Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | Director | December 31, 2017 | February 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date December 31, 2017 · Filed February 13, 2018 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy William M. Hardy V Irrevocable Trust | 0 |
Reported balance
After 2017-12-31 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-12-31 · Other · Disposed 0 · Balance 0 F1: Ms. Hardy has previously reported a beneficial interest in shares of common stock of the Company held by an irrevocable trust for the benefit of a dependent child. This child is no longer a dependent of Ms. Hardy and, as a result, Ms. Hardy no longer has any beneficial interest in the shares of common stock of the Company owned by the trust and such shares are no longer included herein. |
Filing footnotes · ownership attribution and instrument terms
F1: Ms. Hardy has previously reported a beneficial interest in shares of common stock of the Company held by an irrevocable trust for the benefit of a dependent child. This child is no longer a dependent of Ms. Hardy and, as a result, Ms. Hardy no longer has any beneficial interest in the shares of common stock of the Company owned by the trust and such shares are no longer included herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2017 Filed Feb 13, 2018 00:05 UTC Amendment | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-18-000016 · wf-form5a_151848030200423.xml · nonDerivative · entry 1 Hardy Carla S. · CIK 0001576961 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William M. Hardy V Irrevocable Trust Disclosed balance after: 0 F1 · balance_after: Ms. Hardy has previously reported a beneficial interest in shares of common stock of the Company held by an irrevocable trust for the benefit of a dependent child. This child is no longer a dependent of Ms. Hardy and, as a result, Ms. Hardy no longer has any beneficial interest in the shares of common stock of the Company owned by the trust and such shares are no longer included herein. F1 · ownership.nature: Ms. Hardy has previously reported a beneficial interest in shares of common stock of the Company held by an irrevocable trust for the benefit of a dependent child. This child is no longer a dependent of Ms. Hardy and, as a result, Ms. Hardy no longer has any beneficial interest in the shares of common stock of the Company owned by the trust and such shares are no longer included herein. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 20:04 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Sotck | 10,639 | $11.75 | $125,008.25 |
DisclosureSEC source: 0000928054-17-000057 · wf-form4_149306426805928.xml · nonDerivative · entry 1 Hardy Carla S. · CIK 0001576961 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,452 F1 · shares: Award grant of 10,639 shares at $11.75 per share which vest at the next annual stockholders' meeting. Read SEC document |
| August 24, 2016 Filed Feb 14, 2017 23:40 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GiftCommon Stock | 2,795 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-17-000021 · wf-form5_148711559924280.xml · nonDerivative · entry 1 Hardy Carla S. · CIK 0001576961 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Carla Shulz Hardy Revocable Trust Disclosed balance after: 192,160 F1 · balance_after: Transfer of 12,915 shares from direct ownership to indirect ownership through the Carla Shulz Hardy Revocable Trust. F2 · ownership.nature: Ms. Hardy is a trustee and beneficiary of the named trust. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.