Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Keurig Dr Pepper Inc.KDP · Entity 3055 | Director · President & CEO | September 15, 2022 | September 19, 2022 |
| Krispy Kreme, Inc.DNUT · Entity 5375 | Director | April 04, 2022 | April 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Keurig Dr Pepper Inc.
Report date September 15, 2022 · Filed September 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,985,607 |
Ending reported balance
After 2022-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-09-15 · Exercise / conversion · Acquired 95,487 · Balance 2,026,174 F1: Restricted Stock units convert into common stock on a one-for-one basis. Row 2 · 2022-09-15 · Tax withholding · Disposed 40,567 · Balance 1,985,607 F2: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 286,458 |
Reported balance
After 2022-09-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-09-15 · Exercise / conversion · Disposed 95,487 · Balance 286,458 F1: Restricted Stock units convert into common stock on a one-for-one basis. F3: As previously disclosed, these RSUs were granted on September 15, 2020 and vest in four equal annual installments on each anniversary date of the grant, commencing on September 15, 2022. One fourth of the RSUs vested on September 15, 2022 and were settled in shares of the Issuer's common stock pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock units convert into common stock on a one-for-one basis.
F2: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.
F3: As previously disclosed, these RSUs were granted on September 15, 2020 and vest in four equal annual installments on each anniversary date of the grant, commencing on September 15, 2022. One fourth of the RSUs vested on September 15, 2022 and were settled in shares of the Issuer's common stock pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.
Krispy Kreme, Inc.
Report date April 04, 2022 · Filed April 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 149,378 |
Reported balance
After 2022-04-04 transaction · row 1
1 source rowRow 1 · 2022-04-04 · Grant · Acquired 6,901 · Balance 149,378 F1: Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest in three installments as follows: 60% on April 4, 2025, 20% on April 4, 2026, and 20% on April 4, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest in three installments as follows: 60% on April 4, 2025, 20% on April 4, 2026, and 20% on April 4, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2022 Filed Sep 19, 2022 22:30 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 95,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050615 · doc4.xml · derivative · entry 3 Dokmecioglu Ozan · CIK 0001745833 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,458 Underlying: Common Stock · 95,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on September 15, 2020 and vest in four equal annual installments on each anniversary date of the grant, commencing on September 15, 2022. One fourth of the RSUs vested on September 15, 2022 and were settled in shares of the Issuer's common stock pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on September 15, 2020 and vest in four equal annual installments on each anniversary date of the grant, commencing on September 15, 2022. One fourth of the RSUs vested on September 15, 2022 and were settled in shares of the Issuer's common stock pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:30 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Tax withholdingCommon Stock | 40,567 | $37.23 | $1,510,309.41 |
DisclosureSEC source: 0001209191-22-050615 · doc4.xml · nonDerivative · entry 2 Dokmecioglu Ozan · CIK 0001745833 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,985,607 F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:30 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 95,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050615 · doc4.xml · nonDerivative · entry 1 Dokmecioglu Ozan · CIK 0001745833 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,026,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 20:10 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 23,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050050 · doc4.xml · derivative · entry 1 Dokmecioglu Ozan · CIK 0001745833 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,880 Underlying: Common Stock · 23,880 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on September 13, 2025; 20% on September 13, 2026, and 20% on September 13, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on September 13, 2025; 20% on September 13, 2026, and 20% on September 13, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on September 13, 2025; 20% on September 13, 2026, and 20% on September 13, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 20:45 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 361,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043679 · doc4.xml · derivative · entry 1 Dokmecioglu Ozan · CIK 0001745833 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,384 Underlying: Common Stock · 361,384 shares Expires not disclosed F1 · derivative.exercise_price: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program. These Matching RSUs vest in three equal installments as follows: one third on July 29, 2025, one third on July 29, 2026, and one third on July 29, 2027 ("Final Vesting Date"), subject to continued service with the Issuer and other vesting conditions. In addition, all or a portion of the Matching RSUs may be forfeited by the Reporting Person if specified stock ownership requirements are not maintained to the Final Vesting Date. Each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program. These Matching RSUs vest in three equal installments as follows: one third on July 29, 2025, one third on July 29, 2026, and one third on July 29, 2027 ("Final Vesting Date"), subject to continued service with the Issuer and other vesting conditions. In addition, all or a portion of the Matching RSUs may be forfeited by the Reporting Person if specified stock ownership requirements are not maintained to the Final Vesting Date. Each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program. These Matching RSUs vest in three equal installments as follows: one third on July 29, 2025, one third on July 29, 2026, and one third on July 29, 2027 ("Final Vesting Date"), subject to continued service with the Issuer and other vesting conditions. In addition, all or a portion of the Matching RSUs may be forfeited by the Reporting Person if specified stock ownership requirements are not maintained to the Final Vesting Date. Each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 21:30 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | GrantCommon Stock | 6,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001857154-22-000050 · wf-form4_164929500820248.xml · nonDerivative · entry 1 Dokmecioglu Ozan · CIK 0001745833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,378 F1 · shares: Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest in three installments as follows: 60% on April 4, 2025, 20% on April 4, 2026, and 20% on April 4, 2027. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:24 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 56,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016240 · doc4.xml · derivative · entry 1 Dokmecioglu Ozan · CIK 0001745833 · CFO & President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,981 Underlying: Common Stock · 56,981 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 2, 2025; 20% on March 2, 2026, and 20% on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 2, 2025; 20% on March 2, 2026, and 20% on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 2, 2025; 20% on March 2, 2026, and 20% on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:27 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Units · Derivative | 250,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021442 · doc4.xml · derivative · entry 9 Dokmecioglu Ozan · CIK 0001745833 · CFO & President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,640 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on March 15,2021. F3 · derivative.expiration_date: As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on March 15,2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:27 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Units · Derivative | 250,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021442 · doc4.xml · derivative · entry 8 Dokmecioglu Ozan · CIK 0001745833 · CFO & President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,640 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on March 15,2021. F3 · derivative.expiration_date: As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on March 15,2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:27 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Units · Derivative | 1,060,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021442 · doc4.xml · derivative · entry 7 Dokmecioglu Ozan · CIK 0001745833 · CFO & President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,060,398 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on March 15,2021. F3 · derivative.expiration_date: As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on March 15,2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:27 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Tax withholdingCommon Stock | 111,159 | $33.58 | $3,732,719.22 |
DisclosureSEC source: 0001209191-21-021442 · doc4.xml · nonDerivative · entry 6 Dokmecioglu Ozan · CIK 0001745833 · CFO & President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,930,687 F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:27 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 250,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021442 · doc4.xml · nonDerivative · entry 5 Dokmecioglu Ozan · CIK 0001745833 · CFO & President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,041,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:27 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Tax withholdingCommon Stock | 111,159 | $33.58 | $3,732,719.22 |
DisclosureSEC source: 0001209191-21-021442 · doc4.xml · nonDerivative · entry 4 Dokmecioglu Ozan · CIK 0001745833 · CFO & President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,791,206 F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:27 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 250,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021442 · doc4.xml · nonDerivative · entry 3 Dokmecioglu Ozan · CIK 0001745833 · CFO & President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,902,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:27 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Tax withholdingCommon Stock | 469,070 | $33.58 | $15,751,370.60 |
DisclosureSEC source: 0001209191-21-021442 · doc4.xml · nonDerivative · entry 2 Dokmecioglu Ozan · CIK 0001745833 · CFO & President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,651,725 F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:27 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 1,060,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021442 · doc4.xml · nonDerivative · entry 1 Dokmecioglu Ozan · CIK 0001745833 · CFO & President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,120,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:34 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 71,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018229 · doc4.xml · derivative · entry 1 Dokmecioglu Ozan · CIK 0001745833 · CFO & President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,849 Underlying: Common Stock · 71,849 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 01:04 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 381,945 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051081 · doc4.xml · derivative · entry 1 Dokmecioglu Ozan · CIK 0001745833 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,945 Underlying: Common Stock · 381,945 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in four equal installments as follows: 25% on September 15, 2022; 25% on September 15, 2023; 25% on September 15, 2024; and 25% on September 15, 2025. F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in four equal installments as follows: 25% on September 15, 2022; 25% on September 15, 2023; 25% on September 15, 2024; and 25% on September 15, 2025. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 20:45 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Units · Derivative | 95,694 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018900 · doc4.xml · derivative · entry 1 Dokmecioglu Ozan · CIK 0001745833 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,694 Underlying: Common Stock · 95,694 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date. F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:42 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Units · Derivative | 99,809 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016581 · doc4.xml · derivative · entry 1 Dokmecioglu Ozan · CIK 0001745833 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,809 Underlying: Common Stock · 99,809 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 20:46 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 111,159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048504 · doc4.xml · derivative · entry 1 Dokmecioglu Ozan · CIK 0001745833 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,159 Underlying: Common Stock · 111,159 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 20:45 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 250,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042345 · doc4.xml · derivative · entry 4 Dokmecioglu Ozan · CIK 0001745833 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,640 Underlying: Common Stock · 250,640 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of common stock. F3 · kind: Pursuant to the Merger Agreement, as of the effective time of the Merger, each Maple Restricted Stock Unit ("RSU") that was outstanding immediately prior to the effective time was converted to 96.4 KDP RSUs, with the same terms and conditions as were applicable under such Maple RSU immediately prior to the effective time. F4 · derivative.exercise_date: These restricted stock units vest on March 15, 2021. F4 · derivative.expiration_date: These restricted stock units vest on March 15, 2021. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 20:45 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 250,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042345 · doc4.xml · derivative · entry 3 Dokmecioglu Ozan · CIK 0001745833 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,640 Underlying: Common Stock · 250,640 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of common stock. F3 · kind: Pursuant to the Merger Agreement, as of the effective time of the Merger, each Maple Restricted Stock Unit ("RSU") that was outstanding immediately prior to the effective time was converted to 96.4 KDP RSUs, with the same terms and conditions as were applicable under such Maple RSU immediately prior to the effective time. F4 · derivative.exercise_date: These restricted stock units vest on March 15, 2021. F4 · derivative.expiration_date: These restricted stock units vest on March 15, 2021. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 20:45 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 1,060,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042345 · doc4.xml · derivative · entry 2 Dokmecioglu Ozan · CIK 0001745833 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,398 Underlying: Common Stock · 1,060,398 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of common stock. F3 · kind: Pursuant to the Merger Agreement, as of the effective time of the Merger, each Maple Restricted Stock Unit ("RSU") that was outstanding immediately prior to the effective time was converted to 96.4 KDP RSUs, with the same terms and conditions as were applicable under such Maple RSU immediately prior to the effective time. F4 · derivative.exercise_date: These restricted stock units vest on March 15, 2021. F4 · derivative.expiration_date: These restricted stock units vest on March 15, 2021. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 20:45 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantCommon Stock | 1,060,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042345 · doc4.xml · nonDerivative · entry 1 Dokmecioglu Ozan · CIK 0001745833 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,397 F1 · kind: Pursuant to the Agreement and Plan of Merger dated as of January 29, 2018 (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple"), Dr Pepper Snapple Group, Inc., a Delaware corporation ("DPS") and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple (the "Merger"), with Maple surviving the Merger as a wholly-owned subsidiary of DPS. As of the effective time of the Merger, DPS was renamed Keurig Dr Pepper Inc. ("KDP"), and each share of common stock of Maple issued and outstanding immediately prior to the effective time was converted into the right to receive 96.4 fully paid and nonassessable shares of KDP common stock. F1 · price: Pursuant to the Agreement and Plan of Merger dated as of January 29, 2018 (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple"), Dr Pepper Snapple Group, Inc., a Delaware corporation ("DPS") and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple (the "Merger"), with Maple surviving the Merger as a wholly-owned subsidiary of DPS. As of the effective time of the Merger, DPS was renamed Keurig Dr Pepper Inc. ("KDP"), and each share of common stock of Maple issued and outstanding immediately prior to the effective time was converted into the right to receive 96.4 fully paid and nonassessable shares of KDP common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.