Tapewire

NYSE · USD

FTK

FLOTEK INDUSTRIES INC/CN/

Export transactions ↓
Tapewire entity
5092
SEC CIK
0000928054
Parsed reports
325

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202611
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2017 Filed May 22, 2017 20:12 UTC
REILAND JOHNDirector
Exercise / conversionStock Option · Derivative 9,047 $0.00 Strike: $8.29 $0.00
Disclosure

SEC source: 0000928054-17-000072 · wf-form4_149548395300042.xml · derivative · entry 3

REILAND JOHN · CIK 0001074279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,047 shares

Expires 2017-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:12 UTC
REILAND JOHNDirector
Tax withholdingCommon Stock 7,716 $9.72 $74,999.52
Disclosure

SEC source: 0000928054-17-000072 · wf-form4_149548395300042.xml · nonDerivative · entry 2

REILAND JOHN · CIK 0001074279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,165

Read SEC document
May 18, 2017 Filed May 22, 2017 20:12 UTC
REILAND JOHNDirector
Exercise / conversionCommon Stock 9,047 $8.29 $74,999.63
Disclosure

SEC source: 0000928054-17-000072 · wf-form4_149548395300042.xml · nonDerivative · entry 1

REILAND JOHN · CIK 0001074279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of stock options @ $8.29 per share, pursuant to previously awarded stock option grant.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:12 UTC
Hern KennethDirector
Exercise / conversionStock Option · Derivative 9,047 $0.00 Strike: $8.29 $0.00
Disclosure

SEC source: 0000928054-17-000071 · wf-form4_149548393370388.xml · derivative · entry 3

Hern Kenneth · CIK 0001358660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,047 shares

Expires 2017-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2017 Filed May 22, 2017 20:12 UTC
Hern KennethDirector
Tax withholdingCommon Stock 7,716 $9.72 $74,999.52
Disclosure

SEC source: 0000928054-17-000071 · wf-form4_149548393370388.xml · nonDerivative · entry 2

Hern Kenneth · CIK 0001358660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,457

Read SEC document
May 18, 2017 Filed May 22, 2017 20:12 UTC
Hern KennethDirector
Exercise / conversionCommon Stock 9,047 $8.29 $74,999.63
Disclosure

SEC source: 0000928054-17-000071 · wf-form4_149548393370388.xml · nonDerivative · entry 1

Hern Kenneth · CIK 0001358660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of stock options @ $8.29 per share, pursuant to previously awarded stock option grant.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 20:06 UTC
Hern KennethDirector
GrantCommon Sotck 10,639 $11.75 $125,008.25
Disclosure

SEC source: 0000928054-17-000063 · wf-form4_149306438010478.xml · nonDerivative · entry 1

Hern Kenneth · CIK 0001358660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,126

F1 · shares: Award grant of 10,639 shares at $11.75 per share which vest at the next annual stockholders' meeting.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 20:06 UTC
McGuire LVDirector
GrantCommon Sotck 10,639 $11.75 $125,008.25
Disclosure

SEC source: 0000928054-17-000062 · wf-form4_149306436296024.xml · nonDerivative · entry 1

McGuire LV · CIK 0001499794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,462

F1 · shares: Award grant of 10,639 shares at $11.75 per share which vest at the next annual stockholders' meeting.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 20:05 UTC
REILAND JOHNDirector
GrantCommon Sotck 10,639 $11.75 $125,008.25
Disclosure

SEC source: 0000928054-17-000061 · wf-form4_149306434371425.xml · nonDerivative · entry 1

REILAND JOHN · CIK 0001074279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,834

F1 · shares: Award grant of 10,639 shares at $11.75 per share which vest at the next annual stockholders' meeting.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 20:05 UTC GrantCommon Sotck 10,639 $11.75 $125,008.25
Disclosure

SEC source: 0000928054-17-000060 · wf-form4_149306432641109.xml · nonDerivative · entry 1

Adams Michelle M · CIK 0001697269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,089

F1 · shares: Award grant of 10,639 shares at $11.75 per share which vest at the next annual stockholders' meeting.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 20:05 UTC GrantCommon Sotck 10,639 $11.75 $125,008.25
Disclosure

SEC source: 0000928054-17-000059 · wf-form4_149306430884415.xml · nonDerivative · entry 1

Cooper L Melvin · CIK 0001505460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,114

F1 · shares: Award grant of 10,639 shares at $11.75 per share which vest at the next annual stockholders' meeting.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 20:04 UTC
Brown Ted DDirector
GrantCommon Sotck 10,639 $11.75 $125,008.25
Disclosure

SEC source: 0000928054-17-000058 · wf-form4_149306428525187.xml · nonDerivative · entry 1

Brown Ted D · CIK 0001297978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,226

F1 · shares: Award grant of 10,639 shares at $11.75 per share which vest at the next annual stockholders' meeting.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 20:04 UTC GrantCommon Sotck 10,639 $11.75 $125,008.25
Disclosure

SEC source: 0000928054-17-000057 · wf-form4_149306426805928.xml · nonDerivative · entry 1

Hardy Carla S. · CIK 0001576961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,452

F1 · shares: Award grant of 10,639 shares at $11.75 per share which vest at the next annual stockholders' meeting.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 20:06 UTC
CHISHOLM JOHNDirector · Chairman, President and CEO
Exercise / conversionStock Option · Derivative 400,000 $0.00 Strike: $9.19 $0.00
Disclosure

SEC source: 0000928054-17-000045 · wf-form4_149185474549621.xml · derivative · entry 4

CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400,000 shares

Expires 2017-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 20:06 UTC
CHISHOLM JOHNDirector · Chairman, President and CEO
Tax withholdingCommon Stock 321,522 $12.59 $4,047,961.98
Disclosure

SEC source: 0000928054-17-000045 · wf-form4_149185474549621.xml · nonDerivative · entry 2

CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881,646

Read SEC document
April 06, 2017 Filed Apr 10, 2017 20:06 UTC
CHISHOLM JOHNDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 400,000 $9.19 $3,676,000.00
Disclosure

SEC source: 0000928054-17-000045 · wf-form4_149185474549621.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of stock options @ $9.19 per share, pursuant to previously awarded stock option grant.

Read SEC document
April 06, 2017 Filed Apr 11, 2017 20:08 UTC Amendment
CHISHOLM JOHNDirector · Chairman, President and CEO
Tax withholdingCommon Stock 321,945 $12.59 $4,053,287.55
Disclosure

SEC source: 0000928054-17-000048 · wf-form4a_149194130232078.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881,223

Read SEC document
April 04, 2017 Filed Apr 5, 2017 20:07 UTC
REEVES STEVEN AExec. VP, Operations
Exercise / conversionCommon Stock · Derivative 200,000 $0.00 Strike: $9.19 $0.00
Disclosure

SEC source: 0000928054-17-000043 · wf-form4_149142281841756.xml · derivative · entry 5

REEVES STEVEN A · CIK 0001434793 · Exec. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2017-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 20:07 UTC
REEVES STEVEN AExec. VP, Operations
Tax withholdingCommon Stock 169,325 $12.49 $2,114,869.25
Disclosure

SEC source: 0000928054-17-000043 · wf-form4_149142281841756.xml · nonDerivative · entry 2

REEVES STEVEN A · CIK 0001434793 · Exec. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,486

Read SEC document
April 04, 2017 Filed Apr 5, 2017 20:07 UTC
REEVES STEVEN AExec. VP, Operations
Exercise / conversionCommon Stock 200,000 $9.19 $1,838,000.00
Disclosure

SEC source: 0000928054-17-000043 · wf-form4_149142281841756.xml · nonDerivative · entry 1

REEVES STEVEN A · CIK 0001434793 · Exec. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of stock options @ $9.19 per share, pursuant to previously awarded stock option grant.

Read SEC document
April 04, 2017 Filed Apr 11, 2017 20:08 UTC Amendment
REEVES STEVEN AExec. VP, Operations
Tax withholdingCommon Stock 171,967 $12.49 $2,147,867.83
Disclosure

SEC source: 0000928054-17-000049 · wf-form4a_149194132540929.xml · nonDerivative · entry 1

REEVES STEVEN A · CIK 0001434793 · Exec. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,844

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:07 UTC
Hern KennethDirector
SaleCommon Stock 15,000 $11.60 $174,000.00
Disclosure

SEC source: 0000928054-17-000031 · wf-form4_148969482339369.xml · nonDerivative · entry 1

Hern Kenneth · CIK 0001358660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,487

F1 · shares: Sale of 15,000 shares on the open market at an average price of $11.5790 per share.

Read SEC document
February 24, 2017 Filed Mar 28, 2017 20:06 UTC
REEVES STEVEN AExec. VP, Operations
GrantCommon Stock 68,333 $0.00 $0.00
Disclosure

SEC source: 0000928054-17-000038 · wf-form4_149073158008441.xml · nonDerivative · entry 1

REEVES STEVEN A · CIK 0001434793 · Exec. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,811

F1 · shares: Award grant of 68,333 shares at $12.98 per share which vest on 6/30/2017.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 21:06 UTC
REILAND JOHNDirector
SaleCommon Stock 15,000 $12.73 $190,890.00
Disclosure

SEC source: 0000928054-17-000029 · wf-form4_148788398234337.xml · nonDerivative · entry 1

REILAND JOHN · CIK 0001074279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,195

F1 · shares: Sale of 15,000 shares on the open market at an average price of $12.726 per share.

Read SEC document
February 13, 2017 Filed Mar 28, 2017 20:06 UTC
Schmitz Robert M.Chief Financial Officer
Disposition to issuerCommon Stock 18,976 $0.00 $0.00
Disclosure

SEC source: 0000928054-17-000039 · wf-form4_149073160429083.xml · nonDerivative · entry 1

Schmitz Robert M. · CIK 0001641791 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,617

F1 · shares: Forfeiture of shares that had not vested upon retirement.

Read SEC document
February 13, 2017 Filed Jan 30, 2018 21:47 UTC GiftCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0000928054-18-000006 · wf-form5_151734884226239.xml · nonDerivative · entry 1

Walton H. Richard · CIK 0001567998 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,567

Read SEC document
February 11, 2017 Filed Feb 14, 2017 23:47 UTC
Schmitz Robert M.Chief Financial Officer
Tax withholdingCommon Stock 1,399 $12.34 $17,263.66
Disclosure

SEC source: 0000928054-17-000027 · wf-form4_148711603562462.xml · nonDerivative · entry 1

Schmitz Robert M. · CIK 0001641791 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,593

F1 · shares: Disposition of 1,399 shares at $12.34/share for tax obligation relative to previously granted award vesting on 2/11/2017.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:48 UTC
Bodnar Robert CSenior Vice President
Tax withholdingCommon Stock 9,003 $9.39 $84,538.17
Disclosure

SEC source: 0000928054-17-000010 · wf-form4_148356650778612.xml · nonDerivative · entry 1

Bodnar Robert C · CIK 0001689733 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,778

F1 · shares: Disposition of 9,003 shares at $9.39/share for tax obligation relative to previously granted awards vesting on 12/31/2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:43 UTC
REEVES STEVEN AExec. VP, Operations
Tax withholdingCommon Stock 24,957 $9.39 $234,346.23
Disclosure

SEC source: 0000928054-17-000006 · wf-form4_148356621657737.xml · nonDerivative · entry 1

REEVES STEVEN A · CIK 0001434793 · Exec. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,478

F1 · shares: Disposition of 24,957 shares at $9.39/share for tax obligation relative to previously granted awards vesting on 12/31/2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:45 UTC
SNIVELY JOSHUA AEVP Chemistry Research
Tax withholdingCommon Stock 20,350 $9.39 $191,086.50
Disclosure

SEC source: 0000928054-17-000008 · wf-form4_148356634093218.xml · nonDerivative · entry 1

SNIVELY JOSHUA A · CIK 0001548622 · EVP Chemistry Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,508

F1 · shares: Disposition of 20,350 shares at $9.39/share for tax obligation relative to previously granted awards vesting on 12/31/2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:41 UTC
Schmitz Robert M.Chief Financial Officer
Tax withholdingCommon Stock 10,335 $9.39 $97,045.65
Disclosure

SEC source: 0000928054-17-000004 · wf-form4_148356609588346.xml · nonDerivative · entry 1

Schmitz Robert M. · CIK 0001641791 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,992

F1 · shares: Disposition of 10,335 shares at $9.39/share for tax obligation relative to previously granted awards vesting on 12/31/2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:39 UTC
CHISHOLM JOHNDirector · Chairman, President and CEO
Tax withholdingCommon Stock 68,242 $9.39 $640,792.38
Disclosure

SEC source: 0000928054-17-000002 · wf-form4_148356598124564.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,168

F1 · shares: Disposition of 68,242 shares at $9.39/share for tax obligation relative to previously granted awards vesting on 12/31/2016.

Read SEC document
December 21, 2016 Filed Jan 4, 2017 21:45 UTC
SNIVELY JOSHUA AEVP Chemistry Research
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000928054-17-000008 · wf-form4_148356634093218.xml · nonDerivative · entry 2

SNIVELY JOSHUA A · CIK 0001548622 · EVP Chemistry Research

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust

Disclosed balance after: 104,345

F2 · ownership.nature: Mr. Snively is a trustee and beneficiary of the named trusts. Mr. Snively disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 20:07 UTC SaleCommon Stock 10,000 $16.01 $160,098.00
Disclosure

SEC source: 0000928054-16-000149 · wf-form4_147327884417613.xml · nonDerivative · entry 1

Cooper L Melvin · CIK 0001505460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,475

F1 · shares: Sale of 10,000 shares on the open market at an average price of $16.0098 per share.

Read SEC document
August 24, 2016 Filed Feb 14, 2017 23:40 UTC GiftCommon Stock 2,795 $0.00 $0.00
Disclosure

SEC source: 0000928054-17-000021 · wf-form5_148711559924280.xml · nonDerivative · entry 1

Hardy Carla S. · CIK 0001576961 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Carla Shulz Hardy Revocable Trust

Disclosed balance after: 192,160

F1 · balance_after: Transfer of 12,915 shares from direct ownership to indirect ownership through the Carla Shulz Hardy Revocable Trust.

F2 · ownership.nature: Ms. Hardy is a trustee and beneficiary of the named trust. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.

Read SEC document
February 08, 2016 Filed Feb 14, 2017 23:39 UTC
Walton H. RichardCFO Emeritus
GiftCommon Stock 6,300 $0.00 $0.00
Disclosure

SEC source: 0000928054-17-000020 · wf-form5_148711553957248.xml · nonDerivative · entry 1

Walton H. Richard · CIK 0001567998 · CFO Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,867

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.