Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Keurig Dr Pepper Inc.KDP · Entity 3055 | Group President | March 13, 2023 | March 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Keurig Dr Pepper Inc.
Report date March 13, 2023 · Filed March 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 320,511 |
Ending reported balance
After 2023-03-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-13 · Exercise / conversion · Acquired 57,416 · Balance 349,262 F1: Restricted Stock units convert into common stock on a one-for-one basis. Row 2 · 2023-03-13 · Tax withholding · Disposed 28,751 · Balance 320,511 F2: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 38,278 |
Reported balance
After 2023-03-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-03-13 · Exercise / conversion · Disposed 57,416 · Balance 38,278 F1: Restricted Stock units convert into common stock on a one-for-one basis. F3: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock units convert into common stock on a one-for-one basis.
F2: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.
F3: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2023 Filed Mar 15, 2023 18:46 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 57,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019017 · doc4.xml · derivative · entry 3 Leyva Mauricio · CIK 0001806427 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,278 Underlying: Common Stock · 57,416 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 12, 2020 and vest in three installments as follows: 60% on March 12, 2023; 20% on March 12, 2024, and 20% on March 12, 2025. Sixty percent of the RSUs vested on March 13, 2023, the first trading day following March 12, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 18:46 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Tax withholdingCommon Stock | 28,751 | $34.25 | $984,721.75 |
DisclosureSEC source: 0001209191-23-019017 · doc4.xml · nonDerivative · entry 2 Leyva Mauricio · CIK 0001806427 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,511 F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 18:46 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 57,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019017 · doc4.xml · nonDerivative · entry 1 Leyva Mauricio · CIK 0001806427 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:40 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 64,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015587 · doc4.xml · derivative · entry 1 Leyva Mauricio · CIK 0001806427 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,347 Underlying: Common Stock · 64,347 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 1, 2026; 20% on March 1, 2027, and 20% on March 1, 2028. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 1, 2026; 20% on March 1, 2027, and 20% on March 1, 2028. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 1, 2026; 20% on March 1, 2027, and 20% on March 1, 2028. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| March 12, 2022 Filed Apr 8, 2022 17:07 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 260,983 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023874 · doc4.xml · derivative · entry 3 Leyva Mauricio · CIK 0001806427 · President, Coffee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,475 Underlying: Common Stock · 260,983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F1 · kind: These RSUs were granted on March 12, 2020 and vest in two installments: 40% vested on March 12, 2022 and were settled in shares of the Issuer's Common Stock pursuant to the Issuer's Omnibus Stock Incentive Plan and the remaining 60% will vest on March 12, 2025. F1 · derivative.exercise_date: These RSUs were granted on March 12, 2020 and vest in two installments: 40% vested on March 12, 2022 and were settled in shares of the Issuer's Common Stock pursuant to the Issuer's Omnibus Stock Incentive Plan and the remaining 60% will vest on March 12, 2025. F1 · derivative.expiration_date: These RSUs were granted on March 12, 2020 and vest in two installments: 40% vested on March 12, 2022 and were settled in shares of the Issuer's Common Stock pursuant to the Issuer's Omnibus Stock Incentive Plan and the remaining 60% will vest on March 12, 2025. Read SEC document |
| March 12, 2022 Filed Apr 8, 2022 17:07 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Tax withholdingCommon Stock | 110,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023874 · doc4.xml · nonDerivative · entry 2 Leyva Mauricio · CIK 0001806427 · President, Coffee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,846 F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. Read SEC document |
| March 12, 2022 Filed Apr 8, 2022 17:07 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 260,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023874 · doc4.xml · nonDerivative · entry 1 Leyva Mauricio · CIK 0001806427 · President, Coffee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These RSUs were granted on March 12, 2020 and vest in two installments: 40% vested on March 12, 2022 and were settled in shares of the Issuer's Common Stock pursuant to the Issuer's Omnibus Stock Incentive Plan and the remaining 60% will vest on March 12, 2025. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 16:25 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 56,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016247 · doc4.xml · derivative · entry 1 Leyva Mauricio · CIK 0001806427 · President, Coffee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,981 Underlying: Common Stock · 56,981 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 2, 2025; 20% on March 2, 2026, and 20% on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 2, 2025; 20% on March 2, 2026, and 20% on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 2, 2025; 20% on March 2, 2026, and 20% on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 16:31 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 71,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018218 · doc4.xml · derivative · entry 2 Arboleda Mauricio Leyva · CIK 0001806427 · President, Coffee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,849 Underlying: Common Stock · 71,849 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 16:31 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 16,140 | $30.99 | $500,105.97 |
DisclosureSEC source: 0001209191-21-018218 · doc4.xml · nonDerivative · entry 1 Arboleda Mauricio Leyva · CIK 0001806427 · President, Coffee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,390 Read SEC document |
| January 22, 2021 Filed Feb 16, 2021 18:18 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 596.513 | $31.35 | $18,700.68 |
DisclosureSEC source: 0001209191-21-010951 · doc4.xml · nonDerivative · entry 3 Arboleda Mauricio Leyva · CIK 0001806427 · President, Coffee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,250 F1 · kind: Reflects additional shares acquired by the Reporting Person as a result of a dividend reinvestment plan administered by the Reporting Person's broker. Read SEC document |
| October 16, 2020 Filed Feb 16, 2021 18:18 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 626.2038 | $29.71 | $18,604.51 |
DisclosureSEC source: 0001209191-21-010951 · doc4.xml · nonDerivative · entry 2 Arboleda Mauricio Leyva · CIK 0001806427 · President, Coffee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,653 F1 · kind: Reflects additional shares acquired by the Reporting Person as a result of a dividend reinvestment plan administered by the Reporting Person's broker. Read SEC document |
| July 17, 2020 Filed Feb 16, 2021 18:18 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 627.6815 | $29.49 | $18,510.33 |
DisclosureSEC source: 0001209191-21-010951 · doc4.xml · nonDerivative · entry 1 Arboleda Mauricio Leyva · CIK 0001806427 · President, Coffee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,027 F1 · kind: Reflects additional shares acquired by the Reporting Person as a result of a dividend reinvestment plan administered by the Reporting Person's broker. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 16:16 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 123,400 | $28.47 | $3,513,210.34 |
DisclosureSEC source: 0001209191-20-035496 · doc4.xml · nonDerivative · entry 1 Arboleda Mauricio Leyva · CIK 0001806427 · Pres.,Int'l & Bus. Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,400 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 17:09 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 217,486 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018964 · doc4.xml · derivative · entry 3 Arboleda Mauricio Leyva · CIK 0001806427 · Pres.,Int'l & Bus. Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,486 Underlying: Common Stock · 217,486 shares Expires not disclosed F5 · security: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program ("Elite Program") under the Issuer's Omnibus Stock Incentive Plan of 2019. If at any time starting on March 12, 2022 through March 12, 2025, the Reporting Person owns fewer than 217,486 shares of Common Stock but more than 130,492 shares of Common Stock, a pro rata portion of the Matching RSU grant will be forfeited. If at any time starting on March 12, 2022 through March 12, 2025, the Reporting Person owns fewer than 130,492 shares of Common Stock, the entire Matching RSU grant will be forfeited. F3 · derivative.exercise_price: Upon vesting, each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F6 · derivative.exercise_date: These Matching RSUs vest on March 12, 2025 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program. F6 · derivative.expiration_date: These Matching RSUs vest on March 12, 2025 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 17:09 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 652,458 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018964 · doc4.xml · derivative · entry 2 Arboleda Mauricio Leyva · CIK 0001806427 · Pres.,Int'l & Bus. Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,458 Underlying: Common Stock · 652,458 shares Expires not disclosed F3 · derivative.exercise_price: Upon vesting, each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F4 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in two installments as follows: 40% on March 12, 2022 and the remaining 60% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date. F4 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in two installments as follows: 40% on March 12, 2022 and the remaining 60% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 17:09 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 95,694 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018964 · doc4.xml · derivative · entry 1 Arboleda Mauricio Leyva · CIK 0001806427 · Pres.,Int'l & Bus. Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,694 Underlying: Common Stock · 95,694 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date. F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.