 7 herein), each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001209191-21-010952 · doc4.xml · nonDerivative · entry 1

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,510

F1 · kind: Reflects additional shares acquired by the Reporting Person as a result of a dividend reinvestment plan administered by the Reporting Person's broker.

SEC source: 0001209191-20-018959 · doc4.xml · nonDerivative · entry 1

Mondelez International, Inc. · CIK 0001103982 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 39,468

F1 · security: Dirk Van de Put and Gerhard Pleuhs (the "Directors") are officers of Mondelez International, Inc. ("Mondelez International") and serve on the Board of Directors of Keurig Dr Pepper Inc. ("KDP"). On March 12, 2020, KDP granted to the Directors, in their capacities as directors of KDP, an aggregate of 13,920 restricted stock units. The Directors have agreed that they will not receive any separate compensation for serving as directors of KDP and will transfer to Mondelez International any director compensation they receive from KDP, including any awards made pursuant to grants of restricted stock units.

F2 · shares: Restricted stock units granted under KDP's Omnibus Stock Incentive Plan of 2019. Each restricted stock unit represents a contingent right to receive one share of KDP Common Stock. The restricted stock unit grant for each Director vests in one installment on March 12, 2025 and will be settled in shares of KDP Common Stock on the vesting date.

SEC source: 0001209191-20-018964 · doc4.xml · derivative · entry 3

Arboleda Mauricio Leyva · CIK 0001806427 · Pres.,Int'l & Bus. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,486

Underlying: Common Stock · 217,486 shares

Expires not disclosed

F5 · security: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program ("Elite Program") under the Issuer's Omnibus Stock Incentive Plan of 2019. If at any time starting on March 12, 2022 through March 12, 2025, the Reporting Person owns fewer than 217,486 shares of Common Stock but more than 130,492 shares of Common Stock, a pro rata portion of the Matching RSU grant will be forfeited. If at any time starting on March 12, 2022 through March 12, 2025, the Reporting Person owns fewer than 130,492 shares of Common Stock, the entire Matching RSU grant will be forfeited.

F3 · derivative.exercise_price: Upon vesting, each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F6 · derivative.exercise_date: These Matching RSUs vest on March 12, 2025 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program.

F6 · derivative.expiration_date: These Matching RSUs vest on March 12, 2025 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program.

SEC source: 0001209191-20-018964 · doc4.xml · derivative · entry 2

Arboleda Mauricio Leyva · CIK 0001806427 · Pres.,Int'l & Bus. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,458

Underlying: Common Stock · 652,458 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F4 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in two installments as follows: 40% on March 12, 2022 and the remaining 60% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

F4 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in two installments as follows: 40% on March 12, 2022 and the remaining 60% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

SEC source: 0001209191-20-018964 · doc4.xml · derivative · entry 1

Arboleda Mauricio Leyva · CIK 0001806427 · Pres.,Int'l & Bus. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,694

Underlying: Common Stock · 95,694 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

SEC source: 0001209191-20-018937 · doc4.xml · derivative · entry 1

Simon Fabien · CIK 0001765209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960

Underlying: Common Stock · 6,960 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

SEC source: 0001209191-20-018935 · doc4.xml · derivative · entry 2

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,449

Underlying: Common Stock · 30,449 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

F3 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

SEC source: 0001209191-20-018935 · doc4.xml · nonDerivative · entry 1

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,071

F1 · kind: Represents shares acquired as a result of a dividend reinvestment plan administered by the reporting person's broker.

F1 · shares: Represents shares acquired as a result of a dividend reinvestment plan administered by the reporting person's broker.

SEC source: 0001209191-20-018922 · doc4.xml · derivative · entry 1

Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,449

Underlying: Common Stock · 30,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019

F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

SEC source: 0001209191-20-018896 · doc4.xml · derivative · entry 1

Cortes Fernando · CIK 0001741121 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,197

Underlying: Common Stock · 52,197 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

SEC source: 0001209191-20-018943 · doc4.xml · derivative · entry 1

Stephens Angela A. · CIK 0001457301 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,487

Underlying: Common Stock · 18,487 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

SEC source: 0001209191-20-018985 · doc4.xml · derivative · entry 1

Trebilcock James R. · CIK 0001446902 · Chief Concentrate Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,148

Underlying: Common Stock · 39,148 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

SEC source: 0001209191-20-018893 · doc4.xml · derivative · entry 1

Baldwin James L. JR · CIK 0001432449 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,148

Underlying: Common Stock · 39,148 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

SEC source: 0001209191-20-018927 · doc4.xml · derivative · entry 1

PATSLEY PAMELA H · CIK 0001182591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960

Underlying: Common Stock · 6,960 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

SEC source: 0001209191-20-018953 · doc4.xml · derivative · entry 1

YOUNG LARRY D · CIK 0001206946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960

Underlying: Common Stock · 6,960 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

SEC source: 0001209191-20-018949 · doc4.xml · derivative · entry 1

Van de Put Dirk · CIK 0001536137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960

Underlying: Common Stock · 6,960 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F3 · balance_after: The Reporting Person is an officer of Mondelez International, Inc. ("Mondelez International") and serves on the Board of Directors of the Issuer as a nominee of Mondelez International, a stockholder of the Issuer. The Reporting Person has agreed that he will not receive any separate compensation for serving as a director of the Issuer and will transfer to Mondelez International any director compensation he receives from the Issuer, including any awards made pursuant to grants of restricted stock units. The Reporting Person disclaims beneficial ownership of such restricted stock units except to the extent of his pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-20-018940 · doc4.xml · derivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960

Underlying: Common Stock · 6,960 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

SEC source: 0001209191-20-018930 · doc4.xml · derivative · entry 1

Pleuhs Gerhard W. · CIK 0001251844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960

Underlying: Common Stock · 6,960 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F3 · balance_after: The Reporting Person is an officer of Mondelez International, Inc. ("Mondelez International") and serves on the Board of Directors of the Issuer as a nominee of Mondelez International, a stockholder of the Issuer. The Reporting Person has agreed that he will not receive any separate compensation for serving as a director of the Issuer and will transfer to Mondelez International any director compensation he receives from the Issuer, including any awards made pursuant to grants of restricted stock units. The Reporting Person disclaims beneficial ownership of such restricted stock units except to the extent of his pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-20-018924 · doc4.xml · derivative · entry 1

Michaels Paul S. · CIK 0001646199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960

Underlying: Common Stock · 6,960 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

SEC source: 0001209191-20-018919 · doc4.xml · derivative · entry 1

Kamenetzky Anna-Lena · CIK 0001745829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960

Underlying: Common Stock · 6,960 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

SEC source: 0001209191-20-018916 · doc4.xml · derivative · entry 1

Hovde Genevieve · CIK 0001745834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960

Underlying: Common Stock · 6,960 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

SEC source: 0001209191-20-018912 · doc4.xml · derivative · entry 3

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960

Underlying: Common Stock · 6,960 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.exercise_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F3 · derivative.expiration_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

SEC source: 0001209191-20-018908 · doc4.xml · derivative · entry 1

Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,197

Underlying: Common Stock · 52,197 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

SEC source: 0001209191-20-018902 · doc4.xml · derivative · entry 1

Gamgort Robert James · CIK 0001570836 · Director · Chief Executive Officer · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,437

Underlying: Common Stock · 204,437 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

SEC source: 0001209191-20-018900 · doc4.xml · derivative · entry 1

Dokmecioglu Ozan · CIK 0001745833 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,694

Underlying: Common Stock · 95,694 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

SEC source: 0001209191-20-018898 · doc4.xml · derivative · entry 1

DeNooyer Mary Beth · CIK 0001587484 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,449

Underlying: Common Stock · 30,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.

SEC source: 0001209191-20-018283 · doc4.xml · derivative · entry 2

Cortes Fernando · CIK 0001741121 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,452 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Pursuant to the Agreement and Plan of Merger, dated January 29, 2018, ("Agreement"), between Maple Parent Holdings Corp., ("Maple"), Dr Pepper Snapple Group, Inc. ("DPS") and Salt Merger Sub, Inc., ("SMS"), SMS merged on July 9, 2018 into Maple (the "Merger"), with Maple surviving the Merger as a wholly-owned subsidiary of DPS. DPS was renamed Keurig Dr Pepper Inc.("KDP"). The Reporting Person elected to have each issued and outstanding DPS stock option converted into KDP stock options at the effective time of the Merger.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

F1 · derivative.underlying_shares: The Reporting Person has elected to exercise and hold the shares at this time.

SEC source: 0001209191-20-018283 · doc4.xml · nonDerivative · entry 1

Cortes Fernando · CIK 0001741121 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

SEC source: 0001209191-20-018282 · doc4.xml · nonDerivative · entry 1

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $24.2400-$24.5000. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001104659-20-031969 · tm2012119d1_4.xml · nonDerivative · entry 1

Maple Holdings B.V. · CIK 0001746478 · 10% owner

Acorn Holdings B.V. · CIK 0001746728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908,745,095

F1 · shares: On March 9, 2020, Maple Holdings B.V. sold 33,165,829 shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares") to Morgan Stanley & Co. LLC (the "Underwriter"), pursuant to an Underwriting Agreement, by and among Maple Holdings B.V., Mondelez International Holdings LLC, Keurig Dr Pepper Inc. and the Underwriter.

F2 · ownership.direct: The Shares described in this report are held and beneficially owned by Maple Holdings B.V., a direct subsidiary of Acorn Holdings B.V. As such, Acorn Holdings B.V. may be deemed a beneficial owner of Shares held by Maple Holdings B.V. Acorn Holdings B.V. disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001104659-20-031971 · tm2012119d2_4.xml · nonDerivative · entry 1

JAB Holdings B.V. · CIK 0001579134 · 10% owner

JAB Investments S.a r.l. · CIK 0001747036 · 10% owner

JAB Holding Co s.a r.l. · CIK 0001621428 · 10% owner

Joh. A. Benckiser B.V. · CIK 0001746867 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,400,000

F1 · shares: On March 9, 2020, JAB Holdings B.V. purchased 7,400,000 shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares") from Morgan Stanley & Co. LLC.

F2 · ownership.direct: These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

SEC source: 0001209191-20-017314 · doc4.xml · derivative · entry 2

Cortes Fernando · CIK 0001741121 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,542

Underlying: Common Stock · 31,000 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Pursuant to the Agreement and Plan of Merger, dated January 29, 2018, ("Agreement"), between Maple Parent Holdings Corp., ("Maple"), Dr Pepper Snapple Group, Inc. ("DPS") and Salt Merger Sub, Inc., ("SMS"), SMS merged on July 9, 2018 into Maple (the "Merger"), with Maple surviving the Merger as a wholly-owned subsidiary of DPS. DPS was renamed Keurig Dr Pepper Inc.("KDP"). The Reporting Person elected to have each issued and outstanding DPS stock option converted into KDP stock options at the effective time of the Merger.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

F1 · derivative.underlying_shares: The Reporting Person has elected to exercise and hold the shares at this time.

SEC source: 0001209191-20-017314 · doc4.xml · nonDerivative · entry 1

Cortes Fernando · CIK 0001741121 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

SEC source: 0001209191-20-017319 · doc4.xml · nonDerivative · entry 1

Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,456

SEC source: 0001209191-20-018905 · doc4.xml · derivative · entry 1

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960

Underlying: Common Stock · 6,960 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

SEC source: 0001209191-20-016897 · doc4.xml · nonDerivative · entry 1

Mondelez International, Inc. · CIK 0001103982 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,797,010

SEC source: 0001209191-20-018912 · doc4.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HFS Holdings Sarl

Disclosed balance after: 156,800

F1 · ownership.nature: These shares were transferred by HFS Sarl to HFS Holdings Sarl on December 23, 2019. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-19-060045 · doc4.xml · nonDerivative · entry 1

DeNooyer Mary Beth · CIK 0001587484 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,000

F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $28.97-$29.22. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price.

F2 · balance_after: The reporting person holds the shares in an account with her spouse as joint tenants with rights of survivorship.

SEC source: 0001209191-19-059062 · doc4.xml · nonDerivative · entry 2

DeNooyer Mary Beth · CIK 0001587484 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,500

F4 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $29.96-$30.30. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price.

F3 · balance_after: The reporting person holds the shares in an account with her spouse as joint tenants with rights of survivorship.

SEC source: 0001209191-19-059062 · doc4.xml · nonDerivative · entry 1

DeNooyer Mary Beth · CIK 0001587484 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2019.

F2 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $29.9600-$30.2700. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price.

F3 · balance_after: The reporting person holds the shares in an account with her spouse as joint tenants with rights of survivorship.

SEC source: 0001209191-19-058369 · doc4.xml · nonDerivative · entry 1

DeNooyer Mary Beth · CIK 0001587484 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2019.

F2 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $30.6300-$31.0700. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price.

F3 · balance_after: The reporting person holds the shares in an account with her spouse as joint tenants with rights of survivorship.