Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FLOTEK INDUSTRIES INC/CN/
Report date June 30, 2017 · Filed July 05, 2017
Section 16 reporting ended · disclosed 2017-07-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 153,016 |
Reported balance
After 2017-06-30 transaction · row 1
1 source rowRow 1 · 2017-06-30 · Tax withholding · Disposed 43,828 · Balance 153,016 F1: Disposition of 43,828 shares at $8.94/share for tax obligation relative to previously granted awards vesting on 6/30/2017. |
| Common StockSEC Table I · non-derivative | IndirectLinda Jo Reeves Living Trust | 120,992 |
Reported balance
Holding disclosure · report date 2017-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 120,992 F2: Mr. Reeves is a trustee and beneficiary of the named trust. Mr. Reeves disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectFlotek 401K | 21,087 |
Reported balance
Holding disclosure · report date 2017-06-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 21,087 |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition of 43,828 shares at $8.94/share for tax obligation relative to previously granted awards vesting on 6/30/2017.
F2: Mr. Reeves is a trustee and beneficiary of the named trust. Mr. Reeves disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2017 Filed Jul 5, 2017 20:10 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 43,828 | $8.94 | $391,822.32 |
DisclosureSEC source: 0000928054-17-000082 · wf-form4_149928539378612.xml · nonDerivative · entry 1 REEVES STEVEN A · CIK 0001434793 · Exec. VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,016 F1 · shares: Disposition of 43,828 shares at $8.94/share for tax obligation relative to previously granted awards vesting on 6/30/2017. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 20:07 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionCommon Stock · Derivative | 200,000 | $0.00 Strike: $9.19 | $0.00 |
DisclosureSEC source: 0000928054-17-000043 · wf-form4_149142281841756.xml · derivative · entry 5 REEVES STEVEN A · CIK 0001434793 · Exec. VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2017-04-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 20:07 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 169,325 | $12.49 | $2,114,869.25 |
DisclosureSEC source: 0000928054-17-000043 · wf-form4_149142281841756.xml · nonDerivative · entry 2 REEVES STEVEN A · CIK 0001434793 · Exec. VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,486 Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 20:07 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionCommon Stock | 200,000 | $9.19 | $1,838,000.00 |
DisclosureSEC source: 0000928054-17-000043 · wf-form4_149142281841756.xml · nonDerivative · entry 1 REEVES STEVEN A · CIK 0001434793 · Exec. VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of stock options @ $9.19 per share, pursuant to previously awarded stock option grant. Read SEC document |
| April 04, 2017 Filed Apr 11, 2017 20:08 UTC Amendment | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 171,967 | $12.49 | $2,147,867.83 |
DisclosureSEC source: 0000928054-17-000049 · wf-form4a_149194132540929.xml · nonDerivative · entry 1 REEVES STEVEN A · CIK 0001434793 · Exec. VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,844 Read SEC document |
| February 24, 2017 Filed Mar 28, 2017 20:06 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 68,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-17-000038 · wf-form4_149073158008441.xml · nonDerivative · entry 1 REEVES STEVEN A · CIK 0001434793 · Exec. VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,811 F1 · shares: Award grant of 68,333 shares at $12.98 per share which vest on 6/30/2017. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:43 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 24,957 | $9.39 | $234,346.23 |
DisclosureSEC source: 0000928054-17-000006 · wf-form4_148356621657737.xml · nonDerivative · entry 1 REEVES STEVEN A · CIK 0001434793 · Exec. VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,478 F1 · shares: Disposition of 24,957 shares at $9.39/share for tax obligation relative to previously granted awards vesting on 12/31/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.