Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | Chief Financial Officer | February 13, 2017 | March 28, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date February 13, 2017 · Filed March 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,617 |
Reported balance
After 2017-02-13 transaction · row 1
1 source rowRow 1 · 2017-02-13 · Disposition to issuer · Disposed 18,976 · Balance 52,617 F1: Forfeiture of shares that had not vested upon retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Forfeiture of shares that had not vested upon retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2017 Filed Mar 28, 2017 20:06 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Disposition to issuerCommon Stock | 18,976 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-17-000039 · wf-form4_149073160429083.xml · nonDerivative · entry 1 Schmitz Robert M. · CIK 0001641791 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,617 F1 · shares: Forfeiture of shares that had not vested upon retirement. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 23:47 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 1,399 | $12.34 | $17,263.66 |
DisclosureSEC source: 0000928054-17-000027 · wf-form4_148711603562462.xml · nonDerivative · entry 1 Schmitz Robert M. · CIK 0001641791 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,593 F1 · shares: Disposition of 1,399 shares at $12.34/share for tax obligation relative to previously granted award vesting on 2/11/2017. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:41 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 10,335 | $9.39 | $97,045.65 |
DisclosureSEC source: 0000928054-17-000004 · wf-form4_148356609588346.xml · nonDerivative · entry 1 Schmitz Robert M. · CIK 0001641791 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,992 F1 · shares: Disposition of 10,335 shares at $9.39/share for tax obligation relative to previously granted awards vesting on 12/31/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.