Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | Director | May 24, 2019 | May 29, 2019 |
| Forbes Energy Services Ltd.FLSS · Entity 149749 | Senior Vice President & CFO | March 01, 2019 | March 05, 2019 |
| PAR PACIFIC HOLDINGS, INC.PARR · Entity 4053 | Director | April 05, 2023 | April 06, 2023 |
| SAExploration Holdings, Inc.SAEX · Entity 147534 | Director | December 03, 2018 | December 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date May 24, 2019 · Filed May 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 170,763 |
Reported balance
After 2019-05-24 transaction · row 1
1 source rowRow 1 · 2019-05-24 · Grant · Acquired 32,895 · Balance 170,763 F1: Award grant of 32,895 shares based on a closing price of $3.04 per share on May 24, 2019 which vest at the 2020 annual stockholders' meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Award grant of 32,895 shares based on a closing price of $3.04 per share on May 24, 2019 which vest at the 2020 annual stockholders' meeting.
Forbes Energy Services Ltd.
Report date March 01, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,634 |
Reported balance
After 2019-03-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-03-01 · Grant · Acquired 4,390 · Balance 2,634 F1: Each restricted stock unit represents a contingent right to receive one share of Company common stock, par value $0.01 per share. F2: Represents the total number of exit financing restricted stock units granted on August 28, 2017 under the Company's management incentive plan. The number of restricted stock units that are ultimately earned is determined by the date on which a debt repayment condition is met as described in the Company's management incentive plan. The number of restricted stock units that are ultimately earned vest as follows: 40% on the first day following the date that is eighteen (18) months after the date of grant, 20% each on the second and third anniversaries of the date of grant, and 20% one day prior to the fourth anniversary of the date of grant. The restricted stock units, once vested, will generally entitle the Reporting Person to receive the applicable number of shares of Company common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,756 |
Reported balance
After 2019-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-03-01 · Exercise / conversion · Disposed 1,756 · Balance 1,756 F3: Represents the maximum number of vested restricted stock units for which shares could be issued in accordance with the provisions of the grant made on August 28, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Company common stock, par value $0.01 per share.
F2: Represents the total number of exit financing restricted stock units granted on August 28, 2017 under the Company's management incentive plan. The number of restricted stock units that are ultimately earned is determined by the date on which a debt repayment condition is met as described in the Company's management incentive plan. The number of restricted stock units that are ultimately earned vest as follows: 40% on the first day following the date that is eighteen (18) months after the date of grant, 20% each on the second and third anniversaries of the date of grant, and 20% one day prior to the fourth anniversary of the date of grant. The restricted stock units, once vested, will generally entitle the Reporting Person to receive the applicable number of shares of Company common stock.
F3: Represents the maximum number of vested restricted stock units for which shares could be issued in accordance with the provisions of the grant made on August 28, 2017.
PAR PACIFIC HOLDINGS, INC.
Report date April 05, 2023 · Filed April 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 39,871 |
Reported balance
After 2023-04-05 transaction · row 1
1 source rowRow 1 · 2023-04-05 · Grant · Acquired 881 · Balance 39,871 F1: Represents an award of restricted stock that will vest in full and be delivered on April 5, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock that will vest in full and be delivered on April 5, 2024.
SAExploration Holdings, Inc.
Report date December 03, 2018 · Filed December 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted stock unitSEC Table II · derivative / convertible security | Direct | 13,055 |
Reported balance
After 2018-12-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-12-03 · Grant · Acquired 13,055 · Balance 13,055 F1: Each restricted stock unit represents a contingent right to receive one share of common stock. F2: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made after the reporting person's termination of service from the Board of Directors. |
| Restricted stock unitSEC Table II · derivative / convertible security | Direct | 26,110 |
Reported balance
After 2018-12-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-12-03 · Grant · Acquired 13,055 · Balance 26,110 F1: Each restricted stock unit represents a contingent right to receive one share of common stock. F2: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made after the reporting person's termination of service from the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock.
F2: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made after the reporting person's termination of service from the Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 05, 2023 Filed Apr 6, 2023 23:02 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 881 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-010916 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,871 F1 · shares: Represents an award of restricted stock that will vest in full and be delivered on April 5, 2024. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 13:56 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | SaleCommon stock | 2,000 | $29.85 | $59,700.00 |
DisclosureSEC source: 0000899243-23-007291 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,990 Read SEC document |
| January 05, 2023 Filed Jan 10, 2023 00:38 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 1,132 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-001377 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,990 F1 · shares: Represents an award of restricted stock that will vest in full and be delivered on January 5, 2024. Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 17:03 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | SaleCommon stock | 2,000 | $22.59 | $45,180.00 |
DisclosureSEC source: 0000899243-22-035153 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,858 Read SEC document |
| October 05, 2022 Filed Oct 12, 2022 10:15 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 1,183 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-033441 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,858 F1 · shares: Represents an award of restricted stock that will vest in full and be delivered on October 5, 2023. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 18:50 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 1,480 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-025656 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,675 F1 · shares: Represents an award of restricted stock that will vest in full and be delivered on July 5, 2023. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 19:08 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | SaleCommon stock | 2,000 | $20.11 | $40,220.00 |
DisclosureSEC source: 0000899243-22-021602 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,195 F1 · price: The price in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $20.11 to $20.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 19:29 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 1,705 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-014246 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,195 F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on April 5, 2023. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 21:43 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 1,335 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-001211 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,490 F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on January 5, 2023. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 19:30 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 1,431 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-039579 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,155 F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on October 5, 2022. Read SEC document |
| July 05, 2021 Filed Jul 7, 2021 20:19 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027782 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,724 F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on July 5, 2022. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 18:46 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 1,520 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-015237 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,374 F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on April 5, 2022. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 18:37 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | SaleCommon stock | 1,000 | $19.04 | $19,040.00 |
DisclosureSEC source: 0000899243-21-009798 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,854 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transations at prices ranging from $19.03 - $19.06, inclusive. The reporting person undertakes to provide to Par Pacific Holdings, Inc., any of its stockholders or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Shares sold for payment of federal income tax liability incurred upon the vesting of certain restricted shares of common stock. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 20:10 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 1,590 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-000881 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,854 F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on January 5, 2022. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 21:15 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 3,147 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-027614 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,264 F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on October 5, 2021. Read SEC document |
| July 05, 2020 Filed Jul 8, 2020 00:11 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 2,604 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-018682 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,117 F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on July 5, 2021. Read SEC document |
| April 05, 2020 Filed Apr 7, 2020 20:33 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 3,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-010423 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,513 F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on April 5, 2021. Read SEC document |
| January 05, 2020 Filed Jan 7, 2020 23:49 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 1,014 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-000762 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,104 F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full and be delivered on January 5, 2021. Read SEC document |
| October 05, 2019 Filed Oct 8, 2019 15:42 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 989 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025278 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,090 F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full on October 5, 2020. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 16:01 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-019364 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,101 F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full on July 5, 2020. Read SEC document |
| May 24, 2019 Filed May 29, 2019 20:49 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 32,895 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-19-000059 · wf-form4_155916293771459.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,763 F1 · shares: Award grant of 32,895 shares based on a closing price of $3.04 per share on May 24, 2019 which vest at the 2020 annual stockholders' meeting. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 20:48 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 1,239 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-010387 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,059 F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full on April 5, 2020. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:54 UTC | Forbes Energy Services Ltd. FLSS · Entity 149749 | Exercise / conversionRestricted Stock Units · Derivative | 1,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001434842-19-000018 · wf-form4_155182282894381.xml · derivative · entry 2 Cooper L Melvin · CIK 0001505460 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756 Underlying: Common Stock, par value $0.01 · 1,756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents the maximum number of vested restricted stock units for which shares could be issued in accordance with the provisions of the grant made on August 28, 2017. F3 · derivative.exercise_date: Represents the maximum number of vested restricted stock units for which shares could be issued in accordance with the provisions of the grant made on August 28, 2017. F3 · derivative.expiration_date: Represents the maximum number of vested restricted stock units for which shares could be issued in accordance with the provisions of the grant made on August 28, 2017. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:54 UTC | Forbes Energy Services Ltd. FLSS · Entity 149749 | GrantRestricted Stock Units · Derivative | 4,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001434842-19-000018 · wf-form4_155182282894381.xml · derivative · entry 1 Cooper L Melvin · CIK 0001505460 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,634 Underlying: Common Stock, par value $0.01 · 4,390 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock, par value $0.01 per share. F1 · deemedExecutionDate: Each restricted stock unit represents a contingent right to receive one share of Company common stock, par value $0.01 per share. F2 · derivative.exercise_date: Represents the total number of exit financing restricted stock units granted on August 28, 2017 under the Company's management incentive plan. The number of restricted stock units that are ultimately earned is determined by the date on which a debt repayment condition is met as described in the Company's management incentive plan. The number of restricted stock units that are ultimately earned vest as follows: 40% on the first day following the date that is eighteen (18) months after the date of grant, 20% each on the second and third anniversaries of the date of grant, and 20% one day prior to the fourth anniversary of the date of grant. The restricted stock units, once vested, will generally entitle the Reporting Person to receive the applicable number of shares of Company common stock. F2 · derivative.expiration_date: Represents the total number of exit financing restricted stock units granted on August 28, 2017 under the Company's management incentive plan. The number of restricted stock units that are ultimately earned is determined by the date on which a debt repayment condition is met as described in the Company's management incentive plan. The number of restricted stock units that are ultimately earned vest as follows: 40% on the first day following the date that is eighteen (18) months after the date of grant, 20% each on the second and third anniversaries of the date of grant, and 20% one day prior to the fourth anniversary of the date of grant. The restricted stock units, once vested, will generally entitle the Reporting Person to receive the applicable number of shares of Company common stock. Read SEC document |
| January 05, 2019 Filed Jan 9, 2019 21:38 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-000850 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,820 F1 · shares: Represents a grant of restricted stock received by the reporting person. The shares will vest in full on January 5, 2020. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 14:57 UTC | SAExploration Holdings, Inc. SAEX · Entity 147534 | GrantRestricted stock unit · Derivative | 13,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061211 · doc4.xml · derivative · entry 2 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,110 Underlying: Common stock · 13,055 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made after the reporting person's termination of service from the Board of Directors. F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made after the reporting person's termination of service from the Board of Directors. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 14:57 UTC | SAExploration Holdings, Inc. SAEX · Entity 147534 | GrantRestricted stock unit · Derivative | 13,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061211 · doc4.xml · derivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,055 Underlying: Common stock · 13,055 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made after the reporting person's termination of service from the Board of Directors. F2 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made after the reporting person's termination of service from the Board of Directors. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 20:41 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon stock | 1,168 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-026429 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,317 F1 · shares: Represents a grant of shares of restricted stock received by the reporting person. The shares will vest in full on October 5, 2019. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 20:00 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon Stock | 1,292 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019622 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,149 F1 · shares: Represents a grant of shares of restricted stock received by the reporting person. The shares will vest in full on July 5, 2019. Read SEC document |
| April 27, 2018 Filed May 1, 2018 20:25 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Sotck | 33,423 | $3.74 | $125,002.02 |
DisclosureSEC source: 0000928054-18-000042 · wf-form4_152520629726596.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,868 F1 · shares: Award grant of 33,423 shares at $3.74 per share which vest at the next annual stockholders' meeting. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 20:04 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon Stock | 1,652 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009742 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,857 F1 · shares: Represents a grant of shares of restricted stock received by the reporting person. The shares will vest in full on April 5, 2019. Read SEC document |
| January 05, 2018 Filed Mar 1, 2018 13:26 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantRestricted stock units · Derivative | 830 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005902 · doc4.xml · derivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830 Underlying: Common stock · 830 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on January 5, 2019. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on January 5, 2019. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| January 05, 2018 Filed Apr 9, 2018 20:02 UTC Amendment | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantCommon Stock | 830 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009740 · doc4a.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,205 F1 · shares: The original Form 4 filed on March 1, 2018 incorrectly reported this grant of shares of restricted stock as a grant of restricted stock units on Table II. F2 · shares: Represents a grant of shares of restricted stock received by the reporting person. The shares will vest in full on January 5, 2019. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 10:09 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantRestricted stock units · Derivative | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-023798 · doc4.xml · derivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753 Underlying: Common stock · 753 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on October 5, 2018. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on October 5, 2018. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| August 28, 2017 Filed Sep 1, 2017 16:51 UTC | Forbes Energy Services Ltd. FLSS · Entity 149749 | Exercise / conversionRestricted Stock Units · Derivative | 9,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001434842-17-000047 · wf-form4_150429908052138.xml · derivative · entry 3 Cooper L Melvin · CIK 0001505460 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,116 Underlying: Common Stock, par value $0.01 · 9,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents fifty percent (50%) of the restricted stock units that vested in accordance with the provisions in a grant made on August 28, 2017 that the Reporting Person had elected not to defer pursuant to the Reporting Person's settlement deferral election form filed with the Company. F1 · derivative.exercise_date: Represents fifty percent (50%) of the restricted stock units that vested in accordance with the provisions in a grant made on August 28, 2017 that the Reporting Person had elected not to defer pursuant to the Reporting Person's settlement deferral election form filed with the Company. F1 · derivative.expiration_date: Represents fifty percent (50%) of the restricted stock units that vested in accordance with the provisions in a grant made on August 28, 2017 that the Reporting Person had elected not to defer pursuant to the Reporting Person's settlement deferral election form filed with the Company. Read SEC document |
| August 28, 2017 Filed Sep 1, 2017 16:51 UTC | Forbes Energy Services Ltd. FLSS · Entity 149749 | GrantRestricted Stock Units · Derivative | 86,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001434842-17-000047 · wf-form4_150429908052138.xml · derivative · entry 2 Cooper L Melvin · CIK 0001505460 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,395 Underlying: Common Stock, par value $0.01 · 86,395 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock, par value $0.01 per share. F3 · derivative.exercise_date: The restricted stock units vest as follows: twenty percent (20%) vested on August 28, 2017 and the remaining eighty percent (80%) vests in four equal installments on the first, second, third and fourth anniversaries of August 28, 2017. The restricted stock units, once vested, will generally be eligible to receive the applicable number of shares of Company common stock as specified by the Reporting Person in a settlement deferral election form filed with the Company. F3 · derivative.expiration_date: The restricted stock units vest as follows: twenty percent (20%) vested on August 28, 2017 and the remaining eighty percent (80%) vests in four equal installments on the first, second, third and fourth anniversaries of August 28, 2017. The restricted stock units, once vested, will generally be eligible to receive the applicable number of shares of Company common stock as specified by the Reporting Person in a settlement deferral election form filed with the Company. Read SEC document |
| August 28, 2017 Filed Sep 1, 2017 16:51 UTC | Forbes Energy Services Ltd. FLSS · Entity 149749 | Exercise / conversionCommon Stock, par value $0.01 | 9,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001434842-17-000047 · wf-form4_150429908052138.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents fifty percent (50%) of the restricted stock units that vested in accordance with the provisions in a grant made on August 28, 2017 that the Reporting Person had elected not to defer pursuant to the Reporting Person's settlement deferral election form filed with the Company. F1 · balance_after: Represents fifty percent (50%) of the restricted stock units that vested in accordance with the provisions in a grant made on August 28, 2017 that the Reporting Person had elected not to defer pursuant to the Reporting Person's settlement deferral election form filed with the Company. Read SEC document |
| July 05, 2017 Filed Jul 26, 2017 20:05 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantRestricted stock units · Derivative | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-019002 · doc4.xml · derivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860 Underlying: Common stock · 860 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on July 5, 2018. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on July 5, 2018. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:13 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionStock Option · Derivative | 9,047 | $0.00 Strike: $8.29 | $0.00 |
DisclosureSEC source: 0000928054-17-000074 · wf-form4_149548399216585.xml · derivative · entry 3 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,047 shares Expires 2017-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:13 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 7,716 | $9.72 | $74,999.52 |
DisclosureSEC source: 0000928054-17-000074 · wf-form4_149548399216585.xml · nonDerivative · entry 2 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,445 Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:13 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionCommon Stock | 9,047 | $8.29 | $74,999.63 |
DisclosureSEC source: 0000928054-17-000074 · wf-form4_149548399216585.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of stock options @ $8.29 per share, pursuant to previously awarded stock option grant. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 20:05 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Sotck | 10,639 | $11.75 | $125,008.25 |
DisclosureSEC source: 0000928054-17-000059 · wf-form4_149306430884415.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,114 F1 · shares: Award grant of 10,639 shares at $11.75 per share which vest at the next annual stockholders' meeting. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 18:35 UTC | Forbes Energy Services Ltd. FES · Entity 149749 | OtherCommon Stock | 97,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001505460-17-000002 · wf-form4_149246851829773.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The Issuer and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions under chapter 11 of title 11 of the United States Code on January 22, 2017 in the United States Bankruptcy Court for the Southern District of Texas-Corpus Christi Division (the "Bankruptcy Court"). On March 29, 2017, the Bankruptcy Court entered an order confirming the prepackaged plan of organization (as amended and supplemental, the "Plan"), and on April 13, 2017 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock were cancelled and extinguished. F1 · price: The Issuer and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions under chapter 11 of title 11 of the United States Code on January 22, 2017 in the United States Bankruptcy Court for the Southern District of Texas-Corpus Christi Division (the "Bankruptcy Court"). On March 29, 2017, the Bankruptcy Court entered an order confirming the prepackaged plan of organization (as amended and supplemental, the "Plan"), and on April 13, 2017 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock were cancelled and extinguished. Read SEC document |
| April 05, 2017 Filed Apr 12, 2017 13:16 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantRestricted stock units · Derivative | 957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010038 · doc4.xml · derivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957 Underlying: Common stock · 957 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on April 5, 2018. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on April 5, 2018. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| January 05, 2017 Filed Jan 10, 2017 21:29 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantRestricted stock units · Derivative | 1,063 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-000979 · doc4.xml · derivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,063 Underlying: Common stock · 1,063 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on January 5, 2018. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on January 5, 2018. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 17:11 UTC | SAExploration Holdings, Inc. SAEX · Entity 147534 | GrantCommon Stock | 7,508 | $6.66 | $50,003.28 |
DisclosureSEC source: 0001514732-16-000314 · wf-form4_148097589905026.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,508 F1 · security: The shares were issued pursuant to the SAExploration Holdings, Inc. (the "Company") 2013 Non-Employee Director Share Incentive Plan on December 1, 2016. Read SEC document |
| October 05, 2016 Filed Oct 12, 2016 20:30 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | GrantRestricted stock units · Derivative | 1,095 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031609 · doc4.xml · derivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,095 Underlying: Common stock · 1,095 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on October 5, 2017. Vested shares will be delivered to the reporting person following termination of service. F2 · derivative.expiration_date: The restricted stock units will vest in full on October 5, 2017. Vested shares will be delivered to the reporting person following termination of service. Read SEC document |
| September 14, 2016 Filed Sep 23, 2016 20:30 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | OtherSubscription Rights (right to buy) · Derivative | 3,268 | $0.00 Strike: $12.25 | $0.00 |
DisclosureSEC source: 0000899243-16-029899 · doc4.xml · derivative · entry 2 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 816 shares Expires 2016-09-14 F1 · security: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share. F2 · derivative.underlying_shares: Includes shares of Common Stock acquired pursuant to the exercise of the oversubscription privilege. Read SEC document |
| September 14, 2016 Filed Sep 23, 2016 20:30 UTC | PAR PACIFIC HOLDINGS, INC. PARR · Entity 4053 | OtherCommon Stock | 816 | $12.25 | $9,996.00 |
DisclosureSEC source: 0000899243-16-029899 · doc4.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,375 F1 · kind: On September 15, 2016, Par Pacific Holdings, Inc. ("Issuer") announced that its pro rata rights offering (the "Offering") which commenced on August 26, 2016 and expired on September 14, 2016, had been fully subscribed. Pursuant to the Offering each stockholder of Issuer received one transferable subscription right (the "Right') for each whole share of Issuer common stock (the "Common Stock") owned by that stockholder. Each subscription right entitled a Rights holder to purchase 0.099 shares of the Common Stock at a subscription price of $12.25 per whole share. F2 · shares: Includes shares of Common Stock acquired pursuant to the exercise of the oversubscription privilege. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 20:07 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | SaleCommon Stock | 10,000 | $16.01 | $160,098.00 |
DisclosureSEC source: 0000928054-16-000149 · wf-form4_147327884417613.xml · nonDerivative · entry 1 Cooper L Melvin · CIK 0001505460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,475 F1 · shares: Sale of 10,000 shares on the open market at an average price of $16.0098 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.