Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | Director | May 18, 2017 | May 22, 2017 |
| IRONCLAD ENCRYPTION CorpIRNC · Entity 153285 | Director | September 12, 2017 | September 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date May 18, 2017 · Filed May 22, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,165 |
Ending reported balance
After 2017-05-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-05-18 · Exercise / conversion · Acquired 9,047 · Balance 58,881 F1: Exercise of stock options @ $8.29 per share, pursuant to previously awarded stock option grant. Row 2 · 2017-05-18 · Tax withholding · Disposed 7,716 · Balance 51,165 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.29 · Expires 2017-05-18 | Direct | 0 |
Reported balance
After 2017-05-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-05-18 · Exercise / conversion · Disposed 9,047 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Exercise of stock options @ $8.29 per share, pursuant to previously awarded stock option grant.
IRONCLAD ENCRYPTION Corp
Report date September 12, 2017 · Filed September 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A, Common StockSEC Table I · non-derivative | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2017-09-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 50,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2017 Filed May 22, 2017 20:12 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionStock Option · Derivative | 9,047 | $0.00 Strike: $8.29 | $0.00 |
DisclosureSEC source: 0000928054-17-000072 · wf-form4_149548395300042.xml · derivative · entry 3 REILAND JOHN · CIK 0001074279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,047 shares Expires 2017-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:12 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 7,716 | $9.72 | $74,999.52 |
DisclosureSEC source: 0000928054-17-000072 · wf-form4_149548395300042.xml · nonDerivative · entry 2 REILAND JOHN · CIK 0001074279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,165 Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:12 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionCommon Stock | 9,047 | $8.29 | $74,999.63 |
DisclosureSEC source: 0000928054-17-000072 · wf-form4_149548395300042.xml · nonDerivative · entry 1 REILAND JOHN · CIK 0001074279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of stock options @ $8.29 per share, pursuant to previously awarded stock option grant. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 20:05 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Sotck | 10,639 | $11.75 | $125,008.25 |
DisclosureSEC source: 0000928054-17-000061 · wf-form4_149306434371425.xml · nonDerivative · entry 1 REILAND JOHN · CIK 0001074279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,834 F1 · shares: Award grant of 10,639 shares at $11.75 per share which vest at the next annual stockholders' meeting. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:06 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | SaleCommon Stock | 15,000 | $12.73 | $190,890.00 |
DisclosureSEC source: 0000928054-17-000029 · wf-form4_148788398234337.xml · nonDerivative · entry 1 REILAND JOHN · CIK 0001074279 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,195 F1 · shares: Sale of 15,000 shares on the open market at an average price of $12.726 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.