Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Keurig Dr Pepper Inc.KDP · Entity 3055 | President Keurig Appliances | March 12, 2020 | March 13, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Keurig Dr Pepper Inc.
Report date March 12, 2020 · Filed March 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 30,449 |
Reported balance
After 2020-03-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-03-12 · Grant · Acquired 30,449 · Balance 30,449 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019 F2: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019
F2: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2020 Filed Mar 13, 2020 16:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Units · Derivative | 30,449 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018922 · doc4.xml · derivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,449 Underlying: Common Stock · 30,449 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019 F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date. F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date. Read SEC document |
| August 14, 2019 Filed Aug 14, 2019 16:49 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 4,554 | $27.76 | $126,406.74 |
DisclosureSEC source: 0001209191-19-045946 · doc4.xml · nonDerivative · entry 2 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,267 F2 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $27.6800-$27.8000. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 16:49 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 14,000 | $28.50 | $398,948.20 |
DisclosureSEC source: 0001209191-19-045946 · doc4.xml · nonDerivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,713 F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $28.4900-$28.5000. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 16:40 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 6,250 | $27.34 | $170,905.00 |
DisclosureSEC source: 0001209191-19-019711 · doc4.xml · nonDerivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,713 F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $27.3300-$27.3500. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 16:50 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 8,500 | $26.29 | $223,430.15 |
DisclosureSEC source: 0001209191-19-018457 · doc4.xml · nonDerivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,463 F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $26.2700-$26.2950. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 16:45 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Units · Derivative | 30,711 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016613 · doc4.xml · derivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,711 Underlying: Common Stock · 30,711 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 16:36 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 17,500 | $26.00 | $454,986.00 |
DisclosureSEC source: 0001209191-18-062006 · doc4.xml · nonDerivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,963 F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $25.9700-$26.0000. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| December 07, 2018 Filed Dec 7, 2018 16:43 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 400 | $26.10 | $10,440.00 |
DisclosureSEC source: 0001209191-18-061524 · doc4.xml · nonDerivative · entry 2 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,463 Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 16:43 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 1,200 | $25.77 | $30,924.84 |
DisclosureSEC source: 0001209191-18-061524 · doc4.xml · nonDerivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,063 F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $25.5700-$25.9987. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 16:54 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 6,900 | $25.92 | $178,818.33 |
DisclosureSEC source: 0001209191-18-060902 · doc4.xml · nonDerivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,863 F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $25.8800-$25.9500. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| November 21, 2018 Filed Nov 21, 2018 16:49 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 2,500 | $26.17 | $65,434.00 |
DisclosureSEC source: 0001209191-18-059743 · doc4.xml · nonDerivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,963 F1 · price: The price represents the weighted average sale price of the securities acquired. The range of prices for the transaction is $26.1450-$26.1900. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 16:40 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 86,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051212 · doc4.xml · derivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,957 Underlying: Common Stock · 86,957 shares Expires not disclosed F1 · security: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program ("Elite Program") under the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. If at any time starting on September 5, 2019 through September 13, 2023, the Reporting Person owns fewer than 86,957 shares of Common Stock but more than 34,783 shares of Common Stock, a pro rata portion of the Matching RSU grant will be forfeited. If at any time starting on September 5, 2019 through September 13, 2023, the Reporting Person owns fewer than 34,783 shares of Common Stock, the entire Matching RSU grant will be forfeited. F2 · derivative.exercise_price: Upon vesting, each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F3 · derivative.exercise_date: These Matching RSUs vest on September 13, 2023 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program. F3 · derivative.expiration_date: These Matching RSUs vest on September 13, 2023 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program. Read SEC document |
| September 06, 2018 Filed Sep 18, 2018 17:11 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 13,050 | $22.86 | $298,315.17 |
DisclosureSEC source: 0001209191-18-051501 · doc4.xml · nonDerivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,463 F1 · date: This Form 4 was required to be filed within two business days of September 6, 2018, the date the securities were purchased on the open market. Due to a delay of the purchase information being reported by the Reporting Person's broker to the Company, this Form 4 is being filed late. F2 · price: The price represents the weighted average sale price of the securities acquired. The range of prices for the transaction is $22.84-$22.88. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 16:37 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 10,900 | $22.80 | $248,569.05 |
DisclosureSEC source: 0001209191-18-049579 · doc4.xml · nonDerivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,413 F1 · price: The price represents the weighted average sale price of the securities acquired. The range of prices for the transaction is $22.7750-$22.8450. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 16:48 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 34,203 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048506 · doc4.xml · derivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,203 Underlying: Common Stock · 34,203 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 16:47 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 12,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042348 · doc4.xml · derivative · entry 3 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,629 Underlying: Common Stock · 12,629 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of common stock. F3 · kind: Pursuant to the Merger Agreement, as of the effective time of the Merger, each Maple Restricted Stock Unit ("RSU") that was outstanding immediately prior to the effective time was converted to 96.4 KDP RSUs, with the same terms and conditions as were applicable under such Maple RSU immediately prior to the effective time. F5 · derivative.exercise_date: These Restricted Stock Units vest on March 13, 2022. F5 · derivative.expiration_date: These Restricted Stock Units vest on March 13, 2022. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 16:47 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 50,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042348 · doc4.xml · derivative · entry 2 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,514 Underlying: Common Stock · 50,514 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of common stock. F3 · kind: Pursuant to the Merger Agreement, as of the effective time of the Merger, each Maple Restricted Stock Unit ("RSU") that was outstanding immediately prior to the effective time was converted to 96.4 KDP RSUs, with the same terms and conditions as were applicable under such Maple RSU immediately prior to the effective time. F4 · derivative.exercise_date: These Restricted Stock Units vest on March 7, 2022. F4 · derivative.expiration_date: These Restricted Stock Units vest on March 7, 2022. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 16:47 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantCommon Stock | 50,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042348 · doc4.xml · nonDerivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,513 F1 · kind: Pursuant to the Agreement and Plan of Merger dated as of January 29, 2018 (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple"), Dr Pepper Snapple Group, Inc., a Delaware corporation ("DPS") and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple (the "Merger"), with Maple surviving the Merger as a wholly-owned subsidiary of DPS. As of the effective time of the Merger, DPS was renamed Keurig Dr Pepper Inc. ("KDP"), and each share of common stock of Maple issued and outstanding immediately prior to the effective time was converted into the right to receive 96.4 fully paid and nonassessable shares of KDP common stock. F1 · price: Pursuant to the Agreement and Plan of Merger dated as of January 29, 2018 (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple"), Dr Pepper Snapple Group, Inc., a Delaware corporation ("DPS") and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple (the "Merger"), with Maple surviving the Merger as a wholly-owned subsidiary of DPS. As of the effective time of the Merger, DPS was renamed Keurig Dr Pepper Inc. ("KDP"), and each share of common stock of Maple issued and outstanding immediately prior to the effective time was converted into the right to receive 96.4 fully paid and nonassessable shares of KDP common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.