HARF PETER

SEC source: 0001024305-25-000074 · wk-form4_1763512723.xml · derivative · entry 4

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Class A common stock · 45,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2030, subject to certain vesting conditions and exceptions.

F2 · price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2030, subject to certain vesting conditions and exceptions.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2030, subject to certain vesting conditions and exceptions.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2030, subject to certain vesting conditions and exceptions.

SEC source: 0001024305-25-000074 · wk-form4_1763512723.xml · derivative · entry 3

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Class A common stock · 45,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

SEC source: 0001024305-25-000074 · wk-form4_1763512723.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

SEC source: 0001024305-24-000088 · wk-form4_1732062586.xml · derivative · entry 4

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Class A common stock · 45,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2029, subject to certain vesting conditions and exceptions.

F2 · price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2029, subject to certain vesting conditions and exceptions.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2029, subject to certain vesting conditions and exceptions.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2029, subject to certain vesting conditions and exceptions.

SEC source: 0001024305-24-000088 · wk-form4_1732062586.xml · derivative · entry 3

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Class A common stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

SEC source: 0001024305-24-000088 · wk-form4_1732062586.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

SEC source: 0001104659-24-032012 · tm248214-2_4seq1.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,605

F1 · shares: On March 5, 2024, Peter Harf purchased shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the secondary offering by JAB BevCo B.V.

F1 · price: On March 5, 2024, Peter Harf purchased shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the secondary offering by JAB BevCo B.V.

SEC source: 0001418135-24-000032 · wk-form4_1709767420.xml · derivative · entry 4

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,014

Underlying: Common Stock · 6,014 shares

Expires not disclosed

F3 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these RSUs vest on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these RSUs vest on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these RSUs vest on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001418135-24-000032 · wk-form4_1709767420.xml · derivative · entry 3

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F2 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

SEC source: 0001418135-24-000032 · wk-form4_1709767420.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001024305-23-000110 · wk-form4_1700258039.xml · derivative · entry 4

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,657

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

SEC source: 0001024305-23-000110 · wk-form4_1700258039.xml · derivative · entry 3

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,657

Underlying: Class A common stock · 45,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2028, subject to certain vesting conditions and exceptions.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2028, subject to certain vesting conditions and exceptions.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2028, subject to certain vesting conditions and exceptions.

SEC source: 0001024305-23-000110 · wk-form4_1700258039.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024305-24-000042 · wk-form4a_1727304421.xml · derivative · entry 4

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,657

Underlying: Class A common stock · 22,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

SEC source: 0001024305-24-000042 · wk-form4a_1727304421.xml · derivative · entry 3

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,657

Underlying: Class A common stock · 45,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2028, subject to certain vesting conditions and exceptions.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2028, subject to certain vesting conditions and exceptions.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2028, subject to certain vesting conditions and exceptions.

SEC source: 0001024305-24-000042 · wk-form4a_1727304421.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-049602 · doc4.xml · derivative · entry 4

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on September 13, 2018 and vested in full on September 13, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on September 13, 2018 and vested in full on September 13, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

SEC source: 0001209191-23-049602 · doc4.xml · nonDerivative · entry 2

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,641

F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.

SEC source: 0001209191-23-049602 · doc4.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock units convert into common stock on a one-for-one basis.

SEC source: 0001104659-23-055301 · tm2314491-4_4seq1.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By HFS Holdings S.a r.l.

Disclosed balance after: 3,619,600

F1 · shares: On May 3, 2023, HFS Holdings S.a r.l. ("HFS") received 472,892 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the May 3, 2023 distribution of Shares reported by JAB BevCo B.V. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein.

F1 · price: On May 3, 2023, HFS Holdings S.a r.l. ("HFS") received 472,892 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the May 3, 2023 distribution of Shares reported by JAB BevCo B.V. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: These Shares are held by HFS. On the basis of the reporting person's beneficial ownership of HFS, he may be deemed a beneficial owner of Shares held by HFS. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-015533 · doc4.xml · derivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,826

Underlying: Common Stock · 4,826 shares

Expires not disclosed

F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 1, 2028. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 1, 2028. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 1, 2028. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001024305-22-000090 · wf-form4_166872628475776.xml · derivative · entry 5

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,657

Underlying: Class A common stock · 45,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2027, subject to certain vesting conditions and exceptions.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2027, subject to certain vesting conditions and exceptions.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2027, subject to certain vesting conditions and exceptions.

SEC source: 0001024305-22-000090 · wf-form4_166872628475776.xml · derivative · entry 4

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,657

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

SEC source: 0001024305-22-000090 · wf-form4_166872628475776.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-069809 · tm2218153d1_4.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HFS Holdings S.a r.l.

Disclosed balance after: 3,146,708

F1 · shares: On June 7, 2022, HFS Holdings S.a r.l. ("HFS") received 277,653 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the June 7, 2022 distribution of Shares reported by JAB BevCo B.V. The transaction was exempt from Section 16(a) reporting requirements pursuant to Rule 16a-9. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein.

F1 · price: On June 7, 2022, HFS Holdings S.a r.l. ("HFS") received 277,653 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the June 7, 2022 distribution of Shares reported by JAB BevCo B.V. The transaction was exempt from Section 16(a) reporting requirements pursuant to Rule 16a-9. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: These Shares are held by HFS. On the basis of the reporting person's beneficial ownership of HFS, he may be deemed a beneficial owner of Shares held by HFS. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-22-016199 · doc4.xml · derivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,274

Underlying: Common Stock · 4,274 shares

Expires not disclosed

F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001024305-21-000116 · wf-form4_163719241261494.xml · derivative · entry 3

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,657

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

SEC source: 0001024305-21-000116 · wf-form4_163719241261494.xml · derivative · entry 2

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,657

Underlying: Class A common stock · 45,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A common stock of the Issuer.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A common stock of the Issuer.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A common stock of the Issuer.

SEC source: 0001024305-21-000116 · wf-form4_163719241261494.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-21-031830 · tm218642d1_4seq1.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HFS Holdings S.a r.l.

Disclosed balance after: 2,869,055

F1 · shares: On March 4, 2021, HFS Holdings S.a r.l. ("HFS") agreed to acquire 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in exchange for equity interests in a private company. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein.

F1 · price: On March 4, 2021, HFS Holdings S.a r.l. ("HFS") agreed to acquire 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in exchange for equity interests in a private company. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: These Shares are held by HFS. On the basis of the reporting person's beneficial ownership of HFS, he may be deemed a beneficial owner of Shares held by HFS. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-21-018189 · doc4.xml · derivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

Underlying: Common Stock · 5,226 shares

Expires not disclosed

F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

SEC source: 0001104659-20-141002 · tm2039664-1_4.xml · derivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HFS Holdings S.a r.l.

Disclosed balance after: 146,057

Underlying: Class A common stock · 24,028,822 shares

Expires not disclosed

F4 · derivative.exercise_price: Series B Shares are convertible into (i) a number of Class A Shares equal to the quotient of (A) the sum of the liquidation preference and any accrued dividends with respect to such Series B Share as of the applicable conversion date divided by (B) the conversion price as of the applicable conversion date plus (ii) cash in lieu of fractional shares, subject to any limitations imposed by the change of control provision under New York Stock Exchange Rule 312.03(d) unless the Company has obtained prior stockholder approval, and if such approval has not been obtained, the Company will deliver cash in lieu of any Class A Shares not deliverable. The current conversion price is a dollar amount equal to $1,000 divided by the initial conversion rate of 160.2564, or approximately $6.24 per share, and is subject to certain anti-dilution adjustments.

F1 · kind: On November 16, 2020, HFS Holdings S.a r.l. ("HFS"), a private limited liability company incorporated under the laws of Luxembourg that is beneficially owned by the Reporting Person, entered into a Purchase and Sale Agreement (the "Purchase Agreement") with KKR Rainbow Aggregator L.P. and certain of its affiliated investment funds (the "Sellers"), pursuant to which HFS agreed to purchase from the Sellers, in exchange for an aggregate purchase price of $150,000,539 ($1,027 per share), 146,057 shares of Series B Convertible Preferred Stock, par value $0.01 per share (the "Series B Shares"), of Coty Inc. (the "Company") that were issued on July 31, 2020 and all Accrued Dividends thereon (as defined in the Series B Certificate of Designations) (the "Series B Purchase").

F2 · kind: The Series B Purchase, which is subject to customary closing conditions, including the expiration or termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended, which was obtained on December 30, 2020, is expected to close on August 27, 2021.

F1 · shares: On November 16, 2020, HFS Holdings S.a r.l. ("HFS"), a private limited liability company incorporated under the laws of Luxembourg that is beneficially owned by the Reporting Person, entered into a Purchase and Sale Agreement (the "Purchase Agreement") with KKR Rainbow Aggregator L.P. and certain of its affiliated investment funds (the "Sellers"), pursuant to which HFS agreed to purchase from the Sellers, in exchange for an aggregate purchase price of $150,000,539 ($1,027 per share), 146,057 shares of Series B Convertible Preferred Stock, par value $0.01 per share (the "Series B Shares"), of Coty Inc. (the "Company") that were issued on July 31, 2020 and all Accrued Dividends thereon (as defined in the Series B Certificate of Designations) (the "Series B Purchase").

F2 · shares: The Series B Purchase, which is subject to customary closing conditions, including the expiration or termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended, which was obtained on December 30, 2020, is expected to close on August 27, 2021.

F1 · price: On November 16, 2020, HFS Holdings S.a r.l. ("HFS"), a private limited liability company incorporated under the laws of Luxembourg that is beneficially owned by the Reporting Person, entered into a Purchase and Sale Agreement (the "Purchase Agreement") with KKR Rainbow Aggregator L.P. and certain of its affiliated investment funds (the "Sellers"), pursuant to which HFS agreed to purchase from the Sellers, in exchange for an aggregate purchase price of $150,000,539 ($1,027 per share), 146,057 shares of Series B Convertible Preferred Stock, par value $0.01 per share (the "Series B Shares"), of Coty Inc. (the "Company") that were issued on July 31, 2020 and all Accrued Dividends thereon (as defined in the Series B Certificate of Designations) (the "Series B Purchase").

F2 · price: The Series B Purchase, which is subject to customary closing conditions, including the expiration or termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended, which was obtained on December 30, 2020, is expected to close on August 27, 2021.

F3 · derivative.exercise_date: The Series B Shares are convertible into shares of Class A Common Stock, par value of $0.01 per share, of the Company (the "Class A Shares") at any time at the option of the holder thereof and has no stated maturity. The Series B Shares will remain outstanding indefinitely unless converted, repurchased or redeemed by the Company. The Company may mandatorily convert any or all of the Series B Shares into Class A Shares at any time after the three-year anniversary of the issuance, if certain conditions are met.

F3 · derivative.expiration_date: The Series B Shares are convertible into shares of Class A Common Stock, par value of $0.01 per share, of the Company (the "Class A Shares") at any time at the option of the holder thereof and has no stated maturity. The Series B Shares will remain outstanding indefinitely unless converted, repurchased or redeemed by the Company. The Company may mandatorily convert any or all of the Series B Shares into Class A Shares at any time after the three-year anniversary of the issuance, if certain conditions are met.

F4 · derivative.underlying_shares: Series B Shares are convertible into (i) a number of Class A Shares equal to the quotient of (A) the sum of the liquidation preference and any accrued dividends with respect to such Series B Share as of the applicable conversion date divided by (B) the conversion price as of the applicable conversion date plus (ii) cash in lieu of fractional shares, subject to any limitations imposed by the change of control provision under New York Stock Exchange Rule 312.03(d) unless the Company has obtained prior stockholder approval, and if such approval has not been obtained, the Company will deliver cash in lieu of any Class A Shares not deliverable. The current conversion price is a dollar amount equal to $1,000 divided by the initial conversion rate of 160.2564, or approximately $6.24 per share, and is subject to certain anti-dilution adjustments.

F5 · derivative.underlying_shares: The Series B Shares reported herein have an initial liquidation preference of $1,000 per share. The Series B Shares have a dividend rate of 9.0% per annum, accruing daily and payable quarterly in arrears, which shall increase by 1.0% on the seven year anniversary of the issuance date and shall increase by an additional 1.0% on each subsequent anniversary up to a maximum of 12.0%, which dividends will be payable in cash, by increasing the amount of accrued dividends with respect to such Series B Shares, or any combination thereof, at the sole discretion of the Company. The number of Series B Shares that correspond to the sale described in footnote (1) above was equal to approximately 24,028,822 underlying Class A Shares, based on the current conversion rate of such Series B Shares and the liquidation preference and accrued dividends of such shares as of the date of the Purchase Agreement.

F6 · ownership.nature: These Series B Shares are held by HFS. On the basis of the Reporting Person's beneficial ownership of HFS, the Reporting Person may be deemed a beneficial owner of Series B Shares held by HFS. The Reporting Person disclaims beneficial ownership of the Series B Shares, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001024305-20-000120 · wf-form4_160565535760880.xml · derivative · entry 5

HARF PETER · CIK 0001223301 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,657

Underlying: Class A common stock · 45,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2025, subject to certain vesting conditions and exceptions.

F4 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2025, subject to certain vesting conditions and exceptions.

F4 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2025, subject to certain vesting conditions and exceptions.

SEC source: 0001024305-20-000120 · wf-form4_160565535760880.xml · derivative · entry 4

HARF PETER · CIK 0001223301 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,657

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

SEC source: 0001024305-20-000120 · wf-form4_160565535760880.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-018912 · doc4.xml · derivative · entry 3

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960

Underlying: Common Stock · 6,960 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.

F3 · derivative.exercise_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F3 · derivative.expiration_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date.

SEC source: 0001024305-20-000019 · wf-form4_158220396777066.xml · nonDerivative · entry 2

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HFS Holding S.a.r.l.

Disclosed balance after: 12,255,536

F1 · kind: As of February 14, 2020, Mr. Harf assigned 152,330 shares of the Class A Common Stock of the Issuer to HFS Holding S.a r.l.

F3 · balance_after: The total holdings reflect an adjustment of 57,813 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the Coty Stock Dividend Reinvestment Program.

SEC source: 0001024305-20-000019 · wf-form4_158220396777066.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: As of February 14, 2020, Mr. Harf assigned 152,330 shares of the Class A Common Stock of the Issuer to HFS Holding S.a r.l.

F2 · shares: The total holdings reflect an adjustment of 720 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the Coty Stock Dividend Reinvestment Program.

SEC source: 0001209191-20-018912 · doc4.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HFS Holdings Sarl

Disclosed balance after: 156,800

F1 · ownership.nature: These shares were transferred by HFS Sarl to HFS Holdings Sarl on December 23, 2019. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein.

SEC source: 0001024305-19-000146 · wf-form4_157420310922060.xml · derivative · entry 3

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Class A common stock · 30,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions.

SEC source: 0001024305-19-000146 · wf-form4_157420310922060.xml · derivative · entry 2

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

SEC source: 0001024305-19-000146 · wf-form4_157420310922060.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total holdings reflect an adjustment of 1,610 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the Reporting Person's participation in the Coty Stock Dividend Reinvestment Program.

SEC source: 0001024305-19-000105 · wf-form4_156806203754954.xml · nonDerivative · entry 2

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HFS S.a.r.l.

Disclosed balance after: 11,975,456

F1 · kind: Reflects a transfer from the reporting person's wife to HFS S.a.r.l. of 708,498 shares in exchange for cash.

F1 · price: Reflects a transfer from the reporting person's wife to HFS S.a.r.l. of 708,498 shares in exchange for cash.

SEC source: 0001024305-19-000105 · wf-form4_156806203754954.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 0

F1 · kind: Reflects a transfer from the reporting person's wife to HFS S.a.r.l. of 708,498 shares in exchange for cash.

F2 · shares: The total holdings being transferred reflect an adjustment of 2,998 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the holder's participation in the Coty Stock Dividend Reinvestment Program.

F1 · price: Reflects a transfer from the reporting person's wife to HFS S.a.r.l. of 708,498 shares in exchange for cash.

SEC source: 0001024305-19-000099 · wf-form4_156763706692505.xml · nonDerivative · entry 2

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HFS S.a.r.l.

Disclosed balance after: 11,266,958

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.0650 to $9.60, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001024305-19-000099 · wf-form4_156763706692505.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HFS S.a.r.l.

Disclosed balance after: 10,606,958

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.44 to $9.64, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: The total holdings reflect an adjustment of 47,281 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the Coty Stock Dividend Reinvestment Program.

SEC source: 0001024305-19-000075 · wf-form4_155934108041515.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HFS S.a.r.l.

Disclosed balance after: 10,168,170

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.85 to $12.98, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001024305-19-000071 · wf-form4_155925358285936.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HFS S.a.r.l.

Disclosed balance after: 9,208,410

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.01 to $13.05, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001024305-19-000064 · wf-form4_155804930035729.xml · nonDerivative · entry 2

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HFS S.a.r.l.

Disclosed balance after: 8,899,188

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.80 to $12.10, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001024305-19-000064 · wf-form4_155804930035729.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.97 to $12.10, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.