Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Keurig Dr Pepper Inc.KDP · Entity 3055 | President, Cold Beverages | September 15, 2022 | September 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Keurig Dr Pepper Inc.
Report date September 15, 2022 · Filed September 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 202,980 |
Ending reported balance
After 2022-09-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-09-15 · Exercise / conversion · Acquired 43,403 · Balance 218,013 F1: Restricted Stock units convert into common stock on a one-for-one basis. Row 2 · 2022-09-15 · Tax withholding · Disposed 15,033 · Balance 202,980 F2: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 130,209 |
Reported balance
After 2022-09-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-09-15 · Exercise / conversion · Disposed 43,403 · Balance 130,209 F1: Restricted Stock units convert into common stock on a one-for-one basis. F3: As previously disclosed, these RSUs were granted on September 15, 2020 and vest in four equal annual installments on each anniversary date of the grant, commencing on September 15, 2022. One fourth of the RSUs vested on September 15, 2022 and were settled in shares of the Issuer's common stock pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock units convert into common stock on a one-for-one basis.
F2: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.
F3: As previously disclosed, these RSUs were granted on September 15, 2020 and vest in four equal annual installments on each anniversary date of the grant, commencing on September 15, 2022. One fourth of the RSUs vested on September 15, 2022 and were settled in shares of the Issuer's common stock pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2022 Filed Sep 19, 2022 22:29 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 43,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050616 · doc4.xml · derivative · entry 3 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,209 Underlying: Common Stock · 43,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on September 15, 2020 and vest in four equal annual installments on each anniversary date of the grant, commencing on September 15, 2022. One fourth of the RSUs vested on September 15, 2022 and were settled in shares of the Issuer's common stock pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on September 15, 2020 and vest in four equal annual installments on each anniversary date of the grant, commencing on September 15, 2022. One fourth of the RSUs vested on September 15, 2022 and were settled in shares of the Issuer's common stock pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:29 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Tax withholdingCommon Stock | 15,033 | $37.23 | $559,678.59 |
DisclosureSEC source: 0001209191-22-050616 · doc4.xml · nonDerivative · entry 2 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,980 F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:29 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 43,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050616 · doc4.xml · nonDerivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock units convert into common stock on a one-for-one basis. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 21:14 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock | 37,500 | $35.55 | $1,333,125.00 |
DisclosureSEC source: 0001209191-22-040808 · doc4.xml · nonDerivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,610 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2021. F2 · shares: The price represents the weighted average sales price of the shares that were sold in multiple transactions at prices ranging from $35.50 to $35.62. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 20:39 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock | 37,500 | $37.70 | $1,413,825.00 |
DisclosureSEC source: 0001209191-22-025385 · doc4.xml · nonDerivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,110 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2021. F2 · price: The price represents the weighted average sales price of the shares that were sold in multiple transactions at prices ranging from $37.62 to $37.80. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 16, 2022 Filed Mar 17, 2022 20:10 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock | 92,166 | $37.41 | $3,447,653.56 |
DisclosureSEC source: 0001209191-22-019550 · doc4.xml · nonDerivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,610 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2021. F2 · price: The price represents the weighted average sales price of the shares that were sold in multiple transactions at prices ranging from $37.22 to $37.60. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:25 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 56,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016243 · doc4.xml · derivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,981 Underlying: Common Stock · 56,981 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 2, 2025; 20% on March 2, 2026, and 20% on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 2, 2025; 20% on March 2, 2026, and 20% on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 2, 2025; 20% on March 2, 2026, and 20% on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:33 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock | 92,166 | $37.65 | $3,470,142.07 |
DisclosureSEC source: 0001209191-22-005215 · doc4.xml · nonDerivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,776 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2021. F2 · price: The price represents the weighted average sales price of the shares that were sold in multiple transactions at prices ranging from $37.43 to $37.96. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 22, 2021 Filed Dec 22, 2021 23:16 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock | 68,347 | $35.56 | $2,430,419.32 |
DisclosureSEC source: 0001209191-21-070980 · doc4.xml · nonDerivative · entry 3 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,942 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2021. F4 · price: The price represents the weighted average sales price of the shares that were sold in multiple transactions at prices ranging from $35.50 to $35.62. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 23:16 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock | 30,909 | $35.53 | $1,098,196.77 |
DisclosureSEC source: 0001209191-21-070980 · doc4.xml · nonDerivative · entry 2 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,289 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2021. F3 · price: The price represents the weighted average sales price of the shares that were sold in multiple transactions at prices ranging from $35.51 to $35.61. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 23:16 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock | 5,000 | $35.51 | $177,550.00 |
DisclosureSEC source: 0001209191-21-070980 · doc4.xml · nonDerivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,198 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2021. F2 · price: The price represents the weighted average sales price of the shares that were sold in multiple transactions at prices ranging from $35.50 to $35.52. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 22:24 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock | 38,513 | $35.04 | $1,349,576.40 |
DisclosureSEC source: 0001209191-21-055727 · doc4.xml · nonDerivative · entry 2 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,198 F2 · shares: These shares were sold to cover the payment of applicable taxes as a result of the vesting of the RSUs. This "sell to cover" transaction in order to satisfy tax obligations does not represent a discretionary transaction by the reporting person. F3 · price: The price represents the weighted average sales price of the shares that were sold in multiple transactions at prices ranging from $35.0111 to $35.0650. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 22:24 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Units · Derivative | 108,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055727 · doc4.xml · derivative · entry 3 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 108,257 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. F4 · derivative.exercise_date: As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on September 9, 2021. F4 · derivative.expiration_date: As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on September 9, 2021. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 22:24 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 108,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055727 · doc4.xml · nonDerivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| May 06, 2021 Filed May 7, 2021 21:42 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock | 222,663 | $36.26 | $8,073,315.05 |
DisclosureSEC source: 0001209191-21-031003 · doc4.xml · nonDerivative · entry 2 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,454 F2 · price: The price represents the weighted average sales price of the shares that were sold in multiple transactions at prices ranging from $36.100 to $36.410. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 05, 2021 Filed May 7, 2021 21:42 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | SaleCommon Stock | 111,537 | $36.02 | $4,018,042.35 |
DisclosureSEC source: 0001209191-21-031003 · doc4.xml · nonDerivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,117 F1 · price: The price represents the weighted average sales price of the shares that were sold in multiple transactions at prices ranging from $36.000 to $36.065. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:29 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Units · Derivative | 144,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021445 · doc4.xml · derivative · entry 9 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 144,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on March 15, 2021. F3 · derivative.expiration_date: As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on March 15, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:29 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Units · Derivative | 144,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021445 · doc4.xml · derivative · entry 8 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 144,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on March 15, 2021. F3 · derivative.expiration_date: As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on March 15, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:29 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Units · Derivative | 289,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021445 · doc4.xml · derivative · entry 7 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 289,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on March 15, 2021. F3 · derivative.expiration_date: As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on March 15, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:29 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Tax withholdingCommon Stock | 52,434 | $33.58 | $1,760,733.72 |
DisclosureSEC source: 0001209191-21-021445 · doc4.xml · nonDerivative · entry 6 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,654 F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:29 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 144,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021445 · doc4.xml · nonDerivative · entry 5 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:29 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Tax withholdingCommon Stock | 52,434 | $33.58 | $1,760,733.72 |
DisclosureSEC source: 0001209191-21-021445 · doc4.xml · nonDerivative · entry 4 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,488 F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:29 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 144,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021445 · doc4.xml · nonDerivative · entry 3 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:29 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Tax withholdingCommon Stock | 109,334 | $33.58 | $3,671,435.72 |
DisclosureSEC source: 0001209191-21-021445 · doc4.xml · nonDerivative · entry 2 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,322 F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:29 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 289,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-021445 · doc4.xml · nonDerivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:35 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 48,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018231 · doc4.xml · derivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,988 Underlying: Common Stock · 48,988 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 22:27 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Units · Derivative | 171,292 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059474 · doc4.xml · derivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · President, Cold Beverages 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,292 Underlying: Common Stock · 171,292 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on November 17, 2023; 20% on November 17, 2024, and 20% on November 17, 2025. F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on November 17, 2023; 20% on November 17, 2024, and 20% on November 17, 2025. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 01:05 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 173,612 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051082 · doc4.xml · derivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,612 Underlying: Common Stock · 173,612 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in four equal installments as follows: 25% on September 15, 2022; 25% on September 15, 2023; 25% on September 15, 2024; and 25% on September 15, 2025. F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in four equal installments as follows: 25% on September 15, 2022; 25% on September 15, 2023; 25% on September 15, 2024; and 25% on September 15, 2025. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 20:49 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Units · Derivative | 52,197 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018908 · doc4.xml · derivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,197 Underlying: Common Stock · 52,197 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F2 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date. F2 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest in three installments as follows: 60% on March 12, 2023; 20% on March 12 2024, and 20% on March 12, 2025. The restricted stock units will be settled in shares of the Issuer's Common Stock on the respective vesting date. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 20:55 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 19,000 | $26.37 | $501,037.60 |
DisclosureSEC source: 0001209191-20-017319 · doc4.xml · nonDerivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,456 Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:42 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Units · Derivative | 57,582 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016588 · doc4.xml · derivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,582 Underlying: Common Stock · 57,582 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 21:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 22,000 | $22.94 | $504,673.40 |
DisclosureSEC source: 0001209191-18-048845 · doc4.xml · nonDerivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,456 F1 · price: The price represents the weighted average sale price of the securities acquired. The range of prices for the transaction is $22.925-$22.96. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 20:47 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 64,130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048505 · doc4.xml · derivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,130 Underlying: Common Stock · 64,130 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 20:47 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 108,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042347 · doc4.xml · derivative · entry 5 Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,257 Underlying: Common Stock · 108,257 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of common stock. F3 · kind: Pursuant to the Merger Agreement, as of the effective time of the Merger, each Maple Restricted Stock Unit ("RSU") that was outstanding immediately prior to the effective time was converted to 96.4 KDP RSUs, with the same terms and conditions as were applicable under such Maple RSU immediately prior to the effective time. F5 · derivative.exercise_date: These Restricted Stock Units vest on September 9, 2021. F5 · derivative.expiration_date: These Restricted Stock Units vest on September 9, 2021. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 20:47 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 144,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042347 · doc4.xml · derivative · entry 4 Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,600 Underlying: Common Stock · 144,600 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of common stock. F3 · kind: Pursuant to the Merger Agreement, as of the effective time of the Merger, each Maple Restricted Stock Unit ("RSU") that was outstanding immediately prior to the effective time was converted to 96.4 KDP RSUs, with the same terms and conditions as were applicable under such Maple RSU immediately prior to the effective time. F4 · derivative.exercise_date: These Restricted Stock Units vest on March 15, 2021. F4 · derivative.expiration_date: These Restricted Stock Units vest on March 15, 2021. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 20:47 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 144,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042347 · doc4.xml · derivative · entry 3 Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,600 Underlying: Common Stock · 144,600 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of common stock. F3 · kind: Pursuant to the Merger Agreement, as of the effective time of the Merger, each Maple Restricted Stock Unit ("RSU") that was outstanding immediately prior to the effective time was converted to 96.4 KDP RSUs, with the same terms and conditions as were applicable under such Maple RSU immediately prior to the effective time. F4 · derivative.exercise_date: These Restricted Stock Units vest on March 15, 2021. F4 · derivative.expiration_date: These Restricted Stock Units vest on March 15, 2021. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 20:47 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 289,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042347 · doc4.xml · derivative · entry 2 Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,200 Underlying: Common Stock · 289,200 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of common stock. F3 · kind: Pursuant to the Merger Agreement, as of the effective time of the Merger, each Maple Restricted Stock Unit ("RSU") that was outstanding immediately prior to the effective time was converted to 96.4 KDP RSUs, with the same terms and conditions as were applicable under such Maple RSU immediately prior to the effective time. F4 · derivative.exercise_date: These Restricted Stock Units vest on March 15, 2021. F4 · derivative.expiration_date: These Restricted Stock Units vest on March 15, 2021. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 20:47 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantCommon Stock | 397,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042347 · doc4.xml · nonDerivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,456 F1 · kind: Pursuant to the Agreement and Plan of Merger dated as of January 29, 2018 (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple"), Dr Pepper Snapple Group, Inc., a Delaware corporation ("DPS") and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple (the "Merger"), with Maple surviving the Merger as a wholly-owned subsidiary of DPS. As of the effective time of the Merger, DPS was renamed Keurig Dr Pepper Inc. ("KDP"), and each share of common stock of Maple issued and outstanding immediately prior to the effective time was converted into the right to receive 96.4 fully paid and nonassessable shares of KDP common stock. F1 · price: Pursuant to the Agreement and Plan of Merger dated as of January 29, 2018 (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple"), Dr Pepper Snapple Group, Inc., a Delaware corporation ("DPS") and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple (the "Merger"), with Maple surviving the Merger as a wholly-owned subsidiary of DPS. As of the effective time of the Merger, DPS was renamed Keurig Dr Pepper Inc. ("KDP"), and each share of common stock of Maple issued and outstanding immediately prior to the effective time was converted into the right to receive 96.4 fully paid and nonassessable shares of KDP common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.