Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Keurig Dr Pepper Inc.KDP · Entity 3055 | Director | March 03, 2021 | March 05, 2021 |
| Krispy Kreme, Inc.DNUT · Entity 5375 | Director | June 17, 2025 | June 20, 2025 |
| Mondelez International, Inc.MDLZ · Entity 2953 | EVP & General Counsel | August 12, 2020 | October 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Keurig Dr Pepper Inc.
Report date March 03, 2021 · Filed March 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,226 |
Reported balance
After 2021-03-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-03-03 · Grant · Acquired 5,226 · Balance 5,226 F1: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2: The Reporting Person is an officer of Mondelez International, Inc. (Mondelez International) and serves on the Board of Directors of the Issuer as a nominee of Mondelez International, a stockholder of the Issuer. The Reporting Person has agreed that he will not receive any separate compensation for serving on the Board of Directors of the Issuer and will transfer to Mondelez International any director compensation he receives from the Issuer, including any awards made pursuant to grants of restricted stock units. The Reporting Person disclaims beneficial ownership of such restricted stock units except to the extent of his pecuniary interests therein and this report shall not be deemed that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F2: The Reporting Person is an officer of Mondelez International, Inc. (Mondelez International) and serves on the Board of Directors of the Issuer as a nominee of Mondelez International, a stockholder of the Issuer. The Reporting Person has agreed that he will not receive any separate compensation for serving on the Board of Directors of the Issuer and will transfer to Mondelez International any director compensation he receives from the Issuer, including any awards made pursuant to grants of restricted stock units. The Reporting Person disclaims beneficial ownership of such restricted stock units except to the extent of his pecuniary interests therein and this report shall not be deemed that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
Krispy Kreme, Inc.
Report date June 17, 2025 · Filed June 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,399 |
Reported balance
After 2025-06-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-06-17 · Grant · Acquired 47,795 · Balance 68,399 F1: Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest on June 17, 2028. F2: Unvested RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest on June 17, 2028.
F2: Unvested RSUs.
Mondelez International, Inc.
Report date August 12, 2020 · Filed October 07, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 48,563 |
Last balance in matching sequence
After 2020-08-12 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-08-12 · Exercise / conversion · Acquired 26,880 · Balance 65,924 F1: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes. Row 2 · 2020-08-12 · Tax withholding · Disposed 17,361 · Balance 48,563 F1: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes. F2: This amendment is being filed to report the correct number of securities surrendered in payment of the exercise price and taxes. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.83 · Expires 2021-02-23 | Direct | 0 |
Reported balance
After 2020-08-12 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2020-08-12 · Exercise / conversion · Disposed 26,880 · Balance 0 F1: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes. |
| Class A Common StockSEC Table I · non-derivative | IndirectSpouse's Revocable Trust | 23,000 |
Reported balance
Holding disclosure · report date 2020-08-12 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 23,000 |
| Class A Common StockSEC Table I · non-derivative | IndirectRevocable Trust | 84,360 |
Reported balance
Holding disclosure · report date 2020-08-12 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 84,360 |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes.
F2: This amendment is being filed to report the correct number of securities surrendered in payment of the exercise price and taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2025 Filed Jun 20, 2025 08:34 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | GrantCommon Stock | 47,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001857154-25-000095 · wk-form4_1750422856.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,399 F1 · shares: Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest on June 17, 2028. F2 · balance_after: Unvested RSUs. Read SEC document |
| April 11, 2024 Filed Apr 12, 2024 16:20 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | GrantCommon Stock | 6,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001857154-24-000040 · wk-form4_1712953217.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,604 F1 · shares: Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest in three installments as follows: 60% on April 11, 2027, 20% on April 11, 2028, and 20% on April 11, 2029. F2 · balance_after: Unvested RSUs Read SEC document |
| May 09, 2023 Filed May 11, 2023 17:37 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | GrantCommon Stock | 6,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001857154-23-000058 · wf-form4_168384105633770.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,932 F1 · shares: Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest in three installments asfollows: 60% on May 9, 2026, 20% on May 9, 2027, and 20% on May 9, 2028. F2 · balance_after: Unvested RSUs Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 17:49 UTC | Krispy Kreme, Inc. DNUT · Entity 5375 | GrantCommon Stock | 7,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001857154-22-000090 · wf-form4_165714414280835.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,353 F1 · shares: Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. Subject to certain terms and conditions, the RSUs will vest in three installments as follows: 60% on June 30, 2025, 20% on June 30, 2026, and 20% on June 30, 2027. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:23 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Units · Derivative | 5,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018197 · doc4.xml · derivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,226 Underlying: Common Stock · 5,226 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · balance_after: The Reporting Person is an officer of Mondelez International, Inc. (Mondelez International) and serves on the Board of Directors of the Issuer as a nominee of Mondelez International, a stockholder of the Issuer. The Reporting Person has agreed that he will not receive any separate compensation for serving on the Board of Directors of the Issuer and will transfer to Mondelez International any director compensation he receives from the Issuer, including any awards made pursuant to grants of restricted stock units. The Reporting Person disclaims beneficial ownership of such restricted stock units except to the extent of his pecuniary interests therein and this report shall not be deemed that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:08 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | Exercise / conversionStock Options (right to buy) · Derivative | 26,880 | $0.00 Strike: $20.83 | $0.00 |
DisclosureSEC source: 0001209191-20-046770 · doc4.xml · derivative · entry 5 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 26,880 shares Expires 2021-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:08 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | Tax withholdingClass A Common Stock | 17,621 | $55.49 | $977,789.29 |
DisclosureSEC source: 0001209191-20-046770 · doc4.xml · nonDerivative · entry 2 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,303 F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:08 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | Exercise / conversionClass A Common Stock | 26,880 | $20.83 | $559,918.46 |
DisclosureSEC source: 0001209191-20-046770 · doc4.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 12, 2020 Filed Oct 7, 2020 20:29 UTC Amendment | Mondelez International, Inc. MDLZ · Entity 2953 | Exercise / conversionStock Options (right to buy) · Derivative | 26,880 | $0.00 Strike: $20.83 | $0.00 |
DisclosureSEC source: 0001209191-20-054131 · doc4a.xml · derivative · entry 5 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 26,880 shares Expires 2021-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 12, 2020 Filed Oct 7, 2020 20:29 UTC Amendment | Mondelez International, Inc. MDLZ · Entity 2953 | Tax withholdingClass A Common Stock | 17,361 | $56.03 | $972,736.83 |
DisclosureSEC source: 0001209191-20-054131 · doc4a.xml · nonDerivative · entry 2 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,563 F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes. F2 · shares: This amendment is being filed to report the correct number of securities surrendered in payment of the exercise price and taxes. Read SEC document |
| August 12, 2020 Filed Oct 7, 2020 20:29 UTC Amendment | Mondelez International, Inc. MDLZ · Entity 2953 | Exercise / conversionClass A Common Stock | 26,880 | $20.83 | $559,918.46 |
DisclosureSEC source: 0001209191-20-054131 · doc4a.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 24, 2014 and expire on February 23, 2021, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 20:56 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Units · Derivative | 6,960 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018930 · doc4.xml · derivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,960 Underlying: Common Stock · 6,960 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date. F3 · balance_after: The Reporting Person is an officer of Mondelez International, Inc. ("Mondelez International") and serves on the Board of Directors of the Issuer as a nominee of Mondelez International, a stockholder of the Issuer. The Reporting Person has agreed that he will not receive any separate compensation for serving as a director of the Issuer and will transfer to Mondelez International any director compensation he receives from the Issuer, including any awards made pursuant to grants of restricted stock units. The Reporting Person disclaims beneficial ownership of such restricted stock units except to the extent of his pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:32 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantStock Options (right to buy) · Derivative | 42,350 | $0.00 Strike: $59.04 | $0.00 |
DisclosureSEC source: 0001209191-20-012116 · doc4.xml · derivative · entry 5 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,300 Underlying: Class A Common Stock · 42,350 shares Expires 2030-02-20 F5 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on February 20, 2021; 33% on February 20, 2022; and 34% on February 20, 2023. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:32 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | Tax withholdingClass A Common Stock | 6,388 | $59.04 | $377,147.52 |
DisclosureSEC source: 0001209191-20-012116 · doc4.xml · nonDerivative · entry 2 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,044 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:32 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantClass A Common Stock | 19,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012116 · doc4.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,432 F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:07 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | SaleClass A Common Stock | 40,000 | $51.56 | $2,062,400.00 |
DisclosureSEC source: 0001209191-19-027687 · doc4.xml · nonDerivative · entry 2 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 23,000 F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.55 to $51.62, inclusive. The reporting person undertakes to provide to Mondelez International, Inc., any security holder of Mondelez International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:07 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | SaleClass A Common Stock | 40,000 | $51.57 | $2,062,800.00 |
DisclosureSEC source: 0001209191-19-027687 · doc4.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,308 F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.56 to $51.60, inclusive. The reporting person undertakes to provide to Mondelez International, Inc., any security holder of Mondelez International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:38 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Units · Derivative | 6,143 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016559 · doc4.xml · derivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,143 Underlying: Common Stock · 6,143 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date. F3 · balance_after: The Reporting Person is an officer of Mondelez International, Inc. ("Mondelez International") and serves on the Board of Directors of the Issuer as a nominee of Mondelez International, a stockholder of the Issuer. The Reporting Person has agreed that he will not receive any separate compensation for serving as a director of the Issuer and will transfer to Mondelez International any director compensation he receives from the Issuer, including any awards made pursuant to grants of restricted stock units. The Reporting Person disclaims beneficial ownership of such restricted stock units except to the extent of his pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:12 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantStock Options (right to buy) · Derivative | 52,390 | $0.00 Strike: $47.72 | $0.00 |
DisclosureSEC source: 0001209191-19-013473 · doc4.xml · derivative · entry 4 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,390 Underlying: Class A Common Stock · 52,390 shares Expires 2029-02-22 F3 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on February 22, 2020; 33% on February 22, 2021; and 34% on February 22, 2022. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:12 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | Tax withholdingClass A Common Stock | 9,441 | $47.72 | $450,524.52 |
DisclosureSEC source: 0001209191-19-013473 · doc4.xml · nonDerivative · entry 2 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,308 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:12 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantClass A Common Stock | 22,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013473 · doc4.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,749 F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 23:09 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | Exercise / conversionStock Options (right to buy) · Derivative | 29,340 | $0.00 Strike: $19.08 | $0.00 |
DisclosureSEC source: 0001209191-19-010751 · doc4.xml · derivative · entry 5 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 29,340 shares Expires 2020-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 22, 2013 and expire on February 21, 2020. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 23:09 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GiftClass A Common Stock | 63,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010751 · doc4.xml · nonDerivative · entry 4 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 63,000 F3 · shares: This transaction involved a gift of securities by the reporting person to his wife, who shares the reporting person's household. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 23:09 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GiftClass A Common Stock | 63,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010751 · doc4.xml · nonDerivative · entry 3 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,360 F3 · shares: This transaction involved a gift of securities by the reporting person to his wife, who shares the reporting person's household. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 23:09 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | SaleClass A Common Stock | 29,340 | $47.72 | $1,400,104.80 |
DisclosureSEC source: 0001209191-19-010751 · doc4.xml · nonDerivative · entry 2 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,360 F2 · shares: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.72 to $47.74, inclusive. The reporting person undertakes to provide to Mondelez International, Inc., any security holder of Mondelez International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 23:09 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | Exercise / conversionClass A Common Stock | 29,340 | $19.08 | $559,692.77 |
DisclosureSEC source: 0001209191-19-010751 · doc4.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 22, 2013 and expire on February 21, 2020. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 20:53 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Units · Derivative | 6,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051235 · doc4.xml · derivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,631 Underlying: Common Stock · 6,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F3 · balance_after: The Reporting Person is an officer of Mondelez International, Inc. ("Mondelez International") and serves on the Board of Directors of the Issuer as a nominee of Mondelez International, a stockholder of the Issuer. The Reporting Person has agreed that he will not receive any separate compensation for serving as a director of the Issuer and will transfer to Mondelez International any director compensation he receives from the Issuer, including any awards made pursuant to grants of restricted stock units. The Reporting Person disclaims beneficial ownership of such restricted stock units except to the extent of his pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 20:03 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | Exercise / conversionStock Options (right to buy) · Derivative | 27,520 | $0.00 Strike: $15.47 | $0.00 |
DisclosureSEC source: 0001209191-18-050032 · doc4.xml · derivative · entry 3 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 27,520 shares Expires 2019-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 20:03 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | Tax withholdingClass A Common Stock | 17,646 | $43.49 | $767,424.54 |
DisclosureSEC source: 0001209191-18-050032 · doc4.xml · nonDerivative · entry 2 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,360 F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 20:03 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | Exercise / conversionClass A Common Stock | 27,520 | $15.47 | $425,789.44 |
DisclosureSEC source: 0001209191-18-050032 · doc4.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:32 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantStock Options (right to buy) · Derivative | 57,460 | $0.00 Strike: $43.51 | $0.00 |
DisclosureSEC source: 0001209191-18-013480 · doc4.xml · derivative · entry 3 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,460 Underlying: Class A Common Stock · 57,460 shares Expires 2028-02-22 F3 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on February 22, 2019; 33% on February 22, 2020; and 34% on February 22, 2021. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:32 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | Tax withholdingClass A Common Stock | 7,119 | $43.51 | $309,747.69 |
DisclosureSEC source: 0001209191-18-013480 · doc4.xml · nonDerivative · entry 2 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,486 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:32 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantClass A Common Stock | 23,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013480 · doc4.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,605 F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:27 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | Exercise / conversionStock Options (right to buy) · Derivative | 22,080 | $0.00 Strike: $19.30 | $0.00 |
DisclosureSEC source: 0001209191-17-049207 · doc4.xml · derivative · entry 3 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 22,080 shares Expires 2018-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 4, 2011 and expire on February 2, 2018, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:27 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | Tax withholdingClass A Common Stock | 15,367 | $43.86 | $673,996.62 |
DisclosureSEC source: 0001209191-17-049207 · doc4.xml · nonDerivative · entry 2 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,723 F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 4, 2011 and expire on February 2, 2018, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:27 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | Exercise / conversionClass A Common Stock | 22,080 | $19.30 | $426,115.30 |
DisclosureSEC source: 0001209191-17-049207 · doc4.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 4, 2011 and expire on February 2, 2018, and to report the surrender of securities in payment of the exercise price and taxes. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:15 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | Tax withholdingClass A Common Stock | 3,017 | $42.50 | $128,222.50 |
DisclosureSEC source: 0001209191-17-013205 · doc4.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,010 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of deferred stock units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:11 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantStock Options (right to buy) · Derivative | 49,190 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001209191-17-012635 · doc4.xml · derivative · entry 3 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,190 Underlying: Class A Common Stock · 49,190 shares Expires 2027-02-16 F3 · derivative.exercise_date: Options will vest in three annual installments as follows: 33% on February 16, 2018; 33% on February 16, 2019; and 34% on February 16, 2020. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:11 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | Tax withholdingClass A Common Stock | 5,100 | $43.20 | $220,320.00 |
DisclosureSEC source: 0001209191-17-012635 · doc4.xml · nonDerivative · entry 2 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,027 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance share units. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:11 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantClass A Common Stock | 16,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012635 · doc4.xml · nonDerivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,127 F1 · shares: Shares of common stock received upon vesting of performance share units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.